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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXF icon
576
Vanguard Extended Market ETF
VXF
$30.3B
$237K 0.03%
+1,301
New +$243K
EFAV icon
577
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
$236K 0.03%
3,136
– –
ES icon
578
Eversource Energy
ES
$26.9B
$234K 0.03%
2,862
-20
-0.7% -$1.74K
XHB icon
579
State Street SPDR S&P Homebuilders ETF
XHB
$1.6B
$233K 0.03%
3,250
-756
-19% -$56.9K
MVT
580
DELISTED
BlackRock MuniVest Fund II
MVT
$231K 0.03%
15,220
– –
ALGT icon
581
Allegiant Air
ALGT
$2.64B
$230K 0.03%
1,175
– –
OXY icon
582
Occidental Petroleum
OXY
$56.8B
$229K 0.03%
7,740
-150
-2% -$4K
RBC icon
583
RBC Bearings
RBC
$17.4B
$229K 0.03%
+1,078
New +$234K
OKE icon
584
Oneok
OKE
$57.2B
$227K 0.03%
3,907
+4
+0.1% +$215
THW
585
abrdn World Healthcare Fund
THW
$536M
$227K 0.03%
13,815
+1,087
+9% +$18.3K
MCHP icon
586
Microchip Technology
MCHP
$40.3B
$226K 0.03%
2,950
-32
-1% -$2.4K
BFK
587
DELISTED
BlackRock Municipal Income Trust
BFK
$225K 0.03%
15,210
– –
EVN
588
Eaton Vance Municipal Income Trust
EVN
$416M
$225K 0.03%
+16,273
New +$231K
MVF
589
DELISTED
BlackRock MuniVest Fund
MVF
$224K 0.03%
23,631
+29
+0.1% +$283
VTR icon
590
Ventas
VTR
$48B
$224K 0.03%
4,060
-25
-0.6% -$1.43K
XBI icon
591
State Street SPDR S&P Biotech ETF
XBI
$9.95B
$224K 0.03%
1,778
+100
+6% +$12.9K
DOV icon
592
Dover
DOV
$27.6B
$223K 0.03%
1,437
+20
+1% +$3.31K
XAR icon
593
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.93B
$223K 0.03%
1,869
– –
OLN icon
594
Olin
OLN
$2.11B
$222K 0.03%
+4,601
New +$215K
YUMC icon
595
Yum China
YUMC
$16.5B
$222K 0.03%
3,817
+302
+9% +$18.6K
PSCT icon
596
Invesco S&P SmallCap Information Technology ETF
PSCT
$498M
$221K 0.03%
4,743
-27
-0.6% -$1.27K
URNM icon
597
Sprott Uranium Miners ETF
URNM
$1.76B
$221K 0.03%
+5,760
New +$187K
ARVN icon
598
Arvinas
ARVN
$518M
$220K 0.03%
2,680
-825
-24% -$72.9K
IWY icon
599
iShares Russell Top 200 Growth ETF
IWY
$15.9B
$220K 0.03%
1,440
– –
LRCX icon
600
Lam Research
LRCX
$367B
$220K 0.03%
3,870
-1,030
-21% -$62.7K
22 23
24
25 26

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.