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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
701
Alibaba
BABA
$305B
– –
-2,206
Closed -$251K
BAH icon
702
Booz Allen Hamilton
BAH
$8.56B
– –
-335
Closed -$30K
BALL icon
703
Ball Corp
BALL
$17.3B
– –
-457
Closed -$31K
BAR icon
704
GraniteShares Gold Shares
BAR
$1.36B
– –
-1,464
Closed -$26K
BATT icon
705
Amplify Lithium & Battery Technology ETF
BATT
$116M
– –
-4,850
Closed -$71K
BBH icon
706
VanEck Biotech ETF
BBH
$398M
– –
-330
Closed -$48K
BBN icon
707
BlackRock Taxable Municipal Bond Trust
BBN
$978M
– –
-2,318
Closed -$44K
BCX icon
708
BlackRock Resources & Commodities Strategy Trust
BCX
$904M
– –
-34,048
Closed -$306K
BEEM icon
709
Beam Global
BEEM
$24.2M
– –
-1,350
Closed -$21K
BEP icon
710
Brookfield Renewable
BEP
$10.2B
– –
-1,955
Closed -$68K
BFZ
711
DELISTED
BlackRock CA Municipal Income Trust
BFZ
– –
-1,800
Closed -$20K
BGB
712
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
– –
-2,615
Closed -$29K
BGH
713
Barings Global Short Duration High Yield Fund
BGH
$283M
– –
-5,533
Closed -$72K
BGS icon
714
B&G Foods
BGS
$290M
– –
-31,446
Closed -$748K
BGT icon
715
BlackRock Floating Rate Income Trust
BGT
$322M
– –
-7,152
Closed -$79K
BGY icon
716
BlackRock Enhanced International Dividend Trust
BGY
$526M
– –
-4,495
Closed -$23K
BHC icon
717
Bausch Health
BHC
$2.62B
– –
-2,875
Closed -$24K
BHF icon
718
Brighthouse Financial
BHF
$3.55B
– –
-458
Closed -$19K
BIDU icon
719
Baidu
BIDU
$38.3B
– –
-650
Closed -$97K
BIIB icon
720
Biogen
BIIB
$29.8B
– –
-1,430
Closed -$292K
BIO icon
721
Bio-Rad Laboratories Class A
BIO
$8.96B
– –
-53
Closed -$26K
BIP icon
722
Brookfield Infrastructure Partners
BIP
$18.4B
– –
-1,317
Closed -$50K
BIPC icon
723
Brookfield Infrastructure
BIPC
$4.97B
– –
-3,675
Closed -$156K
BIT icon
724
BlackRock Multi-Sector Income Trust
BIT
$698M
– –
-4,303
Closed -$61K
BJUL icon
725
Innovator US Equity Buffer ETF July
BJUL
$349M
– –
-500
Closed -$15K
27 28
29
30 31

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AIC
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OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.