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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-2.16%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$770M
AUM Growth
-$22.3M
Cap. Flow
+$3.65M
Cap. Flow %
0.47%
Top 10 Hldgs %
27.84%
Holding
665
New
36
Increased
264
Reduced
272
Closed
45

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$10.1M
2
VDE icon
Vanguard Energy ETF
VDE
+$1.95M
3
META icon
Meta Platforms (Facebook)
META
+$1.62M
4
NVDA icon
NVIDIA
NVDA
+$1.2M
5
VAL icon
Valaris
VAL
+$1.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.63M
2
GNK icon
Genco Shipping & Trading
GNK
+$1.08M
3
COST icon
Costco
COST
+$1M
4
JNJ icon
Johnson & Johnson
JNJ
+$995K
5
AAPL icon
Apple
AAPL
+$949K

Sector Composition

Rank Sector Weight
1 Technology 23.4%
2 Healthcare 8.07%
3 Communication Services 7.7%
4 Financials 7.3%
5 Energy 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTR icon
651
Ventas
VTR
$48B
– –
-4,403
Closed -$208K
VTRS icon
652
Viatris
VTRS
$20.4B
– –
-11,078
Closed -$111K
VUZI icon
653
Vuzix
VUZI
$194M
– –
-10,723
Closed -$54.7K
WEC icon
654
WEC Energy
WEC
$35.7B
– –
-2,402
Closed -$212K
WELL icon
655
Welltower
WELL
$169B
– –
-2,636
Closed -$213K
XBI icon
656
State Street SPDR S&P Biotech ETF
XBI
$9.95B
– –
-7,396
Closed -$615K
YUMC icon
657
Yum China
YUMC
$16.5B
– –
-3,829
Closed -$216K
ITCI
658
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-9,703
Closed -$614K
PFC
659
DELISTED
Premier Financial Corp. Common Stock
PFC
– –
-12,386
Closed -$198K
AGR
660
DELISTED
Avangrid, Inc.
AGR
– –
-6,169
Closed -$232K
BHIL
661
DELISTED
Benson Hill, Inc.
BHIL
– –
-286
Closed -$13K
SWAV
662
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
– –
-1,325
Closed -$378K
HT
663
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
– –
-10,800
Closed -$65.8K
MMP
664
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-3,304
Closed -$206K
APPH
665
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-55,000
Closed -$20.4K
23 24 25 26
27

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AOWM
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SWM
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EI
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PIP
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SeaCrest Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, SeaCrest Wealth Management held 665 positions worth $770M, down 2.8% from $792M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SeaCrest Wealth Management's Q3 2023 filing shows 36 new, 264 increased, 272 reduced and 45 closed positions. Its largest new stake was Valaris: 15,999 shares worth $1.2M. The largest sale was Invesco QQQ Trust, an estimated $1.63M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q3 2023 buy was Valaris: 15,999 shares worth $1.2M.
  • SeaCrest Wealth Management added most to Berkshire Hathaway Class B in Q3 2023, an estimated $10.1M increase.
  • SeaCrest Wealth Management's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $1.63M.
  • SeaCrest Wealth Management fully exited Genco Shipping & Trading in Q3 2023, selling an estimated $1.08M.
  • SeaCrest Wealth Management's ten largest holdings make up 28% of its $770M portfolio in Q3 2023.
  • SeaCrest Wealth Management opened 36 new positions and closed 45 in Q3 2023.
  • SeaCrest Wealth Management's portfolio value fell 2.8% quarter-over-quarter to $770M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2023, filed 12 Oct 2023.