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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKAM icon
676
Akamai
AKAM
$16.7B
– –
-1,799
Closed -$210K
ALLE icon
677
Allegion
ALLE
$13.4B
– –
-1,439
Closed -$200K
AME icon
678
Ametek
AME
$55.4B
– –
-1,614
Closed -$215K
ARKF icon
679
ARK Blockchain & Fintech Innovation ETF
ARKF
$722M
– –
-4,299
Closed -$233K
BGB
680
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
– –
-10,364
Closed -$144K
BGH
681
Barings Global Short Duration High Yield Fund
BGH
$282M
– –
-18,352
Closed -$313K
BHP icon
682
BHP
BHP
$215B
– –
-6,679
Closed -$434K
BIDU icon
683
Baidu
BIDU
$37.7B
– –
-1,075
Closed -$219K
BLOK icon
684
Amplify Blockchain Technology ETF
BLOK
$1.08B
– –
-21,777
Closed -$1.04M
BUD icon
685
AB InBev
BUD
$167B
– –
-3,065
Closed -$221K
CHKP icon
686
Check Point Software Technologies
CHKP
$13B
– –
-3,127
Closed -$363K
CHPT icon
687
ChargePoint
CHPT
$141M
– –
-725
Closed -$504K
CHT icon
688
Chunghwa Telecom
CHT
$33.1B
– –
-8,488
Closed -$345K
CPB icon
689
Campbell Soup
CPB
$6.55B
– –
-4,674
Closed -$213K
CPZ
690
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$259M
– –
-64,244
Closed -$1.33M
DBC icon
691
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
– –
-10,195
Closed -$196K
DRI icon
692
Darden Restaurants
DRI
$23.3B
– –
-1,839
Closed -$268K
EDIT icon
693
Editas Medicine
EDIT
$396M
– –
-7,073
Closed -$401K
ENS icon
694
EnerSys
ENS
$6.78B
– –
-2,337
Closed -$228K
FOF icon
695
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
– –
-10,219
Closed -$148K
FTK icon
696
Flotek Industries
FTK
$852M
– –
-1,667
Closed -$17K
GDX icon
697
VanEck Gold Miners ETF
GDX
$22.7B
– –
-7,576
Closed -$257K
GNTX icon
698
Gentex
GNTX
$4.97B
– –
-8,740
Closed -$289K
HES
699
DELISTED
Hess
HES
– –
-2,542
Closed -$222K
HPI
700
John Hancock Preferred Income Fund
HPI
$430M
– –
-9,249
Closed -$200K
26 27
28
29 30

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.