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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+5.74%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$988M
AUM Growth
+$40.3M
Cap. Flow
+$2.75M
Cap. Flow %
0.28%
Top 10 Hldgs %
33.28%
Holding
680
New
52
Increased
232
Reduced
293
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.14M
2
SFLR icon
Innovator Equity Managed Floor ETF
SFLR
+$1.34M
3
FTCA
Franklin California Municipal Income ETF
FTCA
+$1.25M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.15M
5
MRK icon
Merck
MRK
+$1.08M

Top Sells

Rank Stock Value
1
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.38M
2
NVDA icon
NVIDIA
NVDA
+$1.3M
3
RACE icon
Ferrari
RACE
+$1.26M
4
ARCC icon
Ares Capital
ARCC
+$1.1M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$1.06M

Sector Composition

Rank Sector Weight
1 Technology 23.39%
2 Communication Services 12.22%
3 Financials 6.89%
4 Healthcare 5.32%
5 Industrials 4.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIGI icon
601
Vanguard International Dividend Appreciation ETF
VIGI
$9.08B
$202K 0.02%
+2,177
New +$197K
UPWK icon
602
Upwork
UPWK
$1.13B
$201K 0.02%
9,647
-353
-4% -$6.47K
ESGE icon
603
iShares ESG Aware MSCI EM ETF
ESGE
$6.58B
$201K 0.02%
+4,381
New +$193K
BR icon
604
Broadridge
BR
$17.8B
$201K 0.02%
915
-75
-8% -$17.1K
WDAY icon
605
Workday
WDAY
$39.6B
$200K 0.02%
949
-55
-5% -$12.5K
GNK icon
606
Genco Shipping & Trading
GNK
$1.11B
$198K 0.02%
10,500
-600
-5% -$10.5K
EXG icon
607
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$196K 0.02%
20,366
-4,000
-16% -$36.8K
PGZ
608
Principal Real Estate Income Fund
PGZ
$68.4M
$194K 0.02%
19,297
-133
-0.7% -$1.36K
DSL
609
DoubleLine Income Solutions Fund
DSL
$1.22B
$193K 0.02%
17,131
+533
+3% +$6.16K
THW
610
abrdn World Healthcare Fund
THW
$536M
$192K 0.02%
14,825
-267
-2% -$3.4K
KIO
611
KKR Income Opportunities Fund
KIO
$451M
$191K 0.02%
16,378
+407
+3% +$4.82K
PFN
612
PIMCO Income Strategy Fund II
PFN
$698M
$189K 0.02%
25,456
-258
-1% -$1.93K
FCT
613
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$188K 0.02%
18,898
-187
-1% -$1.82K
PDI icon
614
PIMCO Dynamic Income Fund
PDI
$7.39B
$188K 0.02%
10,396
-12,750
-55% -$234K
PCF
615
High Income Securities Fund
PCF
$98.8M
$187K 0.02%
30,445
-211
-0.7% -$1.31K
FLG
616
Flagstar Bank National Association
FLG
$5.93B
$175K 0.02%
13,923
-750
-5% -$8.97K
OBDC icon
617
Blue Owl Capital
OBDC
$5.34B
$143K 0.01%
11,673
– –
AI icon
618
C3.ai
AI
$1.43B
$138K 0.01%
10,116
-725
-7% -$11.6K
BBDC icon
619
Barings BDC
BBDC
$864M
$138K 0.01%
15,438
– –
BGB
620
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$135K 0.01%
+11,318
New +$134K
AMCR icon
621
Amcor
AMCR
$20.8B
$121K 0.01%
2,884
+854
+42% +$35.2K
CLOV icon
622
Clover Health Investments
CLOV
$2.2B
$103K 0.01%
41,100
– –
EHI
623
Western Asset Global High Income Fund
EHI
$175M
$73.8K 0.01%
+11,507
New +$73.4K
CFFN icon
624
Capitol Federal Financial
CFFN
$1.09B
$73.4K 0.01%
11,000
– –
HIX
625
Western Asset High Income Fund II
HIX
$349M
$71.9K 0.01%
17,203
+4,402
+34% +$18.6K
23 24
25
26 27

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, SeaCrest Wealth Management held 680 positions worth $988M, up 4.2% from $948M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management's Q4 2025 filing shows 52 new, 232 increased, 293 reduced and 48 closed positions. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 25,830 shares worth $2.14M. The largest sale was iPath Series B S&P 500 VIX Short-Term Futures ETN, an estimated $1.38M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Communication Services and Financials.

  • SeaCrest Wealth Management's largest Q4 2025 buy was iShares 1-3 Year Treasury Bond ETF: 25,830 shares worth $2.14M.
  • SeaCrest Wealth Management added most to Merck in Q4 2025, an estimated $1.08M increase.
  • SeaCrest Wealth Management's biggest Q4 2025 reduction was NVIDIA, cutting an estimated $1.3M.
  • SeaCrest Wealth Management fully exited iPath Series B S&P 500 VIX Short-Term Futures ETN in Q4 2025, selling an estimated $1.38M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $988M portfolio in Q4 2025.
  • SeaCrest Wealth Management opened 52 new positions and closed 48 in Q4 2025.
  • SeaCrest Wealth Management's portfolio value rose 4.2% quarter-over-quarter to $988M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2025, filed 12 Jan 2026.