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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+5.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$929M
AUM Growth
+$49.8M
Cap. Flow
+$71.6M
Cap. Flow %
7.71%
Top 10 Hldgs %
31.24%
Holding
669
New
56
Increased
265
Reduced
273
Closed
18

Top Buys

Rank Stock Value
1
MMKT
Texas Capital Government Money Market ETF
MMKT
+$56.7M
2
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.05M
3
KLAC icon
KLA
KLAC
+$1.66M
4
UBER icon
Uber
UBER
+$1.6M
5
GRID
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
+$1.32M

Top Sells

Rank Stock Value
1
DE icon
Deere & Co
DE
+$1.18M
2
RVT icon
Royce Value Trust
RVT
+$1.02M
3
ABR icon
Arbor Realty Trust
ABR
+$962K
4
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$774K
5
MAR icon
Marriott International
MAR
+$743K

Sector Composition

Rank Sector Weight
1 Technology 26.81%
2 Communication Services 8.03%
3 Financials 7.76%
4 Healthcare 6.43%
5 Consumer Discretionary 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOFI icon
601
SoFi Technologies
SOFI
$21B
$208K 0.02%
26,492
– –
OTIS icon
602
Otis Worldwide
OTIS
$27.4B
$208K 0.02%
2,002
-150
-7% -$14.3K
RBCAA icon
603
Republic Bancorp
RBCAA
$1.95B
$208K 0.02%
+3,186
New +$195K
AI icon
604
C3.ai
AI
$1.43B
$208K 0.02%
8,574
-96
-1% -$2.44K
JKHY icon
605
Jack Henry & Associates
JKHY
$10.9B
$205K 0.02%
+1,164
New +$197K
ICSH icon
606
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.07B
$204K 0.02%
4,021
-337
-8% -$17K
BBDC icon
607
Barings BDC
BBDC
$864M
$204K 0.02%
20,806
+1,637
+9% +$16.3K
JPIE icon
608
JPMorgan Income ETF
JPIE
$10.1B
$204K 0.02%
+4,390
New +$201K
TENB icon
609
Tenable Holdings
TENB
$3.6B
$203K 0.02%
5,000
– –
TD icon
610
Toronto Dominion Bank
TD
$198B
$203K 0.02%
3,202
-1,546
-33% -$91.4K
IWR icon
611
iShares Russell Mid-Cap ETF
IWR
$56B
$202K 0.02%
2,296
-699
-23% -$58.9K
BKNG icon
612
Booking.com
BKNG
$149B
$202K 0.02%
+1,200
New +$184K
SGOL icon
613
abrdn Physical Gold Shares ETF
SGOL
$6.91B
$202K 0.02%
+8,035
New +$190K
FUNC icon
614
First United
FUNC
$285M
$202K 0.02%
+6,766
New +$182K
FTA icon
615
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$201K 0.02%
+2,544
New +$194K
ITB icon
616
iShares US Home Construction ETF
ITB
$2.26B
$201K 0.02%
+1,580
New +$183K
ARES icon
617
Ares Management
ARES
$28.9B
$201K 0.02%
+1,287
New +$187K
NEM icon
618
Newmont
NEM
$98.7B
$200K 0.02%
+3,751
New +$186K
SNPS icon
619
Synopsys
SNPS
$74.4B
$200K 0.02%
395
-40
-9% -$21.5K
QYLD icon
620
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$192K 0.02%
10,650
– –
IOVA icon
621
Iovance Biotherapeutics
IOVA
$1.82B
$192K 0.02%
20,406
-1,277
-6% -$12.1K
EVV
622
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$184K 0.02%
17,513
– –
BDJ icon
623
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$182K 0.02%
21,086
-7,338
-26% -$61.5K
RA
624
Brookfield Real Assets Income Fund
RA
$708M
$182K 0.02%
13,305
+1,169
+10% +$15.3K
FCT
625
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$160K 0.02%
15,483
+1,542
+11% +$15.8K
23 24
25
26 27

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2024 Portfolio in Review

As of Q3 2024, SeaCrest Wealth Management held 669 positions worth $929M, up 5.7% from $879M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

SeaCrest Wealth Management deployed $71.6M of net new capital in Q3 2024, opening 56 new positions and adding to 265 existing holdings. Its largest new stake was Texas Capital Government Money Market ETF: 567,168 shares worth $567K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 28% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was Deere & Co, an estimated $1.18M trimmed.

  • SeaCrest Wealth Management's largest Q3 2024 buy was Texas Capital Government Money Market ETF: 567,168 shares worth $567K.
  • SeaCrest Wealth Management added most to State Street Utilities Select Sector SPDR ETF in Q3 2024, an estimated $2.05M increase.
  • SeaCrest Wealth Management's biggest Q3 2024 reduction was Deere & Co, cutting an estimated $1.18M.
  • SeaCrest Wealth Management fully exited Arbor Realty Trust in Q3 2024, selling an estimated $962K.
  • SeaCrest Wealth Management's ten largest holdings make up 31% of its $929M portfolio in Q3 2024.
  • SeaCrest Wealth Management opened 56 new positions and closed 18 in Q3 2024.
  • SeaCrest Wealth Management's portfolio value rose 5.7% quarter-over-quarter to $929M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2024, filed 16 Oct 2024.