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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+5.74%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$988M
AUM Growth
+$40.3M
Cap. Flow
+$2.75M
Cap. Flow %
0.28%
Top 10 Hldgs %
33.28%
Holding
680
New
52
Increased
232
Reduced
293
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.14M
2
SFLR icon
Innovator Equity Managed Floor ETF
SFLR
+$1.34M
3
FTCA
Franklin California Municipal Income ETF
FTCA
+$1.25M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.15M
5
MRK icon
Merck
MRK
+$1.08M

Top Sells

Rank Stock Value
1
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.38M
2
NVDA icon
NVIDIA
NVDA
+$1.3M
3
RACE icon
Ferrari
RACE
+$1.26M
4
ARCC icon
Ares Capital
ARCC
+$1.1M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$1.06M

Sector Composition

Rank Sector Weight
1 Technology 23.39%
2 Communication Services 12.22%
3 Financials 6.89%
4 Healthcare 5.32%
5 Industrials 4.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EW icon
576
Edwards Lifesciences
EW
$49.6B
$215K 0.02%
+2,531
New +$208K
FNDF icon
577
Schwab Fundamental International Large Company Index ETF
FNDF
$24.9B
$214K 0.02%
4,651
+19
+0.4% +$841
BDJ icon
578
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$214K 0.02%
22,638
+446
+2% +$4.06K
CLSE icon
579
Convergence Long/Short Equity ETF
CLSE
$793M
$214K 0.02%
+7,688
New +$205K
DOV icon
580
Dover
DOV
$27.6B
$213K 0.02%
+1,070
New +$195K
CSX icon
581
CSX Corp
CSX
$93.4B
$213K 0.02%
6,077
-289
-5% -$10.3K
SPTL icon
582
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.4B
$211K 0.02%
7,928
-51
-0.6% -$1.38K
IGR
583
CBRE Global Real Estate Income Fund
IGR
$709M
$211K 0.02%
46,141
-52
-0.1% -$245
EZM icon
584
WisdomTree US MidCap Fund
EZM
$940M
$211K 0.02%
3,085
-47
-2% -$3.1K
ENB icon
585
Enbridge
ENB
$119B
$211K 0.02%
4,657
+71
+2% +$3.39K
CNQ icon
586
Canadian Natural Resources
CNQ
$99.4B
$209K 0.02%
6,830
-949
-12% -$30.8K
ADI icon
587
Analog Devices
ADI
$179B
$209K 0.02%
+712
New +$179K
ICSH icon
588
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.07B
$208K 0.02%
4,113
– –
FTF
589
Franklin Limited Duration Income Trust
FTF
$231M
$208K 0.02%
33,707
-436
-1% -$2.69K
IWO icon
590
iShares Russell 2000 Growth ETF
IWO
$14.3B
$208K 0.02%
617
– –
ONC
591
BeOne Medicines Ltd
ONC
$32.8B
$207K 0.02%
+620
New +$203K
DPG
592
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$207K 0.02%
16,301
+11
+0.1% +$143
AAOI icon
593
Applied Optoelectronics
AAOI
$7.57B
$206K 0.02%
+5,425
New +$162K
RA
594
Brookfield Real Assets Income Fund
RA
$708M
$206K 0.02%
15,912
+95
+0.6% +$1.25K
ZJUL
595
DELISTED
Innovator Equity Defined Protection ETF - 1 Yr July
ZJUL
$206K 0.02%
7,072
– –
BEN icon
596
Franklin Resources
BEN
$17.6B
$205K 0.02%
+8,161
New +$187K
ROL icon
597
Rollins
ROL
$18.3B
$204K 0.02%
+3,436
New +$202K
GNRC icon
598
Generac Holdings
GNRC
$11.6B
$203K 0.02%
+1,430
New +$231K
WBD icon
599
Warner Bros
WBD
$65.9B
$202K 0.02%
+7,067
New +$165K
DFAS icon
600
Dimensional US Small Cap ETF
DFAS
$15.4B
$202K 0.02%
+2,804
New +$193K
22 23
24
25 26

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, SeaCrest Wealth Management held 680 positions worth $988M, up 4.2% from $948M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management's Q4 2025 filing shows 52 new, 232 increased, 293 reduced and 48 closed positions. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 25,830 shares worth $2.14M. The largest sale was iPath Series B S&P 500 VIX Short-Term Futures ETN, an estimated $1.38M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Communication Services and Financials.

  • SeaCrest Wealth Management's largest Q4 2025 buy was iShares 1-3 Year Treasury Bond ETF: 25,830 shares worth $2.14M.
  • SeaCrest Wealth Management added most to Merck in Q4 2025, an estimated $1.08M increase.
  • SeaCrest Wealth Management's biggest Q4 2025 reduction was NVIDIA, cutting an estimated $1.3M.
  • SeaCrest Wealth Management fully exited iPath Series B S&P 500 VIX Short-Term Futures ETN in Q4 2025, selling an estimated $1.38M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $988M portfolio in Q4 2025.
  • SeaCrest Wealth Management opened 52 new positions and closed 48 in Q4 2025.
  • SeaCrest Wealth Management's portfolio value rose 4.2% quarter-over-quarter to $988M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2025, filed 12 Jan 2026.