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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$697M
AUM Growth
+$38.3M
Cap. Flow
+$73.7K
Cap. Flow %
0.01%
Top 10 Hldgs %
21.88%
Holding
671
New
50
Increased
251
Reduced
280
Closed
37

Top Buys

Rank Stock Value
1
VHT icon
Vanguard Health Care ETF
VHT
+$2.08M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.73M
3
VDE icon
Vanguard Energy ETF
VDE
+$1.62M
4
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$1.44M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.08M

Top Sells

Rank Stock Value
1
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$5.98M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.13M
3
AAPL icon
Apple
AAPL
+$2.12M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.38M
5
KR icon
Kroger
KR
+$1.19M

Sector Composition

Rank Sector Weight
1 Technology 18.43%
2 Healthcare 10.02%
3 Financials 7.38%
4 Consumer Staples 6.58%
5 Industrials 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHQ
551
Schwab Long-Term US Treasury ETF
SCHQ
$792M
$209K 0.03%
5,929
-79
-1% -$2.81K
EVV
552
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$209K 0.03%
22,227
+1,834
+9% +$17.7K
AIG icon
553
American International
AIG
$41.7B
$209K 0.03%
+3,297
New +$192K
TEI
554
Templeton Emerging Markets Income Fund
TEI
$314M
$208K 0.03%
37,972
-216
-0.6% -$1.04K
BOND icon
555
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.37B
$208K 0.03%
2,295
+50
+2% +$4.5K
NGG icon
556
National Grid
NGG
$80.4B
$207K 0.03%
+3,647
New +$195K
SPLK
557
DELISTED
Splunk Inc
SPLK
$207K 0.03%
+2,406
New +$194K
SWK icon
558
Stanley Black & Decker
SWK
$14.3B
$207K 0.03%
2,751
+31
+1% +$2.42K
PFXF icon
559
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$207K 0.03%
12,361
– –
PFG icon
560
Principal Financial Group
PFG
$24.3B
$206K 0.03%
2,453
-937
-28% -$80.4K
PGX icon
561
Invesco Preferred ETF
PGX
$3.81B
$205K 0.03%
18,292
-129
-0.7% -$1.49K
GLU
562
Gabelli Utility & Income Trust
GLU
$114M
$204K 0.03%
14,500
+3,900
+37% +$55.8K
VALE icon
563
Vale
VALE
$64.1B
$204K 0.03%
+12,030
New +$181K
MATV icon
564
Mativ Holdings
MATV
$481M
$204K 0.03%
9,750
-1,000
-9% -$21.7K
CEG icon
565
Constellation Energy
CEG
$93.8B
$203K 0.03%
2,357
-366
-13% -$32.9K
UFOX
566
Defiance Space and Connective Tech ETF
UFOX
$835M
$202K 0.03%
+6,766
New +$204K
SMCI icon
567
Super Micro Computer
SMCI
$18.4B
$202K 0.03%
+24,570
New +$187K
AJG icon
568
Arthur J. Gallagher & Co
AJG
$64.1B
$202K 0.03%
+1,069
New +$200K
VTR icon
569
Ventas
VTR
$48B
$201K 0.03%
+4,461
New +$188K
VOD icon
570
Vodafone
VOD
$36.3B
$200K 0.03%
19,744
-2,118
-10% -$23.8K
PAA icon
571
Plains All American Pipeline
PAA
$17.3B
$199K 0.03%
16,953
+4,219
+33% +$50K
HNDL icon
572
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$630M
$199K 0.03%
10,174
-10,625
-51% -$210K
HNW
573
DELISTED
Pioneer Diversified High Income Fund
HNW
$199K 0.03%
19,758
+243
+1% +$2.48K
DSL
574
DoubleLine Income Solutions Fund
DSL
$1.22B
$198K 0.03%
17,866
+275
+2% +$3.12K
DMO
575
Western Asset Mortgage Opportunity Fund
DMO
$118M
$195K 0.03%
18,067
+1,776
+11% +$19.3K
21 22
23
24 25

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AOWM
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SWM
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EI
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PIP
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PSCM
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SeaCrest Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, SeaCrest Wealth Management held 671 positions worth $697M, up 5.8% from $659M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SeaCrest Wealth Management's Q4 2022 filing shows 50 new, 251 increased, 280 reduced and 37 closed positions. Its largest new stake was State Street SPDR S&P Aerospace & Defense ETF: 13,683 shares worth $1.51M. The largest sale was Direxion Daily S&P 500 Bear 3x ETF, an estimated $5.98M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Healthcare and Financials.

  • SeaCrest Wealth Management's largest Q4 2022 buy was State Street SPDR S&P Aerospace & Defense ETF: 13,683 shares worth $1.51M.
  • SeaCrest Wealth Management added most to Vanguard Health Care ETF in Q4 2022, an estimated $2.08M increase.
  • SeaCrest Wealth Management's biggest Q4 2022 reduction was Alphabet (Google) Class C, cutting an estimated $2.13M.
  • SeaCrest Wealth Management fully exited Direxion Daily S&P 500 Bear 3x ETF in Q4 2022, selling an estimated $5.98M.
  • SeaCrest Wealth Management's ten largest holdings make up 22% of its $697M portfolio in Q4 2022.
  • SeaCrest Wealth Management opened 50 new positions and closed 37 in Q4 2022.
  • SeaCrest Wealth Management's portfolio value rose 5.8% quarter-over-quarter to $697M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2022, filed 14 Feb 2023.