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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USA icon
601
Liberty All-Star Equity Fund
USA
$1.82B
$91K 0.01%
16,423
+1,000
+6% +$6.46K
VUZI icon
602
Vuzix
VUZI
$200M
$91K 0.01%
15,773
-1,500
-9% -$11.6K
EAD
603
Allspring Income Opportunities Fund
EAD
$375M
$84K 0.01%
13,543
-894
-6% -$6.09K
CLOV icon
604
Clover Health Investments
CLOV
$2.28B
$83K 0.01%
49,030
– –
ARMP icon
605
Armata Pharmaceuticals
ARMP
$185M
$74K 0.01%
17,550
– –
LICY
606
DELISTED
Li-Cycle Holdings Corp.
LICY
$72K 0.01%
+1,697
New +$92.3K
HLN icon
607
Haleon
HLN
$43.2B
$66K 0.01%
+10,890
New +$70.5K
CHW
608
Calamos Global Dynamic Income Fund
CHW
$533M
$64K 0.01%
10,588
-3,962
-27% -$28.2K
CLNE icon
609
Clean Energy Fuels
CLNE
$410M
$61K 0.01%
11,500
– –
RTL
610
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$61K 0.01%
10,397
– –
TV icon
611
Televisa
TV
$1.48B
$57K 0.01%
10,531
– –
AXDX
612
DELISTED
Accelerate Diagnostics
AXDX
$41K 0.01%
2,688
– –
NRO
613
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$40K 0.01%
12,252
-324
-3% -$1.26K
APPH
614
DELISTED
AppHarvest, Inc. Common Stock
APPH
$39K 0.01%
+20,000
New +$64.7K
CUE icon
615
Cue Biopharma
CUE
$113M
$36K 0.01%
533
– –
MIN
616
Aberdeen Intermediate Income Fund
MIN
$274M
$34K 0.01%
12,061
– –
VVOS icon
617
Vivos Therapeutics
VVOS
$5.84M
$26K ﹤0.01%
+1,600
New +$48.7K
DHY
618
Credit Suisse High Yield Credit Fund
DHY
$239M
$24K ﹤0.01%
+13,823
New +$26.7K
AIM
619
AIM ImmunoTech
AIM
$7.32M
$23K ﹤0.01%
401
– –
EVGOW
620
DELISTED
EVgo Inc Warrants
EVGOW
$19K ﹤0.01%
+10,350
New +$20.2K
ALPP
621
DELISTED
Alpine 4 Holdings Inc
ALPP
$6K ﹤0.01%
1,463
– –
AAAU icon
622
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.46B
– –
-4,553
Closed -$82K
AA icon
623
Alcoa
AA
$11.8B
– –
-2,389
Closed -$109K
A icon
624
Agilent Technologies
A
$39.5B
– –
-1,262
Closed -$150K
AAL icon
625
American Airlines Group
AAL
$10.6B
– –
-2,239
Closed -$28K
23 24
25
26 27

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.