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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMF
626
DELISTED
PIMCO Municipal Income Fund
PMF
$204K 0.02%
13,975
– –
PTON icon
627
Peloton Interactive
PTON
$2.77B
$203K 0.02%
2,336
-296
-11% -$32.7K
HGLB
628
Highland Global Allocation Fund
HGLB
$175M
$202K 0.02%
+22,238
New +$213K
TRMB icon
629
Trimble
TRMB
$13.2B
$200K 0.02%
+2,435
New +$214K
WAB icon
630
Wabtec
WAB
$49.1B
$200K 0.02%
+2,318
New +$200K
GHY
631
PGIM Global High Yield Fund
GHY
$478M
$199K 0.02%
12,898
+38
+0.3% +$597
PEO
632
Adams Natural Resources Fund
PEO
$739M
$197K 0.02%
13,077
-1,871
-13% -$27.2K
SGOL icon
633
abrdn Physical Gold Shares ETF
SGOL
$6.91B
$196K 0.02%
11,645
+160
+1% +$2.75K
LEO
634
BNY Mellon Strategic Municipals
LEO
$383M
$191K 0.02%
21,950
– –
DSM
635
BNY Mellon Strategic Municipal Bond Fund
DSM
$287M
$181K 0.02%
22,650
– –
VTRS icon
636
Viatris
VTRS
$20.4B
$177K 0.02%
13,066
-875
-6% -$12.4K
RAD
637
DELISTED
Rite Aid Corporation
RAD
$174K 0.02%
12,278
-1,910
-13% -$30.1K
FHN icon
638
First Horizon
FHN
$12.2B
$169K 0.02%
10,349
-28
-0.3% -$446
ET icon
639
Energy Transfer Partners
ET
$70.1B
$163K 0.02%
17,006
-3,155
-16% -$30.3K
DSU icon
640
BlackRock Debt Strategies Fund
DSU
$593M
$160K 0.02%
13,890
-74
-0.5% -$842
AXDX
641
DELISTED
Accelerate Diagnostics
AXDX
$157K 0.02%
2,688
– –
FT
642
Franklin Universal Trust
FT
$199M
$149K 0.02%
18,429
+2,636
+17% +$22.3K
GLO
643
Clough Global Opportunities Fund
GLO
$250M
$148K 0.02%
+12,158
New +$153K
CHW
644
Calamos Global Dynamic Income Fund
CHW
$530M
$139K 0.02%
14,495
-4,898
-25% -$52.2K
EVV
645
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$136K 0.02%
+10,294
New +$137K
NHS
646
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$136K 0.02%
+10,736
New +$137K
PFN
647
PIMCO Income Strategy Fund II
PFN
$698M
$134K 0.02%
13,178
-11,238
-46% -$122K
UMC icon
648
United Microelectronic
UMC
$47.7B
$134K 0.02%
+11,706
New +$126K
CERS icon
649
Cerus
CERS
$431M
$130K 0.02%
21,300
– –
RWT
650
Redwood Trust
RWT
$574M
$130K 0.02%
+10,068
New +$123K
24 25
26
27 28

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.