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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGX icon
526
Invesco Preferred ETF
PGX
$3.81B
$219K 0.03%
18,421
– –
MLM icon
527
Martin Marietta Materials
MLM
$32.5B
$218K 0.03%
678
– –
ROK icon
528
Rockwell Automation
ROK
$53.2B
$218K 0.03%
1,015
+34
+3% +$7.93K
ES icon
529
Eversource Energy
ES
$26.9B
$216K 0.03%
2,766
-41
-1% -$3.61K
SCHQ
530
Schwab Long-Term US Treasury ETF
SCHQ
$793M
$216K 0.03%
6,008
-19
-0.3% -$750
WY icon
531
Weyerhaeuser
WY
$18.2B
$216K 0.03%
7,548
-3,901
-34% -$133K
BDJ icon
532
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.74B
$215K 0.03%
26,544
-891
-3% -$8.22K
CMI icon
533
Cummins
CMI
$89.6B
$215K 0.03%
1,058
-32
-3% -$6.81K
MCHP icon
534
Microchip Technology
MCHP
$40.8B
$215K 0.03%
3,527
-2
-0.1% -$131
BIV icon
535
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$214K 0.03%
2,912
– –
IWP icon
536
iShares Russell Mid-Cap Growth ETF
IWP
$20.1B
$213K 0.03%
2,716
– –
PFXF icon
537
VanEck Preferred Securities ex Financials ETF
PFXF
$2.44B
$213K 0.03%
12,361
– –
EEM icon
538
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$209K 0.03%
6,001
+450
+8% +$17.6K
SHW icon
539
Sherwin-Williams
SHW
$85.5B
$208K 0.03%
1,014
-62
-6% -$14.7K
WAB icon
540
Wabtec
WAB
$50B
$208K 0.03%
2,561
-61
-2% -$5.39K
PZZA icon
541
Papa John's
PZZA
$1.03B
$206K 0.03%
2,936
– –
ZIM icon
542
ZIM Integrated Shipping Services
ZIM
$3.13B
$206K 0.03%
8,759
+5,326
+155% +$220K
SWK icon
543
Stanley Black & Decker
SWK
$14.8B
$205K 0.03%
2,720
+34
+1% +$3.27K
CCIF
544
Carlyle Credit Income Fund
CCIF
$59.6M
$204K 0.03%
22,907
-781
-3% -$7.35K
CME icon
545
CME Group
CME
$95.5B
$203K 0.03%
1,144
+4
+0.4% +$791
CP icon
546
Canadian Pacific Kansas City
CP
$79.1B
$203K 0.03%
3,040
+19
+0.6% +$1.44K
NHS
547
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$202K 0.03%
25,519
+3,124
+14% +$27.5K
BOND icon
548
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.43B
$201K 0.03%
2,245
+600
+36% +$56.8K
HNW
549
DELISTED
Pioneer Diversified High Income Fund
HNW
$201K 0.03%
19,515
+1,854
+10% +$20.8K
IGV icon
550
iShares Expanded Tech-Software Sector ETF
IGV
$13.8B
$201K 0.03%
4,010
+140
+4% +$7.96K
20 21
22
23 24

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.