We are live on ! Find out more
SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIN
701
Aberdeen Intermediate Income Fund
MIN
$273M
$44K ﹤0.01%
12,225
-200
-2% -$722
KOPN icon
702
Kopin
KOPN
$662M
$41K ﹤0.01%
10,000
-6,250
-38% -$31.7K
AIM
703
AIM ImmunoTech
AIM
$7.31M
$35K ﹤0.01%
386
-50
-11% -$7.73K
UBX
704
DELISTED
Unity Biotechnology
UBX
$15K ﹤0.01%
+1,000
New +$21.9K
WTER
705
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$15K ﹤0.01%
+827
New +$18K
ARVN icon
706
Arvinas
ARVN
$516M
– –
-2,680
Closed -$220K
BETZ icon
707
Roundhill Sports Betting & iGaming ETF
BETZ
$49.7M
– –
-8,339
Closed -$251K
CCIF
708
Carlyle Credit Income Fund
CCIF
$59.8M
– –
-10,326
Closed -$108K
CLM icon
709
Cornerstone Strategic Value Fund
CLM
$2.21B
– –
-29,332
Closed -$370K
CM icon
710
Canadian Imperial Bank of Commerce
CM
$108B
– –
-4,518
Closed -$251K
CRSP icon
711
CRISPR Therapeutics
CRSP
$4.72B
– –
-9,218
Closed -$1.03M
DPRO
712
Draganfly
DPRO
$152M
– –
-791
Closed -$66K
DWSN icon
713
Dawson Geophysical
DWSN
$147M
– –
-25,000
Closed -$62K
EBAY icon
714
eBay
EBAY
$50.6B
– –
-2,945
Closed -$205K
EFAV icon
715
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
– –
-3,136
Closed -$236K
EMQQ icon
716
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$275M
– –
-5,350
Closed -$265K
FBT icon
717
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.79B
– –
-1,310
Closed -$218K
HXL icon
718
Hexcel
HXL
$7.84B
– –
-4,038
Closed -$240K
IWY icon
719
iShares Russell Top 200 Growth ETF
IWY
$15.8B
– –
-1,440
Closed -$220K
JLL icon
720
Jones Lang LaSalle
JLL
$16.6B
– –
-1,075
Closed -$267K
MAG
721
DELISTED
MAG Silver
MAG
– –
-20,050
Closed -$325K
MEC icon
722
Mayville Engineering Co
MEC
$660M
– –
-13,765
Closed -$259K
NWL icon
723
Newell Brands
NWL
$2.43B
– –
-34,713
Closed -$769K
OGN icon
724
Organon & Co
OGN
$3.56B
– –
-11,363
Closed -$373K
OXY icon
725
Occidental Petroleum
OXY
$56.5B
– –
-7,740
Closed -$229K
26 27 28
29
30

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.