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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIT
551
DELISTED
CIT Group Inc.
CIT
$266K 0.03%
5,183
+52
+1% +$2.65K
ARKG icon
552
ARK Genomic Revolution ETF
ARKG
$1.57B
$265K 0.03%
4,323
-238
-5% -$16.5K
SYK icon
553
Stryker
SYK
$125B
$265K 0.03%
990
– –
WDAY icon
554
Workday
WDAY
$39.6B
$264K 0.03%
966
+12
+1% +$3.33K
TDG icon
555
TransDigm Group
TDG
$70.2B
$262K 0.03%
412
– –
XLRE icon
556
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
$262K 0.03%
5,050
+400
+9% +$19.2K
MASI
557
DELISTED
Masimo
MASI
$261K 0.03%
890
– –
DOV icon
558
Dover
DOV
$27.6B
$260K 0.03%
1,430
-7
-0.5% -$1.19K
EZM icon
559
WisdomTree US MidCap Fund
EZM
$940M
$260K 0.03%
4,619
– –
LUMN icon
560
Lumen
LUMN
$6.57B
$259K 0.03%
20,642
+589
+3% +$7.5K
ES icon
561
Eversource Energy
ES
$26.9B
$257K 0.03%
2,825
-37
-1% -$3.18K
NGG icon
562
National Grid
NGG
$80.4B
$257K 0.03%
3,943
-1,151
-23% -$67.6K
BHK icon
563
BlackRock Core Bond Trust
BHK
$643M
$256K 0.03%
15,529
+15
+0.1% +$246
MCHP icon
564
Microchip Technology
MCHP
$40.3B
$256K 0.03%
2,936
-14
-0.5% -$1.13K
IHI icon
565
iShares US Medical Devices ETF
IHI
$3.13B
$254K 0.03%
3,854
– –
TSN icon
566
Tyson Foods
TSN
$20.4B
$254K 0.03%
2,916
+210
+8% +$17.3K
UMC icon
567
United Microelectronic
UMC
$47.7B
$254K 0.03%
21,748
+10,042
+86% +$112K
CP icon
568
Canadian Pacific Kansas City
CP
$78.1B
$252K 0.03%
+3,505
New +$256K
IGLB icon
569
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.62B
$251K 0.03%
3,609
+12
+0.3% +$838
IDN icon
570
Intellicheck
IDN
$73.1M
$249K 0.03%
53,945
-3,295
-6% -$22.6K
METV icon
571
Roundhill Ball Metaverse ETF
METV
$209M
$249K 0.03%
+16,395
New +$252K
NAT icon
572
Nordic American Tanker
NAT
$1.38B
$249K 0.03%
147,500
+23,000
+18% +$49.4K
VXF icon
573
Vanguard Extended Market ETF
VXF
$30.3B
$249K 0.03%
1,361
+60
+5% +$11.3K
WELL icon
574
Welltower
WELL
$169B
$249K 0.03%
2,899
+2
+0.1% +$167
BCPC
575
Balchem Corp
BCPC
$5.38B
$248K 0.03%
1,472
– –
21 22
23
24 25

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.