SWM

SeaCrest Wealth Management Portfolio holdings

AUM $921M
This Quarter Return
+6.41%
1 Year Return
+24.42%
3 Year Return
+101.15%
5 Year Return
+173.95%
10 Year Return
–
AUM
$755M
AUM Growth
+$755M
Cap. Flow
+$13.6M
Cap. Flow %
1.8%
Top 10 Hldgs %
22.58%
Holding
696
New
75
Increased
290
Reduced
256
Closed
37

Top Buys

1
BSV icon
Vanguard Short-Term Bond ETF
BSV
$2.46M
2
SNOW icon
Snowflake
SNOW
$2.46M
3
SCHP icon
Schwab US TIPS ETF
SCHP
$2.05M
4
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$1.45M
5
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$1.29M

Top Sells

1
PARA
Paramount Global Class B
PARA
$1.53M
2
VIGI icon
Vanguard International Dividend Appreciation ETF
VIGI
$1.44M
3
SPTL icon
SPDR Portfolio Long Term Treasury ETF
SPTL
$1.37M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
$980K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
$886K

Sector Composition

1 Technology 20.34%
2 Communication Services 8.97%
3 Healthcare 8.14%
4 Financials 7.76%
5 Industrials 6.05%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GGN
651
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$747M
$73K 0.01%
+21,047
New +$73K
ARMP icon
652
Armata Pharmaceuticals
ARMP
$109M
$65K 0.01%
13,500
+845
+7% +$4.07K
DWSN icon
653
Dawson Geophysical
DWSN
$50.3M
$61K 0.01%
25,000
+15,000
+150% +$36.6K
RIG icon
654
Transocean
RIG
$2.82B
$57K 0.01%
+16,191
New +$57K
PPT
655
Putnam Premier Income Trust
PPT
$354M
$54K 0.01%
11,000
-4,500
-29% -$22.1K
IO
656
DELISTED
ION Geophysical Corporation
IO
$54K 0.01%
25,000
+15,000
+150% +$32.4K
MIN
657
MFS Intermediate Income Trust
MIN
$306M
$46K 0.01%
12,454
+183
+1% +$676
LPTH icon
658
Lightpath Technologies
LPTH
$239M
$37K ﹤0.01%
12,000
+1,000
+9% +$3.08K
FTK icon
659
Flotek Industries
FTK
$343M
$17K ﹤0.01%
1,667
– –
IPAC icon
660
iShares Core MSCI Pacific ETF
IPAC
$1.85B
– –
-4,405
Closed -$284K
KIO
661
KKR Income Opportunities Fund
KIO
$512M
– –
-14,176
Closed -$205K
LIN icon
662
Linde
LIN
$221B
– –
-772
Closed -$203K
MTN icon
663
Vail Resorts
MTN
$5.91B
– –
-1,111
Closed -$310K
NEA icon
664
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
– –
-11,589
Closed -$175K
NVS icon
665
Novartis
NVS
$248B
– –
-2,174
Closed -$205K
AEM icon
666
Agnico Eagle Mines
AEM
$74.7B
– –
-5,119
Closed -$361K
CHWY icon
667
Chewy
CHWY
$16.8B
– –
-2,291
Closed -$206K
DSL
668
DoubleLine Income Solutions Fund
DSL
$1.43B
– –
-12,549
Closed -$208K
EVH icon
669
Evolent Health
EVH
$1.11B
– –
-10,637
Closed -$171K
EVN
670
Eaton Vance Municipal Income Trust
EVN
$414M
– –
-10,578
Closed -$142K
EXPE icon
671
Expedia Group
EXPE
$26.3B
– –
-4,100
Closed -$543K
FTSM icon
672
First Trust Enhanced Short Maturity ETF
FTSM
$6.16B
– –
-3,572
Closed -$214K
FUTY icon
673
Fidelity MSCI Utilities Index ETF
FUTY
$1.94B
– –
-8,075
Closed -$328K
GME icon
674
GameStop
GME
$10.2B
– –
-74,724
Closed -$352K
OTRK
675
DELISTED
Ontrak
OTRK
– –
-98
Closed -$544K
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