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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+6.41%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$755M
AUM Growth
+$44M
Cap. Flow
+$12.8M
Cap. Flow %
1.69%
Top 10 Hldgs %
22.58%
Holding
696
New
75
Increased
290
Reduced
256
Closed
37

Top Buys

Rank Stock Value
1
SNOW icon
Snowflake
SNOW
+$2.86M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.47M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$2.06M
4
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$1.42M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.27M

Top Sells

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$2.07M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$1.46M
3
VIGI icon
Vanguard International Dividend Appreciation ETF
VIGI
+$1.45M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$948K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$910K

Sector Composition

Rank Sector Weight
1 Technology 20.34%
2 Communication Services 8.97%
3 Healthcare 8.14%
4 Financials 7.76%
5 Industrials 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGN
651
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$766M
$73K 0.01%
+21,047
New +$73.7K
ARMP icon
652
Armata Pharmaceuticals
ARMP
$167M
$65K 0.01%
13,500
+845
+7% +$4.15K
DWSN icon
653
Dawson Geophysical
DWSN
$145M
$61K 0.01%
25,000
+15,000
+150% +$41.8K
RIG icon
654
Transocean
RIG
$5.89B
$57K 0.01%
+16,191
New +$56.3K
PPT
655
Franklin Premier Income Trust
PPT
$324M
$54K 0.01%
11,000
-4,500
-29% -$21.3K
IO
656
DELISTED
ION Geophysical Corporation
IO
$54K 0.01%
25,000
+15,000
+150% +$44.1K
MIN
657
Aberdeen Intermediate Income Fund
MIN
$274M
$46K 0.01%
12,454
+183
+1% +$686
LPTH icon
658
Lightpath Technologies
LPTH
$651M
$37K ﹤0.01%
12,000
+1,000
+9% +$3.8K
FTK icon
659
Flotek Industries
FTK
$852M
$17K ﹤0.01%
1,667
– –
AEM icon
660
Agnico Eagle Mines
AEM
$73.6B
– –
-5,119
Closed -$361K
CHWY icon
661
Chewy
CHWY
$9.25B
– –
-2,291
Closed -$206K
DSL
662
DoubleLine Income Solutions Fund
DSL
$1.22B
– –
-12,549
Closed -$208K
EVH icon
663
Evolent Health
EVH
$348M
– –
-10,637
Closed -$171K
EVN
664
Eaton Vance Municipal Income Trust
EVN
$414M
– –
-10,578
Closed -$142K
EXPE icon
665
Expedia Group
EXPE
$35.4B
– –
-4,100
Closed -$543K
FTSM icon
666
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
– –
-3,572
Closed -$214K
FUTY icon
667
Fidelity MSCI Utilities Index ETF
FUTY
$2.31B
– –
-8,075
Closed -$328K
GME icon
668
GameStop
GME
$9.75B
– –
-74,724
Closed -$352K
IPAC icon
669
iShares Core MSCI Pacific ETF
IPAC
$2.66B
– –
-4,405
Closed -$284K
KIO
670
KKR Income Opportunities Fund
KIO
$451M
– –
-14,176
Closed -$205K
LIN icon
671
Linde
LIN
$221B
– –
-772
Closed -$203K
MTN icon
672
Vail Resorts
MTN
$5.32B
– –
-1,111
Closed -$310K
NEA icon
673
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
– –
-11,589
Closed -$175K
NVS icon
674
Novartis
NVS
$297B
– –
-2,174
Closed -$205K
OTRK
675
DELISTED
Ontrak
OTRK
– –
-98
Closed -$544K
24 25 26
27
28

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, SeaCrest Wealth Management held 696 positions worth $755M, up 6.2% from $711M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SeaCrest Wealth Management's Q1 2021 filing shows 75 new, 290 increased, 256 reduced and 37 closed positions. Its largest new stake was Snowflake: 10,721 shares worth $2.46M. The largest sale was Paramount Global Class B, an estimated $2.07M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 22% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q1 2021 buy was Snowflake: 10,721 shares worth $2.46M.
  • SeaCrest Wealth Management added most to Vanguard Short-Term Bond ETF in Q1 2021, an estimated $2.47M increase.
  • SeaCrest Wealth Management's biggest Q1 2021 reduction was Paramount Global Class B, cutting an estimated $2.07M.
  • SeaCrest Wealth Management fully exited Dime Community Bancshares in Q1 2021, selling an estimated $805K.
  • SeaCrest Wealth Management's ten largest holdings make up 23% of its $755M portfolio in Q1 2021.
  • SeaCrest Wealth Management opened 75 new positions and closed 37 in Q1 2021.
  • SeaCrest Wealth Management's portfolio value rose 6.2% quarter-over-quarter to $755M.

Based on SeaCrest Wealth Management's 13F filing for Q1 2021, filed 17 May 2021.