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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRUP icon
576
GraniteShares Nasdaq Select Disruptors ETF
DRUP
$48.6M
$247K 0.03%
5,459
-517
-9% -$22.7K
NVO
577
Novo Nordisk
NVO
$208B
$247K 0.03%
4,406
-66
-1% -$3.58K
CMI icon
578
Cummins
CMI
$87.5B
$245K 0.03%
1,125
-385
-25% -$87.7K
CSQ icon
579
Calamos Strategic Total Return Fund
CSQ
$3.23B
$245K 0.03%
12,710
-743
-6% -$14K
ERC
580
Allspring Multi-Sector Income Fund
ERC
$256M
$244K 0.03%
18,462
+3,302
+22% +$43.9K
PSCT icon
581
Invesco S&P SmallCap Information Technology ETF
PSCT
$498M
$244K 0.03%
4,743
– –
NAD icon
582
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$243K 0.03%
15,056
-1,007
-6% -$15.8K
PENN icon
583
PENN Entertainment
PENN
$2.75B
$243K 0.03%
4,689
+700
+18% +$42.4K
EVH icon
584
Evolent Health
EVH
$348M
$242K 0.03%
8,751
-1,100
-11% -$31.6K
CWT icon
585
California Water Service
CWT
$3B
$241K 0.03%
+3,348
New +$215K
MVT
586
DELISTED
BlackRock MuniVest Fund II
MVT
$241K 0.03%
15,220
– –
AB icon
587
AllianceBernstein
AB
$3.43B
$238K 0.03%
4,875
– –
HPQ icon
588
HP
HPQ
$24.9B
$238K 0.03%
+6,311
New +$206K
HYMB icon
589
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.09B
$238K 0.03%
7,932
– –
VUZI icon
590
Vuzix
VUZI
$194M
$237K 0.03%
27,323
-3,452
-11% -$37.3K
ALL icon
591
Allstate
ALL
$68B
$236K 0.03%
2,008
-78
-4% -$9.23K
AME icon
592
Ametek
AME
$55.4B
$236K 0.03%
+1,608
New +$220K
BFK
593
DELISTED
BlackRock Municipal Income Trust
BFK
$236K 0.03%
15,210
– –
PH icon
594
Parker-Hannifin
PH
$123B
$236K 0.03%
741
-2
-0.3% -$619
IJR icon
595
iShares Core S&P Small-Cap ETF
IJR
$109B
$233K 0.03%
+2,031
New +$231K
RPM icon
596
RPM International
RPM
$13.7B
$233K 0.03%
+2,305
New +$210K
WEC icon
597
WEC Energy
WEC
$35.7B
$233K 0.03%
2,400
-8
-0.3% -$731
ABMD
598
DELISTED
Abiomed Inc
ABMD
$233K 0.03%
650
– –
GXC icon
599
State Street SPDR S&P China ETF
GXC
$462M
$231K 0.03%
2,240
– –
IDXX icon
600
Idexx Laboratories
IDXX
$44.1B
$231K 0.03%
351
-300
-46% -$188K
22 23
24
25 26

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.