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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$935M
AUM Growth
-$53.2M
Cap. Flow
-$12.6M
Cap. Flow %
-1.35%
Top 10 Hldgs %
30.95%
Holding
681
New
49
Increased
194
Reduced
330
Closed
46

Top Buys

Rank Stock Value
1
VDE icon
Vanguard Energy ETF
VDE
+$1.93M
2
EWY icon
iShares MSCI South Korea ETF
EWY
+$1.19M
3
WDC icon
Western Digital
WDC
+$1.09M
4
AAOI icon
Applied Optoelectronics
AAOI
+$1.07M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.05M

Top Sells

Rank Stock Value
1
AVGO icon
Broadcom
AVGO
+$2.9M
2
GE icon
GE Aerospace
GE
+$2.34M
3
NVDA icon
NVIDIA
NVDA
+$1.5M
4
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.37M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.33M

Sector Composition

Rank Sector Weight
1 Technology 22.38%
2 Communication Services 11.31%
3 Financials 6.06%
4 Industrials 5.21%
5 Healthcare 5.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QDF icon
601
FlexShares Quality Dividend Index Fund
QDF
$2.22B
$201K 0.02%
+2,543
New +$208K
NUV icon
602
Nuveen Municipal Value Fund
NUV
$1.92B
$200K 0.02%
22,200
-2,477
-10% -$22.6K
RA
603
Brookfield Real Assets Income Fund
RA
$708M
$197K 0.02%
15,348
-564
-4% -$7.36K
AWP
604
abrdn Global Premier Properties Fund
AWP
$372M
$197K 0.02%
17,811
-833
-4% -$9.85K
IGR
605
CBRE Global Real Estate Income Fund
IGR
$709M
$193K 0.02%
44,030
-2,111
-5% -$9.92K
GLU
606
Gabelli Utility & Income Trust
GLU
$114M
$193K 0.02%
+10,075
New +$204K
QUBT icon
607
Quantum Computing Inc
QUBT
$1.83B
$188K 0.02%
27,428
-3,100
-10% -$28.3K
RIG icon
608
Transocean
RIG
$5.89B
$187K 0.02%
28,220
+16,681
+145% +$94K
FTF
609
Franklin Limited Duration Income Trust
FTF
$231M
$185K 0.02%
31,741
-1,966
-6% -$12K
FLG
610
Flagstar Bank National Association
FLG
$5.93B
$182K 0.02%
13,823
-100
-0.7% -$1.31K
PGZ
611
Principal Real Estate Income Fund
PGZ
$68.4M
$178K 0.02%
18,556
-741
-4% -$7.5K
PDI icon
612
PIMCO Dynamic Income Fund
PDI
$7.39B
$178K 0.02%
10,396
– –
DSL
613
DoubleLine Income Solutions Fund
DSL
$1.22B
$176K 0.02%
16,211
-920
-5% -$10.4K
FCT
614
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$175K 0.02%
18,182
-716
-4% -$7.07K
PSKY
615
Paramount Skydance Corp
PSKY
$8.91B
$169K 0.02%
18,787
-941
-5% -$10.3K
KIO
616
KKR Income Opportunities Fund
KIO
$451M
$168K 0.02%
15,307
-1,071
-7% -$12.2K
PFN
617
PIMCO Income Strategy Fund II
PFN
$698M
$167K 0.02%
24,273
-1,183
-5% -$8.56K
EXG icon
618
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$166K 0.02%
19,166
-1,200
-6% -$11.3K
THW
619
abrdn World Healthcare Fund
THW
$536M
$166K 0.02%
14,212
-613
-4% -$7.64K
PCF
620
High Income Securities Fund
PCF
$98.8M
$162K 0.02%
29,374
-1,071
-4% -$6.35K
BGB
621
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$155K 0.02%
13,918
+2,600
+23% +$30K
GSBD icon
622
Goldman Sachs BDC
GSBD
$969M
$135K 0.01%
15,229
-9,217
-38% -$85.1K
CLF icon
623
Cleveland-Cliffs
CLF
$6.57B
$129K 0.01%
15,215
-5,150
-25% -$58.9K
BBDC icon
624
Barings BDC
BBDC
$864M
$127K 0.01%
15,438
– –
CFFN icon
625
Capitol Federal Financial
CFFN
$1.09B
$78.4K 0.01%
11,000
– –
23 24
25
26 27

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AIC
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OCA
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, SeaCrest Wealth Management held 681 positions worth $935M, down 5.4% from $988M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

SeaCrest Wealth Management's Q1 2026 filing shows 49 new, 194 increased, 330 reduced and 46 closed positions. Its largest new stake was Vanguard Energy ETF: 12,730 shares worth $2.2M. The largest sale was Broadcom, an estimated $2.9M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Communication Services and Financials.

  • SeaCrest Wealth Management's largest Q1 2026 buy was Vanguard Energy ETF: 12,730 shares worth $2.2M.
  • SeaCrest Wealth Management added most to Applied Optoelectronics in Q1 2026, an estimated $1.07M increase.
  • SeaCrest Wealth Management's biggest Q1 2026 reduction was Broadcom, cutting an estimated $2.9M.
  • SeaCrest Wealth Management fully exited Affirm in Q1 2026, selling an estimated $500K.
  • SeaCrest Wealth Management's ten largest holdings make up 31% of its $935M portfolio in Q1 2026.
  • SeaCrest Wealth Management opened 49 new positions and closed 46 in Q1 2026.
  • SeaCrest Wealth Management's portfolio value fell 5.4% quarter-over-quarter to $935M.

Based on SeaCrest Wealth Management's 13F filing for Q1 2026, filed 15 Apr 2026.