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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSQ icon
576
Calamos Strategic Total Return Fund
CSQ
$3.29B
$144K 0.02%
11,533
-893
-7% -$12.9K
EVG
577
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$144K 0.02%
14,683
-598
-4% -$6.54K
AGNC icon
578
AGNC Investment
AGNC
$12.4B
$142K 0.02%
16,825
+8,750
+108% +$103K
LUMN icon
579
Lumen
LUMN
$6.65B
$140K 0.02%
19,179
-1,342
-7% -$13.7K
KIO
580
KKR Income Opportunities Fund
KIO
$451M
$136K 0.02%
11,915
+4,726
+66% +$57.4K
NVG icon
581
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$136K 0.02%
11,664
+141
+1% +$1.92K
PMF
582
DELISTED
PIMCO Municipal Income Fund
PMF
$136K 0.02%
13,975
– –
PAA icon
583
Plains All American Pipeline
PAA
$17.1B
$134K 0.02%
12,734
+1,410
+12% +$15.7K
LEO
584
BNY Mellon Strategic Municipals
LEO
$384M
$133K 0.02%
21,950
– –
DSM
585
BNY Mellon Strategic Municipal Bond Fund
DSM
$287M
$128K 0.02%
22,650
– –
ORAN
586
DELISTED
Orange
ORAN
$128K 0.02%
14,189
-4,750
-25% -$48.5K
CHY
587
Calamos Convertible and High Income Fund
CHY
$1.02B
$126K 0.02%
12,478
-2,362
-16% -$28.8K
GLO
588
Clough Global Opportunities Fund
GLO
$252M
$126K 0.02%
22,653
+4,453
+24% +$31.6K
DSU icon
589
BlackRock Debt Strategies Fund
DSU
$595M
$124K 0.02%
13,890
– –
RIG icon
590
Transocean
RIG
$5.7B
$123K 0.02%
49,641
+36,165
+268% +$116K
BGR icon
591
BlackRock Energy and Resources Trust
BGR
$416M
$116K 0.02%
10,800
-150
-1% -$1.68K
CRON
592
Cronos Group
CRON
$1.06B
$115K 0.02%
40,716
– –
FAM
593
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$115K 0.02%
20,996
– –
ASTL icon
594
Algoma Steel
ASTL
$413M
$113K 0.02%
+17,549
New +$157K
JQC icon
595
Nuveen Credit Strategies Income Fund
JQC
$707M
$112K 0.02%
21,876
+3,483
+19% +$18.7K
CMRE icon
596
Costamare
CMRE
$1.87B
$111K 0.02%
+12,450
New +$137K
ERC
597
Allspring Multi-Sector Income Fund
ERC
$256M
$110K 0.02%
12,773
– –
FT
598
Franklin Universal Trust
FT
$198M
$108K 0.02%
17,105
+780
+5% +$5.93K
CIM
599
Chimera Investment
CIM
$1.06B
$98K 0.01%
6,248
-1,985
-24% -$51.7K
IGR
600
CBRE Global Real Estate Income Fund
IGR
$707M
$98K 0.01%
16,920
-900
-5% -$6.58K
22 23
24
25 26

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.