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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$697M
AUM Growth
+$38.3M
Cap. Flow
+$73.7K
Cap. Flow %
0.01%
Top 10 Hldgs %
21.88%
Holding
671
New
50
Increased
251
Reduced
280
Closed
37

Top Buys

Rank Stock Value
1
VHT icon
Vanguard Health Care ETF
VHT
+$2.08M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.73M
3
VDE icon
Vanguard Energy ETF
VDE
+$1.62M
4
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$1.44M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.08M

Top Sells

Rank Stock Value
1
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$5.98M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.13M
3
AAPL icon
Apple
AAPL
+$2.12M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.38M
5
KR icon
Kroger
KR
+$1.19M

Sector Composition

Rank Sector Weight
1 Technology 18.43%
2 Healthcare 10.02%
3 Financials 7.38%
4 Consumer Staples 6.58%
5 Industrials 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCSF icon
576
Bain Capital Specialty
BCSF
$806M
$193K 0.03%
16,200
+2,900
+22% +$36.9K
PCSB
577
DELISTED
PCSB Financial Corporation
PCSB
$190K 0.03%
10,000
– –
EXG icon
578
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$183K 0.03%
24,271
-3,000
-11% -$23K
CCIF
579
Carlyle Credit Income Fund
CCIF
$59.4M
$183K 0.03%
20,956
-1,951
-9% -$17.2K
HBAN icon
580
Huntington Bancshares
HBAN
$34.4B
$182K 0.03%
12,879
-2,048
-14% -$29.6K
BLFY
581
DELISTED
Blue Foundry Bancorp
BLFY
$172K 0.02%
13,408
-1,800
-12% -$22.3K
OBDC icon
582
Blue Owl Capital
OBDC
$5.34B
$169K 0.02%
14,673
-1,654
-10% -$19.8K
MVF
583
DELISTED
BlackRock MuniVest Fund
MVF
$167K 0.02%
23,818
+49
+0.2% +$329
EVG
584
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$165K 0.02%
16,212
+1,529
+10% +$16.3K
KD icon
585
Kyndryl
KD
$2.99B
$162K 0.02%
14,606
-3,621
-20% -$36.4K
BHK icon
586
BlackRock Core Bond Trust
BHK
$643M
$162K 0.02%
15,626
+25
+0.2% +$262
NEA icon
587
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$158K 0.02%
13,860
+101
+0.7% +$1.1K
NAD icon
588
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$157K 0.02%
13,267
+71
+0.5% +$798
MVT
589
DELISTED
BlackRock MuniVest Fund II
MVT
$156K 0.02%
14,885
-335
-2% -$3.44K
VGI
590
Virtus Global Multi-Sector Income Fund
VGI
$81.9M
$152K 0.02%
19,651
-142
-0.7% -$1.09K
AGNC icon
591
AGNC Investment
AGNC
$12.4B
$148K 0.02%
14,275
-2,550
-15% -$23.3K
PMF
592
DELISTED
PIMCO Municipal Income Fund
PMF
$146K 0.02%
13,975
– –
NVG icon
593
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$143K 0.02%
11,784
+120
+1% +$1.41K
BFK
594
DELISTED
BlackRock Municipal Income Trust
BFK
$143K 0.02%
14,210
-1,000
-7% -$9.74K
MMU
595
Western Asset Managed Municipals Fund
MMU
$548M
$139K 0.02%
13,773
-10,600
-43% -$105K
FLG
596
Flagstar Bank National Association
FLG
$5.93B
$137K 0.02%
+5,300
New +$142K
BGR icon
597
BlackRock Energy and Resources Trust
BGR
$421M
$135K 0.02%
10,800
– –
KIO
598
KKR Income Opportunities Fund
KIO
$451M
$135K 0.02%
12,244
+329
+3% +$3.69K
LEO
599
BNY Mellon Strategic Municipals
LEO
$383M
$134K 0.02%
21,950
– –
DSM
600
BNY Mellon Strategic Municipal Bond Fund
DSM
$287M
$131K 0.02%
22,650
– –
22 23
24
25 26

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OCA
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, SeaCrest Wealth Management held 671 positions worth $697M, up 5.8% from $659M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SeaCrest Wealth Management's Q4 2022 filing shows 50 new, 251 increased, 280 reduced and 37 closed positions. Its largest new stake was State Street SPDR S&P Aerospace & Defense ETF: 13,683 shares worth $1.51M. The largest sale was Direxion Daily S&P 500 Bear 3x ETF, an estimated $5.98M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Healthcare and Financials.

  • SeaCrest Wealth Management's largest Q4 2022 buy was State Street SPDR S&P Aerospace & Defense ETF: 13,683 shares worth $1.51M.
  • SeaCrest Wealth Management added most to Vanguard Health Care ETF in Q4 2022, an estimated $2.08M increase.
  • SeaCrest Wealth Management's biggest Q4 2022 reduction was Alphabet (Google) Class C, cutting an estimated $2.13M.
  • SeaCrest Wealth Management fully exited Direxion Daily S&P 500 Bear 3x ETF in Q4 2022, selling an estimated $5.98M.
  • SeaCrest Wealth Management's ten largest holdings make up 22% of its $697M portfolio in Q4 2022.
  • SeaCrest Wealth Management opened 50 new positions and closed 37 in Q4 2022.
  • SeaCrest Wealth Management's portfolio value rose 5.8% quarter-over-quarter to $697M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2022, filed 14 Feb 2023.