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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$697M
AUM Growth
+$38.3M
Cap. Flow
+$73.7K
Cap. Flow %
0.01%
Top 10 Hldgs %
21.88%
Holding
671
New
50
Increased
251
Reduced
280
Closed
37

Top Buys

Rank Stock Value
1
VHT icon
Vanguard Health Care ETF
VHT
+$2.08M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.73M
3
VDE icon
Vanguard Energy ETF
VDE
+$1.62M
4
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$1.44M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.08M

Top Sells

Rank Stock Value
1
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$5.98M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.13M
3
AAPL icon
Apple
AAPL
+$2.12M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.38M
5
KR icon
Kroger
KR
+$1.19M

Sector Composition

Rank Sector Weight
1 Technology 18.43%
2 Healthcare 10.02%
3 Financials 7.38%
4 Consumer Staples 6.58%
5 Industrials 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVN
601
Eaton Vance Municipal Income Trust
EVN
$414M
$128K 0.02%
12,970
-3,303
-20% -$32.5K
ERC
602
Allspring Multi-Sector Income Fund
ERC
$256M
$127K 0.02%
13,006
+233
+2% +$2.16K
FAM
603
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$126K 0.02%
20,996
– –
GLO
604
Clough Global Opportunities Fund
GLO
$250M
$126K 0.02%
24,787
+2,134
+9% +$12K
ARI
605
Apollo Commercial Real Estate
ARI
$867M
$123K 0.02%
+11,400
New +$125K
FT
606
Franklin Universal Trust
FT
$199M
$117K 0.02%
17,414
+309
+2% +$2.06K
DSU icon
607
BlackRock Debt Strategies Fund
DSU
$593M
$117K 0.02%
12,672
-1,218
-9% -$11.3K
JQC icon
608
Nuveen Credit Strategies Income Fund
JQC
$704M
$115K 0.02%
22,668
+792
+4% +$4.05K
UPWK icon
609
Upwork
UPWK
$1.13B
$108K 0.02%
10,370
-900
-8% -$11.1K
CRON
610
Cronos Group
CRON
$1.06B
$106K 0.02%
41,695
+979
+2% +$2.87K
CMRE icon
611
Costamare
CMRE
$1.88B
$104K 0.01%
11,164
-1,286
-10% -$12.1K
CIM
612
Chimera Investment
CIM
$1.04B
$103K 0.01%
6,245
-3
-0% -$56
IGR
613
CBRE Global Real Estate Income Fund
IGR
$709M
$97K 0.01%
16,920
– –
EAD
614
Allspring Income Opportunities Fund
EAD
$372M
$95.2K 0.01%
14,893
+1,350
+10% +$8.77K
IDN icon
615
Intellicheck
IDN
$73.1M
$94.9K 0.01%
47,460
-12,415
-21% -$27K
USA icon
616
Liberty All-Star Equity Fund
USA
$1.79B
$93.6K 0.01%
16,423
– –
CHW
617
Calamos Global Dynamic Income Fund
CHW
$530M
$60.9K 0.01%
10,913
+325
+3% +$1.9K
CLNE icon
618
Clean Energy Fuels
CLNE
$427M
$59.8K 0.01%
11,500
– –
RTL
619
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$59.4K 0.01%
10,013
-384
-4% -$2.44K
LUMN icon
620
Lumen
LUMN
$6.57B
$55.8K 0.01%
10,691
-8,488
-44% -$52.2K
CLOV icon
621
Clover Health Investments
CLOV
$2.2B
$43.7K 0.01%
47,030
-2,000
-4% -$2.67K
CUE icon
622
Cue Biopharma
CUE
$113M
$39.9K 0.01%
467
-66
-12% -$6.04K
VUZI icon
623
Vuzix
VUZI
$194M
$38.3K 0.01%
10,523
-5,250
-33% -$24K
NRO
624
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$36.6K 0.01%
12,252
– –
MIN
625
Aberdeen Intermediate Income Fund
MIN
$274M
$33.3K ﹤0.01%
12,061
– –
23 24
25
26 27

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AIC
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OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, SeaCrest Wealth Management held 671 positions worth $697M, up 5.8% from $659M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SeaCrest Wealth Management's Q4 2022 filing shows 50 new, 251 increased, 280 reduced and 37 closed positions. Its largest new stake was State Street SPDR S&P Aerospace & Defense ETF: 13,683 shares worth $1.51M. The largest sale was Direxion Daily S&P 500 Bear 3x ETF, an estimated $5.98M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Healthcare and Financials.

  • SeaCrest Wealth Management's largest Q4 2022 buy was State Street SPDR S&P Aerospace & Defense ETF: 13,683 shares worth $1.51M.
  • SeaCrest Wealth Management added most to Vanguard Health Care ETF in Q4 2022, an estimated $2.08M increase.
  • SeaCrest Wealth Management's biggest Q4 2022 reduction was Alphabet (Google) Class C, cutting an estimated $2.13M.
  • SeaCrest Wealth Management fully exited Direxion Daily S&P 500 Bear 3x ETF in Q4 2022, selling an estimated $5.98M.
  • SeaCrest Wealth Management's ten largest holdings make up 22% of its $697M portfolio in Q4 2022.
  • SeaCrest Wealth Management opened 50 new positions and closed 37 in Q4 2022.
  • SeaCrest Wealth Management's portfolio value rose 5.8% quarter-over-quarter to $697M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2022, filed 14 Feb 2023.