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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+11.79%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$810M
AUM Growth
+$39.9M
Cap. Flow
-$26.2M
Cap. Flow %
-3.24%
Top 10 Hldgs %
28.31%
Holding
664
New
44
Increased
184
Reduced
349
Closed
44

Top Buys

Rank Stock Value
1
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.66M
2
MBLY icon
Mobileye
MBLY
+$1.35M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$1.11M
4
VXF icon
Vanguard Extended Market ETF
VXF
+$866K
5
URA icon
Global X Uranium ETF
URA
+$836K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.2M
2
VDE icon
Vanguard Energy ETF
VDE
+$1.91M
3
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.86M
4
AZO icon
AutoZone
AZO
+$1.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 24.56%
2 Healthcare 8.22%
3 Financials 8.14%
4 Communication Services 7.71%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTRA
576
DELISTED
Coterra Energy
CTRA
$204K 0.03%
+7,957
New +$213K
SPHD icon
577
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
$204K 0.03%
4,740
-2,919
-38% -$116K
AGR
578
DELISTED
Avangrid, Inc.
AGR
$204K 0.03%
+6,015
New +$187K
HDV
579
iShares Core High Dividend ETF
HDV
$14.5B
$203K 0.03%
+9,800
New +$193K
PFXF icon
580
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$200K 0.02%
11,661
– –
SPOT icon
581
Spotify
SPOT
$103B
$200K 0.02%
+1,035
New +$181K
HIFS icon
582
Hingham Institution for Saving
HIFS
$627M
$200K 0.02%
+1,001
New +$172K
BBDC icon
583
Barings BDC
BBDC
$864M
$200K 0.02%
22,349
-2,538
-10% -$22.6K
FSCO
584
FS Credit Opportunities Corp
FSCO
$1B
$188K 0.02%
33,750
+19,250
+133% +$108K
NRO
585
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$181K 0.02%
58,827
+15,633
+36% +$42.6K
QYLD icon
586
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$179K 0.02%
10,456
-2,460
-19% -$41.9K
MVF
587
DELISTED
BlackRock MuniVest Fund
MVF
$169K 0.02%
23,937
+44
+0.2% +$286
WDI
588
Western Asset Diversified Income Fund
WDI
$680M
$168K 0.02%
11,812
+579
+5% +$7.66K
PGZ
589
Principal Real Estate Income Fund
PGZ
$68.4M
$164K 0.02%
17,416
+3,340
+24% +$30.3K
GLU
590
Gabelli Utility & Income Trust
GLU
$114M
$161K 0.02%
12,200
-500
-4% -$6.37K
DSU icon
591
BlackRock Debt Strategies Fund
DSU
$593M
$159K 0.02%
14,847
+1,741
+13% +$17.9K
MVT
592
DELISTED
BlackRock MuniVest Fund II
MVT
$156K 0.02%
14,548
-337
-2% -$3.35K
UVXY icon
593
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$224M
$144K 0.02%
683
-447
-40% -$144K
VOD icon
594
Vodafone
VOD
$36.3B
$142K 0.02%
15,780
-2,016
-11% -$18.4K
UPWK icon
595
Upwork
UPWK
$1.13B
$141K 0.02%
10,000
-154
-2% -$1.99K
CIM
596
Chimera Investment
CIM
$1.04B
$139K 0.02%
9,445
– –
BGS icon
597
B&G Foods
BGS
$287M
$138K 0.02%
13,470
– –
BGR icon
598
BlackRock Energy and Resources Trust
BGR
$421M
$136K 0.02%
10,800
– –
NPCT icon
599
Nuveen Core Plus Impact Fund
NPCT
$279M
$133K 0.02%
13,090
-501
-4% -$4.76K
DSM
600
BNY Mellon Strategic Municipal Bond Fund
DSM
$287M
$129K 0.02%
22,650
– –
22 23
24
25 26

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, SeaCrest Wealth Management held 664 positions worth $810M, up 5.2% from $770M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SeaCrest Wealth Management withdrew a net $26.2M in Q4 2023, closing 44 positions and reducing 349 holdings. Its most notable exit was Schwab Fundamental Emerging Markets Large Company Index ETF, an estimated $644K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in Mobileye worth $1.04M.

  • SeaCrest Wealth Management's largest Q4 2023 buy was Mobileye: 34,255 shares worth $1.04M.
  • SeaCrest Wealth Management added most to State Street SPDR S&P Regional Banking ETF in Q4 2023, an estimated $1.66M increase.
  • SeaCrest Wealth Management's biggest Q4 2023 reduction was Apple, cutting an estimated $2.2M.
  • SeaCrest Wealth Management fully exited Schwab Fundamental Emerging Markets Large Company Index ETF in Q4 2023, selling an estimated $644K.
  • SeaCrest Wealth Management's ten largest holdings make up 28% of its $810M portfolio in Q4 2023.
  • SeaCrest Wealth Management opened 44 new positions and closed 44 in Q4 2023.
  • SeaCrest Wealth Management's portfolio value rose 5.2% quarter-over-quarter to $810M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2023, filed 18 Jan 2024.