We are live on ! Find out more
SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+11.79%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$810M
AUM Growth
+$39.9M
Cap. Flow
-$26.2M
Cap. Flow %
-3.24%
Top 10 Hldgs %
28.31%
Holding
664
New
44
Increased
184
Reduced
349
Closed
44

Top Buys

Rank Stock Value
1
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.66M
2
MBLY icon
Mobileye
MBLY
+$1.35M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$1.11M
4
VXF icon
Vanguard Extended Market ETF
VXF
+$866K
5
URA icon
Global X Uranium ETF
URA
+$836K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.2M
2
VDE icon
Vanguard Energy ETF
VDE
+$1.91M
3
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.86M
4
AZO icon
AutoZone
AZO
+$1.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 24.56%
2 Healthcare 8.22%
3 Financials 8.14%
4 Communication Services 7.71%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRKL
601
DELISTED
Brookline Bancorp
BRKL
$128K 0.02%
12,000
– –
FT
602
Franklin Universal Trust
FT
$199M
$126K 0.02%
18,963
+468
+3% +$3K
MMU
603
Western Asset Managed Municipals Fund
MMU
$548M
$122K 0.02%
12,068
-5
-0% -$47
ACP
604
abrdn Income Credit Strategies Fund
ACP
$635M
$112K 0.01%
16,544
+4,741
+40% +$29.9K
CRON
605
Cronos Group
CRON
$1.06B
$105K 0.01%
48,225
+3,530
+8% +$6.86K
FCT
606
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$104K 0.01%
+10,675
New +$105K
CHW
607
Calamos Global Dynamic Income Fund
CHW
$530M
$103K 0.01%
17,944
+4,623
+35% +$25.6K
MPT
608
Medical Properties Trust
MPT
$2.77B
$86K 0.01%
24,225
+2,474
+11% +$12.1K
PFN
609
PIMCO Income Strategy Fund II
PFN
$698M
$79.4K 0.01%
+10,759
New +$72.1K
TEF
610
DELISTED
Telefonica
TEF
$72.6K 0.01%
17,875
-31,706
-64% -$127K
ARMP icon
611
Armata Pharmaceuticals
ARMP
$167M
$56.4K 0.01%
18,130
– –
BTAI icon
612
BioXcel Therapeutics
BTAI
$24.9M
$51K 0.01%
1,134
+100
+10% +$5.56K
HBI
613
DELISTED
Hanesbrands
HBI
$44.7K 0.01%
11,076
-1,018
-8% -$4.14K
CLOV icon
614
Clover Health Investments
CLOV
$2.2B
$39.2K ﹤0.01%
41,300
-1,300
-3% -$1.28K
CUE icon
615
Cue Biopharma
CUE
$113M
$36.7K ﹤0.01%
467
– –
TLRY icon
616
Tilray
TLRY
$618M
$28.4K ﹤0.01%
1,245
+200
+19% +$3.85K
DC icon
617
Dakota Gold
DC
$608M
$26.2K ﹤0.01%
11,733
-2,000
-15% -$5.37K
AIM
618
AIM ImmunoTech
AIM
$7.03M
$16.3K ﹤0.01%
371
– –
STEX
619
Streamex Corp
STEX
$74M
$4.05K ﹤0.01%
1,000
– –
QCLS
620
Q/C Technologies Inc
QCLS
$20.5M
$2.7K ﹤0.01%
4
– –
ARLP icon
621
Alliance Resource Partners
ARLP
$3.34B
– –
-11,006
Closed -$248K
BCSF icon
622
Bain Capital Specialty
BCSF
$806M
– –
-12,500
Closed -$191K
BFK
623
DELISTED
BlackRock Municipal Income Trust
BFK
– –
-14,210
Closed -$126K
BSTZ icon
624
BlackRock Science and Technology Term Trust
BSTZ
$1.95B
– –
-15,245
Closed -$252K
CDC icon
625
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$738M
– –
-9,910
Closed -$554K
23 24
25
26 27

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, SeaCrest Wealth Management held 664 positions worth $810M, up 5.2% from $770M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SeaCrest Wealth Management withdrew a net $26.2M in Q4 2023, closing 44 positions and reducing 349 holdings. Its most notable exit was Schwab Fundamental Emerging Markets Large Company Index ETF, an estimated $644K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in Mobileye worth $1.04M.

  • SeaCrest Wealth Management's largest Q4 2023 buy was Mobileye: 34,255 shares worth $1.04M.
  • SeaCrest Wealth Management added most to State Street SPDR S&P Regional Banking ETF in Q4 2023, an estimated $1.66M increase.
  • SeaCrest Wealth Management's biggest Q4 2023 reduction was Apple, cutting an estimated $2.2M.
  • SeaCrest Wealth Management fully exited Schwab Fundamental Emerging Markets Large Company Index ETF in Q4 2023, selling an estimated $644K.
  • SeaCrest Wealth Management's ten largest holdings make up 28% of its $810M portfolio in Q4 2023.
  • SeaCrest Wealth Management opened 44 new positions and closed 44 in Q4 2023.
  • SeaCrest Wealth Management's portfolio value rose 5.2% quarter-over-quarter to $810M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2023, filed 18 Jan 2024.