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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
51
Vanguard Total Stock Market ETF
VTI
$646B
$3.44M 0.38%
14,261
-5
-0% -$1.18K
PEG icon
52
Public Service Enterprise Group
PEG
$38.7B
$3.4M 0.37%
50,985
-172
-0.3% -$10.9K
NFLX icon
53
Netflix
NFLX
$307B
$3.37M 0.37%
55,970
+4,740
+9% +$303K
SCHA icon
54
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$3.34M 0.37%
130,604
-12,412
-9% -$321K
SCHZ icon
55
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$3.21M 0.35%
119,148
-1,280
-1% -$34.6K
GD icon
56
General Dynamics
GD
$103B
$3.15M 0.35%
15,136
+65
+0.4% +$13.1K
BMY icon
57
Bristol-Myers Squibb
BMY
$129B
$3.14M 0.34%
50,385
-5,559
-10% -$326K
SCHD icon
58
Schwab US Dividend Equity ETF
SCHD
$104B
$3.04M 0.33%
112,881
-4,896
-4% -$127K
DIS icon
59
Walt Disney
DIS
$171B
$2.91M 0.32%
18,796
-3,177
-14% -$513K
LOW icon
60
Lowe's Companies
LOW
$121B
$2.8M 0.31%
10,845
+54
+0.5% +$12.8K
MO icon
61
Altria Group
MO
$125B
$2.73M 0.3%
57,536
-968
-2% -$44.4K
HUBB icon
62
Hubbell
HUBB
$24.4B
$2.6M 0.29%
12,501
– –
BSV icon
63
Vanguard Short-Term Bond ETF
BSV
$44.7B
$2.59M 0.28%
32,022
-20,540
-39% -$1.67M
DE icon
64
Deere & Co
DE
$165B
$2.59M 0.28%
7,548
+1,557
+26% +$542K
MRNA icon
65
Moderna
MRNA
$21.6B
$2.53M 0.28%
9,950
+1,123
+13% +$328K
LQD icon
66
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$2.43M 0.27%
18,368
+76
+0.4% +$10.1K
PRU icon
67
Prudential Financial
PRU
$42.6B
$2.4M 0.26%
22,178
+71
+0.3% +$7.71K
SCHM icon
68
Schwab US Mid-Cap ETF
SCHM
$14.2B
$2.37M 0.26%
88,368
-7,212
-8% -$192K
PM icon
69
Philip Morris
PM
$309B
$2.35M 0.26%
24,788
-4,363
-15% -$408K
EBC icon
70
Eastern Bankshares
EBC
$5.27B
$2.34M 0.26%
116,211
-1,989
-2% -$41.3K
VUG icon
71
Vanguard Growth ETF
VUG
$212B
$2.34M 0.26%
43,716
+4,956
+13% +$258K
INTC icon
72
Intel
INTC
$413B
$2.31M 0.25%
44,847
-2,675
-6% -$137K
VOO icon
73
Vanguard S&P 500 ETF
VOO
$956B
$2.31M 0.25%
5,287
+548
+12% +$231K
F icon
74
Ford
F
$60.9B
$2.3M 0.25%
110,930
+31,534
+40% +$580K
MMM icon
75
3M
MMM
$91.8B
$2.3M 0.25%
15,481
+1,061
+7% +$158K
1 2
3
4 5

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.