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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+12.56%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$948M
AUM Growth
+$27.1M
Cap. Flow
-$79.6M
Cap. Flow %
-8.39%
Top 10 Hldgs %
32.7%
Holding
684
New
67
Increased
174
Reduced
356
Closed
56

Top Buys

Rank Stock Value
1
PSLV icon
Sprott Physical Silver Trust
PSLV
+$2.24M
2
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.64M
3
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$1.2M
4
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$903K
5
TEVA icon
Teva Pharmaceuticals
TEVA
+$811K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$21.5M
2
AAPL icon
Apple
AAPL
+$4.68M
3
PLTR icon
Palantir
PLTR
+$4.6M
4
MSFT icon
Microsoft
MSFT
+$4.01M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 24.79%
2 Communication Services 10.97%
3 Financials 7.34%
4 Industrials 5.17%
5 Consumer Discretionary 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEVO icon
626
Gevo
GEVO
$360M
$22.9K ﹤0.01%
10,000
– –
CUE icon
627
Cue Biopharma
CUE
$113M
$8.58K ﹤0.01%
333
-100
-23% -$2.35K
RIV.RT
628
DELISTED
RiverNorth Opportunities Fund Rights
RIV.RT
$159 ﹤0.01%
+19,893
New +$296
ADI icon
629
Analog Devices
ADI
$179B
– –
-895
Closed -$213K
AIRR icon
630
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.1B
– –
-3,810
Closed -$310K
AME icon
631
Ametek
AME
$55.4B
– –
-4,338
Closed -$785K
AMLP icon
632
Alerian MLP ETF
AMLP
$13B
– –
-11,920
Closed -$582K
AVXL icon
633
Anavex Life Sciences
AVXL
$255M
– –
-19,700
Closed -$182K
BBAI icon
634
BigBear.ai
BBAI
$1.34B
– –
-14,500
Closed -$98.5K
BEN icon
635
Franklin Resources
BEN
$17.6B
– –
-8,822
Closed -$210K
BWFG icon
636
Bankwell Financial Group
BWFG
$543M
– –
-25,118
Closed -$905K
BXSL icon
637
Blackstone Secured Lending
BXSL
$5.37B
– –
-8,402
Closed -$258K
CARR icon
638
Carrier Global
CARR
$51B
– –
-4,731
Closed -$346K
CEF icon
639
Sprott Physical Gold and Silver Trust
CEF
$7.4B
– –
-6,900
Closed -$208K
CION icon
640
CION Investment
CION
$297M
– –
-29,102
Closed -$279K
CP icon
641
Canadian Pacific Kansas City
CP
$78.1B
– –
-2,631
Closed -$209K
CWST icon
642
Casella Waste Systems
CWST
$5.71B
– –
-2,324
Closed -$268K
DFNM icon
643
Dimensional National Municipal Bond ETF
DFNM
$2.23B
– –
-4,986
Closed -$236K
DOW icon
644
Dow Inc
DOW
$21.9B
– –
-10,306
Closed -$273K
ENPH icon
645
Enphase Energy
ENPH
$4.96B
– –
-6,185
Closed -$245K
EW icon
646
Edwards Lifesciences
EW
$49.6B
– –
-2,731
Closed -$214K
FISV
647
Fiserv Inc
FISV
$28.8B
– –
-1,633
Closed -$282K
FMHI icon
648
First Trust Municipal High Income ETF
FMHI
$987M
– –
-4,558
Closed -$213K
FSCO
649
FS Credit Opportunities Corp
FSCO
$1B
– –
-70,494
Closed -$512K
FTAI icon
650
FTAI Aviation
FTAI
$21.1B
– –
-1,740
Closed -$200K
24 25
26
27 28

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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, SeaCrest Wealth Management held 684 positions worth $948M, up 2.9% from $921M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management withdrew a net $79.6M in Q3 2025, closing 56 positions and reducing 356 holdings. Its most notable exit was GE HealthCare, an estimated $1.02M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Communication Services and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in iPath Series B S&P 500 VIX Short-Term Futures ETN worth $1.38M.

  • SeaCrest Wealth Management's largest Q3 2025 buy was iPath Series B S&P 500 VIX Short-Term Futures ETN: 41,527 shares worth $1.38M.
  • SeaCrest Wealth Management added most to Sprott Physical Silver Trust in Q3 2025, an estimated $2.24M increase.
  • SeaCrest Wealth Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $21.5M.
  • SeaCrest Wealth Management fully exited GE HealthCare in Q3 2025, selling an estimated $1.02M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $948M portfolio in Q3 2025.
  • SeaCrest Wealth Management opened 67 new positions and closed 56 in Q3 2025.
  • SeaCrest Wealth Management's portfolio value rose 2.9% quarter-over-quarter to $948M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2025, filed 13 Nov 2025.