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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+11.79%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$810M
AUM Growth
+$39.9M
Cap. Flow
-$26.2M
Cap. Flow %
-3.24%
Top 10 Hldgs %
28.31%
Holding
664
New
44
Increased
184
Reduced
349
Closed
44

Top Buys

Rank Stock Value
1
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.66M
2
MBLY icon
Mobileye
MBLY
+$1.35M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$1.11M
4
VXF icon
Vanguard Extended Market ETF
VXF
+$866K
5
URA icon
Global X Uranium ETF
URA
+$836K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.2M
2
VDE icon
Vanguard Energy ETF
VDE
+$1.91M
3
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.86M
4
AZO icon
AutoZone
AZO
+$1.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 24.56%
2 Healthcare 8.22%
3 Financials 8.14%
4 Communication Services 7.71%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EL icon
526
Estee Lauder
EL
$30.4B
$244K 0.03%
1,774
-106
-6% -$14.1K
EXG icon
527
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$240K 0.03%
31,325
-147
-0.5% -$1.09K
ALB icon
528
Albemarle
ALB
$13.9B
$239K 0.03%
1,761
-187
-10% -$25.7K
PLTR icon
529
Palantir
PLTR
$295B
$239K 0.03%
14,961
+3,711
+33% +$66.1K
MTB icon
530
M&T Bank
MTB
$35.7B
$239K 0.03%
1,726
-523
-23% -$65.7K
CME icon
531
CME Group
CME
$96.3B
$238K 0.03%
1,193
-19
-2% -$4.05K
RPM icon
532
RPM International
RPM
$13.7B
$237K 0.03%
2,265
+2
+0.1% +$202
ORI icon
533
Old Republic International
ORI
$10.5B
$236K 0.03%
7,909
– –
SRBK icon
534
SR Bancorp
SRBK
$142M
$234K 0.03%
+25,000
New +$224K
RMD icon
535
ResMed
RMD
$30.6B
$233K 0.03%
+1,395
New +$214K
WAB icon
536
Wabtec
WAB
$49.1B
$232K 0.03%
1,851
-108
-6% -$12.2K
ETRN
537
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$232K 0.03%
21,721
+4,035
+23% +$38K
ASML icon
538
ASML
ASML
$626B
$231K 0.03%
329
-46
-12% -$30.4K
IYH icon
539
iShares US Healthcare ETF
IYH
$3.37B
$228K 0.03%
3,920
-60
-2% -$3.27K
IGSB icon
540
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$228K 0.03%
4,465
-2,898
-39% -$146K
NVS icon
541
Novartis
NVS
$297B
$227K 0.03%
2,139
-653
-23% -$63K
MSI icon
542
Motorola Solutions
MSI
$72.3B
$227K 0.03%
735
– –
BDJ icon
543
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$226K 0.03%
28,786
+537
+2% +$4.04K
IAU icon
544
iShares Gold Trust
IAU
$62.9B
$225K 0.03%
5,809
-717
-11% -$26.8K
VT icon
545
Vanguard Total World Stock ETF
VT
$77.1B
$224K 0.03%
2,219
+29
+1% +$2.79K
CWB icon
546
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$224K 0.03%
3,169
+3
+0.1% +$204
FPE icon
547
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$224K 0.03%
13,361
-10,030
-43% -$162K
HTD
548
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$223K 0.03%
11,393
-18,190
-61% -$322K
ENS icon
549
EnerSys
ENS
$6.78B
$222K 0.03%
2,300
– –
DOV icon
550
Dover
DOV
$27.6B
$220K 0.03%
1,489
+23
+2% +$3.22K
20 21
22
23 24

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, SeaCrest Wealth Management held 664 positions worth $810M, up 5.2% from $770M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SeaCrest Wealth Management withdrew a net $26.2M in Q4 2023, closing 44 positions and reducing 349 holdings. Its most notable exit was Schwab Fundamental Emerging Markets Large Company Index ETF, an estimated $644K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in Mobileye worth $1.04M.

  • SeaCrest Wealth Management's largest Q4 2023 buy was Mobileye: 34,255 shares worth $1.04M.
  • SeaCrest Wealth Management added most to State Street SPDR S&P Regional Banking ETF in Q4 2023, an estimated $1.66M increase.
  • SeaCrest Wealth Management's biggest Q4 2023 reduction was Apple, cutting an estimated $2.2M.
  • SeaCrest Wealth Management fully exited Schwab Fundamental Emerging Markets Large Company Index ETF in Q4 2023, selling an estimated $644K.
  • SeaCrest Wealth Management's ten largest holdings make up 28% of its $810M portfolio in Q4 2023.
  • SeaCrest Wealth Management opened 44 new positions and closed 44 in Q4 2023.
  • SeaCrest Wealth Management's portfolio value rose 5.2% quarter-over-quarter to $810M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2023, filed 18 Jan 2024.