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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+12.56%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$948M
AUM Growth
+$27.1M
Cap. Flow
-$79.6M
Cap. Flow %
-8.39%
Top 10 Hldgs %
32.7%
Holding
684
New
67
Increased
174
Reduced
356
Closed
56

Top Buys

Rank Stock Value
1
PSLV icon
Sprott Physical Silver Trust
PSLV
+$2.24M
2
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.64M
3
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$1.2M
4
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$903K
5
TEVA icon
Teva Pharmaceuticals
TEVA
+$811K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$21.5M
2
AAPL icon
Apple
AAPL
+$4.68M
3
PLTR icon
Palantir
PLTR
+$4.6M
4
MSFT icon
Microsoft
MSFT
+$4.01M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 24.79%
2 Communication Services 10.97%
3 Financials 7.34%
4 Industrials 5.17%
5 Consumer Discretionary 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAB icon
551
Wabtec
WAB
$49.1B
$227K 0.02%
1,138
-329
-22% -$64.9K
ARM icon
552
Arm
ARM
$256B
$226K 0.02%
1,354
-2,186
-62% -$318K
EXG icon
553
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$225K 0.02%
24,366
-372
-2% -$3.3K
ENB icon
554
Enbridge
ENB
$119B
$225K 0.02%
4,586
-500
-10% -$23.5K
FNDX icon
555
Schwab Fundamental US Large Company Index ETF
FNDX
$26.7B
$225K 0.02%
+8,496
New +$216K
HAL icon
556
Halliburton
HAL
$26.9B
$225K 0.02%
9,389
-1,244
-12% -$27.5K
EFAV icon
557
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
$224K 0.02%
2,649
– –
NUV icon
558
Nuveen Municipal Value Fund
NUV
$1.92B
$224K 0.02%
24,863
-1,015
-4% -$8.84K
ROP icon
559
Roper Technologies
ROP
$38.8B
$223K 0.02%
429
+25
+6% +$13.3K
ATO icon
560
Atmos Energy
ATO
$28.8B
$222K 0.02%
+1,264
New +$204K
NRG icon
561
NRG Energy
NRG
$28.3B
$222K 0.02%
1,326
-294
-18% -$45.8K
BAR icon
562
GraniteShares Gold Shares
BAR
$1.36B
$221K 0.02%
+5,550
New +$189K
APH icon
563
Amphenol
APH
$198B
$221K 0.02%
+1,755
New +$193K
VXF icon
564
Vanguard Extended Market ETF
VXF
$30.3B
$219K 0.02%
1,030
-708
-41% -$143K
NET icon
565
Cloudflare
NET
$99B
$219K 0.02%
995
-118
-11% -$24.1K
FTF
566
Franklin Limited Duration Income Trust
FTF
$231M
$219K 0.02%
34,143
+440
+1% +$2.83K
BPAY icon
567
BlackRock Future Financial and Technology ETF
BPAY
$9.57M
$218K 0.02%
+6,552
New +$215K
AMP icon
568
Ameriprise Financial
AMP
$48.3B
$218K 0.02%
445
-46
-9% -$23.6K
HSY icon
569
Hershey
HSY
$35.2B
$218K 0.02%
1,112
-528
-32% -$95.9K
AWP
570
abrdn Global Premier Properties Fund
AWP
$372M
$217K 0.02%
18,572
+1,534
+9% +$18.1K
NKE icon
571
Nike
NKE
$61.9B
$216K 0.02%
3,130
+252
+9% +$18.8K
VBK icon
572
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$216K 0.02%
707
-137
-16% -$39.5K
BLOK icon
573
Amplify Blockchain Technology ETF
BLOK
$1.08B
$216K 0.02%
+2,923
New +$177K
SPTL icon
574
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.4B
$215K 0.02%
7,979
-2,772
-26% -$73.2K
DPG
575
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$215K 0.02%
16,290
+12
+0.1% +$151
21 22
23
24 25

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, SeaCrest Wealth Management held 684 positions worth $948M, up 2.9% from $921M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management withdrew a net $79.6M in Q3 2025, closing 56 positions and reducing 356 holdings. Its most notable exit was GE HealthCare, an estimated $1.02M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Communication Services and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in iPath Series B S&P 500 VIX Short-Term Futures ETN worth $1.38M.

  • SeaCrest Wealth Management's largest Q3 2025 buy was iPath Series B S&P 500 VIX Short-Term Futures ETN: 41,527 shares worth $1.38M.
  • SeaCrest Wealth Management added most to Sprott Physical Silver Trust in Q3 2025, an estimated $2.24M increase.
  • SeaCrest Wealth Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $21.5M.
  • SeaCrest Wealth Management fully exited GE HealthCare in Q3 2025, selling an estimated $1.02M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $948M portfolio in Q3 2025.
  • SeaCrest Wealth Management opened 67 new positions and closed 56 in Q3 2025.
  • SeaCrest Wealth Management's portfolio value rose 2.9% quarter-over-quarter to $948M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2025, filed 13 Nov 2025.