We are live on ! Find out more
SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+11.79%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$810M
AUM Growth
+$39.9M
Cap. Flow
-$26.2M
Cap. Flow %
-3.24%
Top 10 Hldgs %
28.31%
Holding
664
New
44
Increased
184
Reduced
349
Closed
44

Top Buys

Rank Stock Value
1
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.66M
2
MBLY icon
Mobileye
MBLY
+$1.35M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$1.11M
4
VXF icon
Vanguard Extended Market ETF
VXF
+$866K
5
URA icon
Global X Uranium ETF
URA
+$836K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.2M
2
VDE icon
Vanguard Energy ETF
VDE
+$1.91M
3
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.86M
4
AZO icon
AutoZone
AZO
+$1.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 24.56%
2 Healthcare 8.22%
3 Financials 8.14%
4 Communication Services 7.71%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHD icon
51
Schwab US Dividend Equity ETF
SCHD
$103B
$2.54M 0.31%
99,678
-23,493
-19% -$560K
VGT icon
52
Vanguard Information Technology ETF
VGT
$139B
$2.47M 0.3%
42,664
+2,248
+6% +$125K
WMT icon
53
Walmart Inc
WMT
$884B
$2.46M 0.3%
47,139
-756
-2% -$40K
VIG icon
54
Vanguard Dividend Appreciation ETF
VIG
$112B
$2.46M 0.3%
14,608
-751
-5% -$121K
CSCO icon
55
Cisco
CSCO
$448B
$2.46M 0.3%
49,089
-6,877
-12% -$351K
KRE icon
56
State Street SPDR S&P Regional Banking ETF
KRE
$4.49B
$2.45M 0.3%
47,383
+37,078
+360% +$1.66M
NAT icon
57
Nordic American Tanker
NAT
$1.41B
$2.42M 0.3%
531,629
-14,000
-3% -$59.5K
ADBE icon
58
Adobe
ADBE
$98.5B
$2.41M 0.3%
4,263
+11
+0.3% +$6.34K
LMT icon
59
Lockheed Martin
LMT
$132B
$2.39M 0.3%
5,236
+92
+2% +$40.8K
SCHA icon
60
Schwab U.S Small- Cap ETF
SCHA
$22.3B
$2.39M 0.29%
104,802
-4,070
-4% -$85.8K
KLAC icon
61
KLA
KLAC
$236B
$2.33M 0.29%
42,890
-1,850
-4% -$96.3K
MO icon
62
Altria Group
MO
$113B
$2.29M 0.28%
55,284
-1,223
-2% -$50.6K
DE icon
63
Deere & Co
DE
$162B
$2.26M 0.28%
5,702
-1,781
-24% -$672K
SCHR
64
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$2.26M 0.28%
91,424
-76,974
-46% -$1.86M
MLPX icon
65
Global X MLP & Energy Infrastructure ETF
MLPX
$3.6B
$2.23M 0.28%
49,584
+1,096
+2% +$47.6K
PANW icon
66
Palo Alto Networks
PANW
$265B
$2.2M 0.27%
15,550
+1,828
+13% +$244K
BAC icon
67
Bank of America
BAC
$433B
$2.18M 0.27%
63,312
-1,997
-3% -$58.1K
SHEL icon
68
Shell
SHEL
$250B
$2.16M 0.27%
32,858
-3,474
-10% -$228K
COP icon
69
ConocoPhillips
COP
$145B
$2.09M 0.26%
17,935
+31
+0.2% +$3.63K
BA icon
70
Boeing
BA
$175B
$2.08M 0.26%
8,339
-2,305
-22% -$493K
SCHM icon
71
Schwab US Mid-Cap ETF
SCHM
$14.5B
$2.06M 0.25%
84,123
-5,127
-6% -$117K
VNQ icon
72
Vanguard Real Estate ETF
VNQ
$39.4B
$2.04M 0.25%
23,571
+4,514
+24% +$358K
VEA icon
73
Vanguard FTSE Developed Markets ETF
VEA
$230B
$2.04M 0.25%
43,244
-9,481
-18% -$424K
KO icon
74
Coca-Cola
KO
$381B
$2.01M 0.25%
33,757
-3,665
-10% -$208K
GLD icon
75
SPDR Gold Trust
GLD
$133B
$2.01M 0.25%
10,620
-1,058
-9% -$194K
1 2
3
4 5

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, SeaCrest Wealth Management held 664 positions worth $810M, up 5.2% from $770M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SeaCrest Wealth Management withdrew a net $26.2M in Q4 2023, closing 44 positions and reducing 349 holdings. Its most notable exit was Schwab Fundamental Emerging Markets Large Company Index ETF, an estimated $644K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in Mobileye worth $1.04M.

  • SeaCrest Wealth Management's largest Q4 2023 buy was Mobileye: 34,255 shares worth $1.04M.
  • SeaCrest Wealth Management added most to State Street SPDR S&P Regional Banking ETF in Q4 2023, an estimated $1.66M increase.
  • SeaCrest Wealth Management's biggest Q4 2023 reduction was Apple, cutting an estimated $2.2M.
  • SeaCrest Wealth Management fully exited Schwab Fundamental Emerging Markets Large Company Index ETF in Q4 2023, selling an estimated $644K.
  • SeaCrest Wealth Management's ten largest holdings make up 28% of its $810M portfolio in Q4 2023.
  • SeaCrest Wealth Management opened 44 new positions and closed 44 in Q4 2023.
  • SeaCrest Wealth Management's portfolio value rose 5.2% quarter-over-quarter to $810M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2023, filed 18 Jan 2024.