We are live on ! Find out more
SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+14.82%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$711M
AUM Growth
+$87.2M
Cap. Flow
+$10.1M
Cap. Flow %
1.42%
Top 10 Hldgs %
23.64%
Holding
666
New
85
Increased
222
Reduced
263
Closed
45

Top Buys

Rank Stock Value
1
EBC icon
Eastern Bankshares
EBC
+$1.7M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$1.66M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.2M
4
PEJ icon
Invesco Leisure and Entertainment ETF
PEJ
+$1.09M
5
KR icon
Kroger
KR
+$1.01M

Top Sells

Rank Stock Value
1
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.89M
2
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M
3
WMB icon
Williams Companies
WMB
+$915K
4
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$832K
5
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$747K

Sector Composition

Rank Sector Weight
1 Technology 21.57%
2 Communication Services 8.68%
3 Healthcare 8.66%
4 Financials 7.19%
5 Consumer Discretionary 6.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSM
576
BNY Mellon Strategic Municipal Bond Fund
DSM
$287M
$183K 0.03%
23,197
– –
CHY
577
Calamos Convertible and High Income Fund
CHY
$1.02B
$180K 0.03%
12,571
-1,879
-13% -$24.5K
JRS icon
578
Nuveen Real Estate Income Fund
JRS
$250M
$175K 0.02%
20,700
+4,500
+28% +$36.3K
NEA icon
579
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$175K 0.02%
11,589
-1,880
-14% -$27.4K
RSF
580
RiverNorth Capital and Income Fund
RSF
$58.7M
$173K 0.02%
+10,610
New +$160K
NGD
581
DELISTED
New Gold Inc
NGD
$172K 0.02%
78,750
+66,750
+556% +$136K
THW
582
abrdn World Healthcare Fund
THW
$540M
$172K 0.02%
10,853
+650
+6% +$9.74K
EVH icon
583
Evolent Health
EVH
$353M
$171K 0.02%
10,637
– –
CHW
584
Calamos Global Dynamic Income Fund
CHW
$533M
$169K 0.02%
17,658
-147
-0.8% -$1.31K
SPXU icon
585
ProShares UltraPro Short S&P 500
SPXU
$413M
$169K 0.02%
285
-15
-5% -$10.8K
FCT
586
First Trust Senior Floating Rate Income Fund II
FCT
$250M
$168K 0.02%
+14,427
New +$161K
PCF
587
High Income Securities Fund
PCF
$98.8M
$165K 0.02%
+19,161
New +$157K
ET icon
588
Energy Transfer Partners
ET
$69.8B
$163K 0.02%
26,320
-1,782
-6% -$10.8K
IBN icon
589
ICICI Bank
IBN
$109B
$163K 0.02%
11,000
– –
TV icon
590
Televisa
TV
$1.48B
$161K 0.02%
19,531
+6,500
+50% +$49.6K
CERS icon
591
Cerus
CERS
$433M
$156K 0.02%
22,600
+900
+4% +$5.9K
LUMN icon
592
Lumen
LUMN
$6.65B
$156K 0.02%
16,015
-1,770
-10% -$17.5K
EAD
593
Allspring Income Opportunities Fund
EAD
$375M
$155K 0.02%
18,973
-426
-2% -$3.28K
INSG icon
594
Inseego
INSG
$120M
$155K 0.02%
+1,005
New +$111K
ERC
595
Allspring Multi-Sector Income Fund
ERC
$256M
$153K 0.02%
12,619
-245
-2% -$2.82K
MVF
596
DELISTED
BlackRock MuniVest Fund
MVF
$153K 0.02%
16,610
– –
FT
597
Franklin Universal Trust
FT
$198M
$152K 0.02%
20,238
+5,018
+33% +$35.8K
GHY
598
PGIM Global High Yield Fund
GHY
$477M
$148K 0.02%
10,193
-100
-1% -$1.37K
NRO
599
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$145K 0.02%
34,365
-11,159
-25% -$43.6K
EVN
600
Eaton Vance Municipal Income Trust
EVN
$414M
$142K 0.02%
10,578
-6,612
-38% -$86.1K
22 23
24
25 26

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, SeaCrest Wealth Management held 666 positions worth $711M, up 14% from $624M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q4 2020 filing shows 85 new, 222 increased, 263 reduced and 45 closed positions. Its largest new stake was Eastern Bankshares: 120,000 shares worth $1.96M. The largest sale was Sprott Physical Silver Trust, an estimated $1.89M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q4 2020 buy was Eastern Bankshares: 120,000 shares worth $1.96M.
  • SeaCrest Wealth Management added most to State Street SPDR Portfolio Short Term Corporate Bond ETF in Q4 2020, an estimated $1.66M increase.
  • SeaCrest Wealth Management's biggest Q4 2020 reduction was Sprott Physical Silver Trust, cutting an estimated $1.89M.
  • SeaCrest Wealth Management fully exited iPath Series B S&P 500 VIX Short-Term Futures ETN in Q4 2020, selling an estimated $1.16M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $711M portfolio in Q4 2020.
  • SeaCrest Wealth Management opened 85 new positions and closed 45 in Q4 2020.
  • SeaCrest Wealth Management's portfolio value rose 14% quarter-over-quarter to $711M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2020, filed 9 Feb 2021.