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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+11.79%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$810M
AUM Growth
+$39.9M
Cap. Flow
-$26.2M
Cap. Flow %
-3.24%
Top 10 Hldgs %
28.31%
Holding
664
New
44
Increased
184
Reduced
349
Closed
44

Top Buys

Rank Stock Value
1
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.66M
2
MBLY icon
Mobileye
MBLY
+$1.35M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$1.11M
4
VXF icon
Vanguard Extended Market ETF
VXF
+$866K
5
URA icon
Global X Uranium ETF
URA
+$836K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.2M
2
VDE icon
Vanguard Energy ETF
VDE
+$1.91M
3
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.86M
4
AZO icon
AutoZone
AZO
+$1.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 24.56%
2 Healthcare 8.22%
3 Financials 8.14%
4 Communication Services 7.71%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CORP icon
626
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
– –
-2,649
Closed -$241K
DAL icon
627
Delta Air Lines
DAL
$57.5B
– –
-14,058
Closed -$520K
DBAW icon
628
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$287M
– –
-18,747
Closed -$534K
DKNG icon
629
DraftKings
DKNG
$11.6B
– –
-13,852
Closed -$408K
DPG
630
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
– –
-19,180
Closed -$165K
EEM icon
631
iShares MSCI Emerging Markets ETF
EEM
$28.8B
– –
-8,357
Closed -$317K
ENPH icon
632
Enphase Energy
ENPH
$4.96B
– –
-4,288
Closed -$515K
EVN
633
Eaton Vance Municipal Income Trust
EVN
$414M
– –
-10,970
Closed -$97.7K
FNDE icon
634
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.72B
– –
-24,572
Closed -$644K
FTA icon
635
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
– –
-3,729
Closed -$242K
GSIE icon
636
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6B
– –
-10,557
Closed -$317K
HDEF icon
637
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.34B
– –
-9,409
Closed -$213K
HRL icon
638
Hormel Foods
HRL
$13.8B
– –
-5,594
Closed -$213K
IGV icon
639
iShares Expanded Tech-Software Sector ETF
IGV
$12.7B
– –
-2,995
Closed -$205K
IMCG icon
640
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.92B
– –
-4,743
Closed -$271K
IMCV icon
641
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.14B
– –
-4,918
Closed -$298K
IRS
642
IRSA Inversiones y Representaciones
IRS
$1.29B
– –
-12,780
Closed -$78.3K
JMBS icon
643
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.68B
– –
-7,364
Closed -$320K
JPEM icon
644
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$389M
– –
-8,416
Closed -$424K
JQUA icon
645
JPMorgan US Quality Factor ETF
JQUA
$8.21B
– –
-9,930
Closed -$430K
LEO
646
BNY Mellon Strategic Municipals
LEO
$383M
– –
-21,950
Closed -$117K
LNC icon
647
Lincoln National
LNC
$8.73B
– –
-9,139
Closed -$226K
LUMN icon
648
Lumen
LUMN
$6.57B
– –
-27,883
Closed -$39.6K
MRVL icon
649
Marvell Technology
MRVL
$168B
– –
-6,861
Closed -$371K
OIH icon
650
VanEck Oil Services ETF
OIH
$2.06B
– –
-1,665
Closed -$574K
23 24 25
26
27

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AIC
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OCA
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AOWM
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SWM
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EI
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PIP
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PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, SeaCrest Wealth Management held 664 positions worth $810M, up 5.2% from $770M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SeaCrest Wealth Management withdrew a net $26.2M in Q4 2023, closing 44 positions and reducing 349 holdings. Its most notable exit was Schwab Fundamental Emerging Markets Large Company Index ETF, an estimated $644K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in Mobileye worth $1.04M.

  • SeaCrest Wealth Management's largest Q4 2023 buy was Mobileye: 34,255 shares worth $1.04M.
  • SeaCrest Wealth Management added most to State Street SPDR S&P Regional Banking ETF in Q4 2023, an estimated $1.66M increase.
  • SeaCrest Wealth Management's biggest Q4 2023 reduction was Apple, cutting an estimated $2.2M.
  • SeaCrest Wealth Management fully exited Schwab Fundamental Emerging Markets Large Company Index ETF in Q4 2023, selling an estimated $644K.
  • SeaCrest Wealth Management's ten largest holdings make up 28% of its $810M portfolio in Q4 2023.
  • SeaCrest Wealth Management opened 44 new positions and closed 44 in Q4 2023.
  • SeaCrest Wealth Management's portfolio value rose 5.2% quarter-over-quarter to $810M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2023, filed 18 Jan 2024.