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SWM
SeaCrest Wealth Management Portfolio holdings
AUM
$903M
1-Year Est. Return
47.26%
This Fund
S&P 500
This Quarter
Est. Return
+12.56%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$948M
AUM Growth
+$27.1M
(+2.9%)
Cap. Flow
-$79.6M
Cap. Flow
% of AUM
-8.39%
Top 10 Holdings %
Top 10 Hldgs %
32.7%
Holding
684
New
67
Increased
174
Reduced
356
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sprott Physical Silver Trust
PSLV
|
+$2.24M |
| 2 |
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
|
+$1.64M |
| 3 |
Innovator US Equity Ultra Buffer ETF July
UJUL
|
+$1.2M |
| 4 |
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
|
+$903K |
| 5 |
Teva Pharmaceuticals
TEVA
|
+$811K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$21.5M |
| 2 |
Apple
AAPL
|
+$4.68M |
| 3 |
Palantir
PLTR
|
+$4.6M |
| 4 |
Microsoft
MSFT
|
+$4.01M |
| 5 |
Invesco Emerging Markets Sovereign Debt ETF
PCY
|
+$3.63M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.79% |
| 2 | Communication Services | 10.97% |
| 3 | Financials | 7.34% |
| 4 | Industrials | 5.17% |
| 5 | Consumer Discretionary | 4.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
KIO
601
KKR Income Opportunities Fund
KIO
$451M
| $200K | 0.02% |
15,971
+259
| +2% | +$3.26K |
|
|
PFN
602
PIMCO Income Strategy Fund II
PFN
$698M
| $196K | 0.02% |
25,714
+2,120
| +9% | +$16K |
|
|
THW
603
abrdn World Healthcare Fund
THW
$536M
| $195K | 0.02% |
15,092
+1,247
| +9% | +$14K |
|
|
PCF
604
High Income Securities Fund
PCF
$98.8M
| $193K | 0.02% |
30,656
+1,516
| +5% | +$9.7K |
|
|
FCT
605
First Trust Senior Floating Rate Income Fund II
FCT
$251M
| $189K | 0.02% |
19,085
+1,025
| +6% | +$10.3K |
|
606
Genco Shipping & Trading
GNK
$1.11B
| $183K | 0.02% |
11,100
-2,650
| -19% | -$43.8K |
|
607
Upwork
UPWK
$1.13B
| $179K | 0.02% |
10,000
-800
| -7% | -$11.9K |
|
|
FLG
608
Flagstar Bank National Association
FLG
$5.93B
| $175K | 0.02% |
14,673
-1,180
| -7% | -$14K |
|
|
FT
609
Franklin Universal Trust
FT
$199M
| $172K | 0.02% |
21,299
+323
| +2% | +$2.54K |
|
610
QuantumScape Corp
QS
$3.21B
| $159K | 0.02% |
+10,358
| New | +$101K |
|
611
Blue Owl Capital
OBDC
$5.34B
| $145K | 0.02% |
11,673
-80,142
| -87% | -$1.14M |
|
|
CHY
612
Calamos Convertible and High Income Fund
CHY
$1.01B
| $144K | 0.02% |
12,546
+181
| +1% | +$1.99K |
|
613
Barings BDC
BBDC
$864M
| $132K | 0.01% |
15,438
| – | – |
|
614
Clover Health Investments
CLOV
$2.2B
| $114K | 0.01% |
41,100
| – | – |
|
615
Armata Pharmaceuticals
ARMP
$167M
| $113K | 0.01% |
34,954
| – | – |
|
616
NIO
NIO
$12.2B
| $83.7K | 0.01% |
10,668
-5,803
| -35% | -$31.3K |
|
617
Hafnia
HAFN
$3.84B
| $82.4K | 0.01% |
13,950
-15,400
| -52% | -$88.1K |
|
618
Amcor
AMCR
$20.8B
| $80.9K | 0.01% |
2,030
| – | – |
|
|
SVM
619
Silvercorp Metals
SVM
$2.07B
| $78.2K | 0.01% |
+10,670
| New | +$52.2K |
|
620
Capitol Federal Financial
CFFN
$1.09B
| $69.3K | 0.01% |
11,000
-600
| -5% | -$3.75K |
|
|
TEF
621
DELISTED
Telefonica
TEF
| $60.7K | 0.01% |
12,169
+1,000
| +9% | +$5.31K |
|
|
HIX
622
Western Asset High Income Fund II
HIX
$349M
| $55.8K | 0.01% |
+12,801
| New | +$55.2K |
|
|
GRCE
623
Grace Therapeutics
GRCE
$33.8M
| $42K | ﹤0.01% |
+14,000
| New | +$43.9K |
|
|
ONCY
624
Oncolytics Biotech
ONCY
$89.9M
| $41K | ﹤0.01% |
32,000
| – | – |
|
625
Transocean
RIG
$5.89B
| $37.7K | ﹤0.01% |
11,089
-66,479
| -86% | -$201K |
|
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SeaCrest Wealth Management's Q3 2025 Portfolio in Review
As of Q3 2025, SeaCrest Wealth Management held 684 positions worth $948M, up 2.9% from $921M the previous quarter. Its ten largest holdings account for 33% of the portfolio.
SeaCrest Wealth Management withdrew a net $79.6M in Q3 2025, closing 56 positions and reducing 356 holdings. Its most notable exit was GE HealthCare, an estimated $1.02M position sold in full.
By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Communication Services and Financials.
Against the trend, SeaCrest Wealth Management opened a new position in iPath Series B S&P 500 VIX Short-Term Futures ETN worth $1.38M.
- SeaCrest Wealth Management's largest Q3 2025 buy was iPath Series B S&P 500 VIX Short-Term Futures ETN: 41,527 shares worth $1.38M.
- SeaCrest Wealth Management added most to Sprott Physical Silver Trust in Q3 2025, an estimated $2.24M increase.
- SeaCrest Wealth Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $21.5M.
- SeaCrest Wealth Management fully exited GE HealthCare in Q3 2025, selling an estimated $1.02M.
- SeaCrest Wealth Management's ten largest holdings make up 33% of its $948M portfolio in Q3 2025.
- SeaCrest Wealth Management opened 67 new positions and closed 56 in Q3 2025.
- SeaCrest Wealth Management's portfolio value rose 2.9% quarter-over-quarter to $948M.
Based on SeaCrest Wealth Management's 13F filing for Q3 2025, filed 13 Nov 2025.