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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICLN icon
701
iShares Global Clean Energy ETF
ICLN
$2.31B
– –
-26,241
Closed -$616K
ILCG icon
702
iShares Morningstar Growth ETF
ILCG
$3.11B
– –
-4,905
Closed -$318K
ILCV icon
703
iShares Morningstar Value ETF
ILCV
$1.32B
– –
-9,113
Closed -$588K
IMCG icon
704
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.92B
– –
-4,087
Closed -$282K
IMCV icon
705
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.14B
– –
-3,861
Closed -$248K
IUSV icon
706
iShares Core S&P US Value ETF
IUSV
$27.2B
– –
-3,003
Closed -$216K
JRS icon
707
Nuveen Real Estate Income Fund
JRS
$249M
– –
-27,000
Closed -$299K
KTOS icon
708
Kratos Defense & Security Solutions
KTOS
$8.74B
– –
-8,950
Closed -$255K
LPTH icon
709
Lightpath Technologies
LPTH
$651M
– –
-14,000
Closed -$36K
MAR icon
710
Marriott International
MAR
$98.3B
– –
-4,171
Closed -$569K
NOK icon
711
Nokia
NOK
$51B
– –
-20,912
Closed -$111K
PINS icon
712
Pinterest
PINS
$13.4B
– –
-3,902
Closed -$308K
PKG icon
713
Packaging Corp of America
PKG
$21.9B
– –
-7,228
Closed -$979K
RFI
714
Cohen & Steers Total Return Realty Fund
RFI
$308M
– –
-15,249
Closed -$248K
RGR icon
715
Sturm, Ruger & Co
RGR
$594M
– –
-10,401
Closed -$936K
RNP icon
716
Cohen & Steers REIT and Preferred and Income Fund
RNP
$982M
– –
-9,319
Closed -$254K
RPM icon
717
RPM International
RPM
$13.7B
– –
-2,303
Closed -$204K
SHV icon
718
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
– –
-2,398
Closed -$265K
SPOT icon
719
Spotify
SPOT
$103B
– –
-788
Closed -$217K
SPYD icon
720
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.62B
– –
-5,347
Closed -$214K
SWBI icon
721
Smith & Wesson
SWBI
$651M
– –
-25,865
Closed -$898K
TLT icon
722
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
– –
-3,752
Closed -$542K
VICI icon
723
VICI Properties
VICI
$29B
– –
-6,622
Closed -$205K
VYM icon
724
Vanguard High Dividend Yield ETF
VYM
$80.9B
– –
-3,899
Closed -$408K
XSOE icon
725
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
– –
-10,874
Closed -$457K
26 27 28
29
30

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AIC
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.