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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMW
601
DELISTED
VMware, Inc
VMW
$219K 0.03%
+1,476
New +$224K
FBT icon
602
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$218K 0.03%
1,310
-24
-2% -$4.1K
IFF icon
603
International Flavors & Fragrances
IFF
$20.2B
$218K 0.03%
1,633
+103
+7% +$15.1K
SAFE
604
Safehold
SAFE
$1.16B
$217K 0.03%
+1,778
New +$214K
VEEV icon
605
Veeva Systems
VEEV
$33.1B
$217K 0.03%
752
+80
+12% +$25.4K
NVO
606
Novo Nordisk
NVO
$208B
$215K 0.03%
4,472
-304
-6% -$14.7K
TSN icon
607
Tyson Foods
TSN
$20.4B
$214K 0.03%
2,706
-67
-2% -$5.06K
BCPC
608
Balchem Corp
BCPC
$5.38B
$214K 0.03%
+1,472
New +$199K
PJP icon
609
Invesco Pharmaceuticals ETF
PJP
$442M
$213K 0.03%
2,754
-377
-12% -$30.4K
SUSB icon
610
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$212K 0.03%
8,144
-23,187
-74% -$604K
WEC icon
611
WEC Energy
WEC
$35.7B
$212K 0.03%
2,408
+1
+0% +$94
ABMD
612
DELISTED
Abiomed Inc
ABMD
$212K 0.03%
650
– –
IAU icon
613
iShares Gold Trust
IAU
$62.9B
$211K 0.03%
6,314
-400
-6% -$13.6K
PNW icon
614
Pinnacle West Capital
PNW
$12.2B
$210K 0.03%
2,906
-63
-2% -$4.99K
VHT icon
615
Vanguard Health Care ETF
VHT
$18.1B
$210K 0.03%
+849
New +$218K
AG icon
616
First Majestic Silver
AG
$7.41B
$209K 0.03%
18,500
-500
-3% -$6.45K
DECK icon
617
Deckers Outdoor
DECK
$13.2B
$209K 0.03%
3,480
– –
IBN icon
618
ICICI Bank
IBN
$108B
$208K 0.03%
11,000
– –
PH icon
619
Parker-Hannifin
PH
$123B
$208K 0.03%
743
+1
+0.1% +$298
TENB icon
620
Tenable Holdings
TENB
$3.6B
$208K 0.03%
+4,500
New +$197K
BKLN icon
621
Invesco Senior Loan ETF
BKLN
$6.97B
$207K 0.03%
9,370
– –
XLRE icon
622
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
$207K 0.03%
+4,650
New +$216K
EBAY icon
623
eBay
EBAY
$50.6B
$205K 0.02%
2,945
+101
+4% +$7.24K
ERC
624
Allspring Multi-Sector Income Fund
ERC
$256M
$205K 0.02%
15,160
-580
-4% -$7.64K
KMX icon
625
CarMax
KMX
$8.13B
$204K 0.02%
1,598
-34
-2% -$4.53K
23 24
25
26 27

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OCA
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.