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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARI
676
Apollo Commercial Real Estate
ARI
$892M
– –
-7,900
Closed -$82K
ARKF icon
677
ARK Blockchain & Fintech Innovation ETF
ARKF
$726M
– –
-10,597
Closed -$164K
ARKG icon
678
ARK Genomic Revolution ETF
ARKG
$1.6B
– –
-11,036
Closed -$348K
ARKQ icon
679
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.95B
– –
-4,011
Closed -$201K
ARKW icon
680
ARK Web x.0 ETF
ARKW
$1.68B
– –
-3,008
Closed -$147K
ARKX icon
681
ARK Space & Defense Innovation ETF
ARKX
$818M
– –
-7,099
Closed -$95K
AROC icon
682
Archrock
AROC
$6.16B
– –
-46,116
Closed -$381K
ARTNA icon
683
Artesian Resources
ARTNA
$352M
– –
-1,100
Closed -$54K
ARVN icon
684
Arvinas
ARVN
$520M
– –
-1,350
Closed -$57K
ASB icon
685
Associated Banc-Corp
ASB
$5.93B
– –
-5,998
Closed -$110K
ASG
686
Liberty All-Star Growth Fund
ASG
$336M
– –
-2,520
Closed -$15K
ASML icon
687
ASML
ASML
$631B
– –
-222
Closed -$106K
ATO icon
688
Atmos Energy
ATO
$28.9B
– –
-1,401
Closed -$157K
AVA icon
689
Avista
AVA
$3.27B
– –
-1,900
Closed -$83K
AVTR icon
690
Avantor
AVTR
$9.25B
– –
-544
Closed -$17K
AVXL icon
691
Anavex Life Sciences
AVXL
$273M
– –
-4,375
Closed -$44K
AVY icon
692
Avery Dennison
AVY
$13.2B
– –
-104
Closed -$17K
AWP
693
abrdn Global Premier Properties Fund
AWP
$369M
– –
-1,733
Closed -$26K
AWR icon
694
American States Water
AWR
$3.32B
– –
-405
Closed -$33K
AXON
695
Axon Enterprise
AXON
$46.4B
– –
-1,315
Closed -$123K
AXS icon
696
AXIS Capital
AXS
$7.72B
– –
-2,908
Closed -$166K
AXTA icon
697
Axalta
AXTA
$7.76B
– –
-616
Closed -$14K
AYI icon
698
Acuity Brands
AYI
$10B
– –
-525
Closed -$81K
AZTA icon
699
Azenta
AZTA
$1.38B
– –
-670
Closed -$48K
BAB icon
700
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
– –
-1,244
Closed -$34K
26 27
28
29 30

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.