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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+11.79%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$810M
AUM Growth
+$39.9M
Cap. Flow
-$26.2M
Cap. Flow %
-3.24%
Top 10 Hldgs %
28.31%
Holding
664
New
44
Increased
184
Reduced
349
Closed
44

Top Buys

Rank Stock Value
1
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.66M
2
MBLY icon
Mobileye
MBLY
+$1.35M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$1.11M
4
VXF icon
Vanguard Extended Market ETF
VXF
+$866K
5
URA icon
Global X Uranium ETF
URA
+$836K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.2M
2
VDE icon
Vanguard Energy ETF
VDE
+$1.91M
3
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.86M
4
AZO icon
AutoZone
AZO
+$1.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 24.56%
2 Healthcare 8.22%
3 Financials 8.14%
4 Communication Services 7.71%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ON icon
651
ON Semiconductor
ON
$31.8B
– –
-2,253
Closed -$209K
PBT
652
Permian Basin Royalty Trust
PBT
$1.38B
– –
-14,908
Closed -$316K
PGX icon
653
Invesco Preferred ETF
PGX
$3.81B
– –
-15,840
Closed -$173K
PMF
654
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-13,975
Closed -$117K
SCHQ
655
Schwab Long-Term US Treasury ETF
SCHQ
$792M
– –
-9,227
Closed -$292K
SH icon
656
ProShares Short S&P500
SH
$907M
– –
-6,760
Closed -$391K
SMTC icon
657
Semtech
SMTC
$11B
– –
-8,280
Closed -$213K
U icon
658
Unity
U
$13.8B
– –
-9,731
Closed -$305K
UTG icon
659
Reaves Utility Income Fund
UTG
$3.54B
– –
-9,070
Closed -$224K
VCIT icon
660
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
– –
-3,032
Closed -$230K
VFMV icon
661
Vanguard US Minimum Volatility ETF
VFMV
$432M
– –
-4,329
Closed -$416K
VWOB icon
662
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
– –
-7,291
Closed -$431K
WHR icon
663
Whirlpool
WHR
$2.43B
– –
-1,710
Closed -$229K
VMW
664
DELISTED
VMware, Inc
VMW
– –
-2,111
Closed -$351K
23 24 25 26
27

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AIC
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OCA
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AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, SeaCrest Wealth Management held 664 positions worth $810M, up 5.2% from $770M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SeaCrest Wealth Management withdrew a net $26.2M in Q4 2023, closing 44 positions and reducing 349 holdings. Its most notable exit was Schwab Fundamental Emerging Markets Large Company Index ETF, an estimated $644K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in Mobileye worth $1.04M.

  • SeaCrest Wealth Management's largest Q4 2023 buy was Mobileye: 34,255 shares worth $1.04M.
  • SeaCrest Wealth Management added most to State Street SPDR S&P Regional Banking ETF in Q4 2023, an estimated $1.66M increase.
  • SeaCrest Wealth Management's biggest Q4 2023 reduction was Apple, cutting an estimated $2.2M.
  • SeaCrest Wealth Management fully exited Schwab Fundamental Emerging Markets Large Company Index ETF in Q4 2023, selling an estimated $644K.
  • SeaCrest Wealth Management's ten largest holdings make up 28% of its $810M portfolio in Q4 2023.
  • SeaCrest Wealth Management opened 44 new positions and closed 44 in Q4 2023.
  • SeaCrest Wealth Management's portfolio value rose 5.2% quarter-over-quarter to $810M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2023, filed 18 Jan 2024.