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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$935M
AUM Growth
-$53.2M
Cap. Flow
-$12.6M
Cap. Flow %
-1.35%
Top 10 Hldgs %
30.95%
Holding
681
New
49
Increased
194
Reduced
330
Closed
46

Top Buys

Rank Stock Value
1
VDE icon
Vanguard Energy ETF
VDE
+$1.93M
2
EWY icon
iShares MSCI South Korea ETF
EWY
+$1.19M
3
WDC icon
Western Digital
WDC
+$1.09M
4
AAOI icon
Applied Optoelectronics
AAOI
+$1.07M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.05M

Top Sells

Rank Stock Value
1
AVGO icon
Broadcom
AVGO
+$2.9M
2
GE icon
GE Aerospace
GE
+$2.34M
3
NVDA icon
NVIDIA
NVDA
+$1.5M
4
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.37M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.33M

Sector Composition

Rank Sector Weight
1 Technology 22.38%
2 Communication Services 11.31%
3 Financials 6.06%
4 Industrials 5.21%
5 Healthcare 5.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLOV icon
626
Clover Health Investments
CLOV
$2.2B
$72.3K 0.01%
41,100
– –
NIO icon
627
NIO
NIO
$12.2B
$62.5K 0.01%
10,368
– –
DC icon
628
Dakota Gold
DC
$608M
$61.6K 0.01%
+12,200
New +$72.2K
HIX
629
Western Asset High Income Fund II
HIX
$349M
$59.3K 0.01%
14,888
-2,315
-13% -$9.55K
GEVO icon
630
Gevo
GEVO
$360M
$27.3K ﹤0.01%
10,000
– –
ONCY
631
Oncolytics Biotech
ONCY
$89.9M
$27.2K ﹤0.01%
32,000
– –
GTBP icon
632
GT Biopharma
GTBP
$10.6M
$20.4K ﹤0.01%
50,000
– –
PROP icon
633
Prairie Operating Co
PROP
$69.8M
$20.3K ﹤0.01%
+10,000
New +$18.1K
CUE icon
634
Cue Biopharma
CUE
$113M
$2.3K ﹤0.01%
333
– –
NHS.RT
635
DELISTED
Neuberger High Yield Strategies Fund Inc Rights (expiring April 15, 2026)
NHS.RT
$304 ﹤0.01%
+37,950
New +$330
AFRM icon
636
Affirm
AFRM
$23.9B
– –
-6,017
Closed -$500K
AI icon
637
C3.ai
AI
$1.43B
– –
-10,116
Closed -$138K
AIQ icon
638
Global X Artificial Intelligence & Technology ETF
AIQ
$10.2B
– –
-5,030
Closed -$264K
AMCR icon
639
Amcor
AMCR
$20.8B
– –
-2,884
Closed -$121K
AMZU icon
640
Direxion Daily AMZN Bull 2X ETF
AMZU
$378M
– –
-8,737
Closed -$333K
AMZY icon
641
YieldMax AMZN Option Income Strategy ETF
AMZY
$267M
– –
-26,325
Closed -$358K
AON icon
642
Aon
AON
$76.5B
– –
-1,088
Closed -$381K
BEN icon
643
Franklin Resources
BEN
$17.6B
– –
-8,161
Closed -$205K
BKNG icon
644
Booking.com
BKNG
$149B
– –
-1,025
Closed -$223K
BR icon
645
Broadridge
BR
$17.8B
– –
-915
Closed -$201K
COIN icon
646
Coinbase
COIN
$38.6B
– –
-970
Closed -$239K
VISN
647
Vistance Networks Inc
VISN
$2.65B
– –
-12,150
Closed -$215K
DFAS icon
648
Dimensional US Small Cap ETF
DFAS
$15.4B
– –
-2,804
Closed -$202K
DHR icon
649
Danaher
DHR
$137B
– –
-922
Closed -$217K
EFAV icon
650
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
– –
-2,650
Closed -$230K
24 25
26
27 28

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, SeaCrest Wealth Management held 681 positions worth $935M, down 5.4% from $988M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

SeaCrest Wealth Management's Q1 2026 filing shows 49 new, 194 increased, 330 reduced and 46 closed positions. Its largest new stake was Vanguard Energy ETF: 12,730 shares worth $2.2M. The largest sale was Broadcom, an estimated $2.9M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Communication Services and Financials.

  • SeaCrest Wealth Management's largest Q1 2026 buy was Vanguard Energy ETF: 12,730 shares worth $2.2M.
  • SeaCrest Wealth Management added most to Applied Optoelectronics in Q1 2026, an estimated $1.07M increase.
  • SeaCrest Wealth Management's biggest Q1 2026 reduction was Broadcom, cutting an estimated $2.9M.
  • SeaCrest Wealth Management fully exited Affirm in Q1 2026, selling an estimated $500K.
  • SeaCrest Wealth Management's ten largest holdings make up 31% of its $935M portfolio in Q1 2026.
  • SeaCrest Wealth Management opened 49 new positions and closed 46 in Q1 2026.
  • SeaCrest Wealth Management's portfolio value fell 5.4% quarter-over-quarter to $935M.

Based on SeaCrest Wealth Management's 13F filing for Q1 2026, filed 15 Apr 2026.