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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-2.16%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$770M
AUM Growth
-$22.3M
Cap. Flow
+$3.65M
Cap. Flow %
0.47%
Top 10 Hldgs %
27.84%
Holding
665
New
36
Increased
264
Reduced
272
Closed
45

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$10.1M
2
VDE icon
Vanguard Energy ETF
VDE
+$1.95M
3
META icon
Meta Platforms (Facebook)
META
+$1.62M
4
NVDA icon
NVIDIA
NVDA
+$1.2M
5
VAL icon
Valaris
VAL
+$1.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.63M
2
GNK icon
Genco Shipping & Trading
GNK
+$1.08M
3
COST icon
Costco
COST
+$1M
4
JNJ icon
Johnson & Johnson
JNJ
+$995K
5
AAPL icon
Apple
AAPL
+$949K

Sector Composition

Rank Sector Weight
1 Technology 23.4%
2 Healthcare 8.07%
3 Communication Services 7.7%
4 Financials 7.3%
5 Energy 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLTR icon
576
Palantir
PLTR
$295B
$180K 0.02%
+11,250
New +$179K
PGX icon
577
Invesco Preferred ETF
PGX
$3.81B
$173K 0.02%
15,840
-1,630
-9% -$18.2K
GLU
578
Gabelli Utility & Income Trust
GLU
$114M
$172K 0.02%
12,700
-500
-4% -$7.1K
VOD icon
579
Vodafone
VOD
$36.3B
$169K 0.02%
17,796
-294
-2% -$2.78K
CXW icon
580
CoreCivic
CXW
$2.96B
$168K 0.02%
14,947
– –
ETRN
581
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$166K 0.02%
+17,686
New +$169K
DPG
582
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$165K 0.02%
19,180
-1,356
-7% -$13K
OBDC icon
583
Blue Owl Capital
OBDC
$5.34B
$162K 0.02%
11,673
– –
CIM
584
Chimera Investment
CIM
$1.04B
$155K 0.02%
9,445
-3,433
-27% -$60.3K
WDI
585
Western Asset Diversified Income Fund
WDI
$680M
$149K 0.02%
11,233
+199
+2% +$2.71K
MVF
586
DELISTED
BlackRock MuniVest Fund
MVF
$145K 0.02%
23,893
+29
+0.1% +$191
BGR icon
587
BlackRock Energy and Resources Trust
BGR
$421M
$142K 0.02%
10,800
– –
MVT
588
DELISTED
BlackRock MuniVest Fund II
MVT
$138K 0.02%
14,885
– –
AGNC icon
589
AGNC Investment
AGNC
$12.4B
$137K 0.02%
14,470
-15,430
-52% -$153K
DSU icon
590
BlackRock Debt Strategies Fund
DSU
$593M
$135K 0.02%
13,106
+654
+5% +$6.59K
BGS icon
591
B&G Foods
BGS
$287M
$133K 0.02%
+13,470
New +$167K
PGZ
592
Principal Real Estate Income Fund
PGZ
$68.4M
$127K 0.02%
14,076
+970
+7% +$9.2K
BFK
593
DELISTED
BlackRock Municipal Income Trust
BFK
$126K 0.02%
14,210
– –
NPCT icon
594
Nuveen Core Plus Impact Fund
NPCT
$279M
$124K 0.02%
13,591
-83
-0.6% -$812
MPT
595
Medical Properties Trust
MPT
$2.77B
$119K 0.02%
+21,751
New +$174K
FT
596
Franklin Universal Trust
FT
$199M
$117K 0.02%
18,495
+322
+2% +$2.18K
PMF
597
DELISTED
PIMCO Municipal Income Fund
PMF
$117K 0.02%
13,975
– –
LEO
598
BNY Mellon Strategic Municipals
LEO
$383M
$117K 0.02%
21,950
– –
UPWK icon
599
Upwork
UPWK
$1.13B
$115K 0.02%
10,154
-216
-2% -$2.68K
NRO
600
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$115K 0.01%
43,194
+3,089
+8% +$8.86K
22 23
24
25 26

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AIC
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OCA
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, SeaCrest Wealth Management held 665 positions worth $770M, down 2.8% from $792M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SeaCrest Wealth Management's Q3 2023 filing shows 36 new, 264 increased, 272 reduced and 45 closed positions. Its largest new stake was Valaris: 15,999 shares worth $1.2M. The largest sale was Invesco QQQ Trust, an estimated $1.63M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q3 2023 buy was Valaris: 15,999 shares worth $1.2M.
  • SeaCrest Wealth Management added most to Berkshire Hathaway Class B in Q3 2023, an estimated $10.1M increase.
  • SeaCrest Wealth Management's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $1.63M.
  • SeaCrest Wealth Management fully exited Genco Shipping & Trading in Q3 2023, selling an estimated $1.08M.
  • SeaCrest Wealth Management's ten largest holdings make up 28% of its $770M portfolio in Q3 2023.
  • SeaCrest Wealth Management opened 36 new positions and closed 45 in Q3 2023.
  • SeaCrest Wealth Management's portfolio value fell 2.8% quarter-over-quarter to $770M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2023, filed 12 Oct 2023.