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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$534M
AUM Growth
+$43M
Cap. Flow
+$36.8M
Cap. Flow %
6.89%
Top 10 Hldgs %
19.01%
Holding
573
New
57
Increased
265
Reduced
172
Closed
29

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.97M
2
AMGN icon
Amgen
AMGN
+$1.87M
3
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$1.37M
4
BX icon
Blackstone
BX
+$1.32M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.17M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$2.53M
2
EUSA icon
iShares MSCI USA Equal Weighted ETF
EUSA
+$1.5M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$866K
4
HDV
iShares Core High Dividend ETF
HDV
+$800K
5
CAH icon
Cardinal Health
CAH
+$799K

Sector Composition

Rank Sector Weight
1 Technology 14.61%
2 Financials 9.74%
3 Communication Services 8.82%
4 Healthcare 7.91%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHI icon
551
iShares US Medical Devices ETF
IHI
$3.18B
– –
-5,796
Closed -$233K
KHC icon
552
Kraft Heinz
KHC
$32.7B
– –
-8,723
Closed -$271K
M icon
553
Macy's
M
$6.56B
– –
-9,588
Closed -$206K
MJ icon
554
Amplify Alternative Harvest ETF
MJ
$97.8M
– –
-1,005
Closed -$382K
NTNX icon
555
Nutanix
NTNX
$16.3B
– –
-11,569
Closed -$300K
OEC icon
556
Orion
OEC
$403M
– –
-13,480
Closed -$289K
PBT
557
Permian Basin Royalty Trust
PBT
$1.36B
– –
-15,879
Closed -$96K
IMVP
558
Invesco India ETF
IMVP
$125M
– –
-22,364
Closed -$565K
SEB icon
559
Seaboard Corp
SEB
$4.34B
– –
-142
Closed -$587K
SJT
560
San Juan Basin Royalty Trust
SJT
$120M
– –
-10,326
Closed -$40K
STM icon
561
STMicroelectronics
STM
$45.3B
– –
-18,612
Closed -$328K
SUP
562
DELISTED
Superior Industries International
SUP
– –
-10,000
Closed -$35K
URA icon
563
Global X Uranium ETF
URA
$5.36B
– –
-54,650
Closed -$664K
VCIT icon
564
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
– –
-2,393
Closed -$215K
VUZI icon
565
Vuzix
VUZI
$185M
– –
-22,550
Closed -$92K
VYMI icon
566
Vanguard International High Dividend Yield ETF
VYMI
$20.5B
– –
-9,347
Closed -$574K
WAB icon
567
Wabtec
WAB
$50.3B
– –
-4,463
Closed -$320K
SPLK
568
DELISTED
Splunk Inc
SPLK
– –
-1,611
Closed -$203K
PVG
569
DELISTED
PRETIUM RESOURCES INC.
PVG
– –
-11,300
Closed -$113K
MGLN
570
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-5,285
Closed -$392K
WORK
571
DELISTED
Slack Technologies, Inc.
WORK
– –
-5,987
Closed -$225K
PTLA
572
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-9,200
Closed -$250K
UGAZ
573
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
– –
-1,385
Closed -$227K
19 20 21 22
23

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, SeaCrest Wealth Management held 573 positions worth $534M, up 8.8% from $491M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

SeaCrest Wealth Management deployed $36.8M of net new capital in Q3 2019, opening 57 new positions and adding to 265 existing holdings. Its largest new stake was SPDR Gold MiniShares Trust: 46,527 shares worth $1.37M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $2.53M trimmed.

  • SeaCrest Wealth Management's largest Q3 2019 buy was SPDR Gold MiniShares Trust: 46,527 shares worth $1.37M.
  • SeaCrest Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2019, an estimated $4.97M increase.
  • SeaCrest Wealth Management's biggest Q3 2019 reduction was Schwab International Equity ETF, cutting an estimated $2.53M.
  • SeaCrest Wealth Management fully exited VanEck Gold Miners ETF in Q3 2019, selling an estimated $866K.
  • SeaCrest Wealth Management's ten largest holdings make up 19% of its $534M portfolio in Q3 2019.
  • SeaCrest Wealth Management opened 57 new positions and closed 29 in Q3 2019.
  • SeaCrest Wealth Management's portfolio value rose 8.8% quarter-over-quarter to $534M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2019, filed 15 Oct 2019.