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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDA icon
526
Schwab Fundamental US Small Company Index ETF
FNDA
$9.12B
$288K 0.03%
10,372
+24
+0.2% +$661
CNP icon
527
CenterPoint Energy
CNP
$27.7B
$287K 0.03%
10,292
– –
OLN icon
528
Olin
OLN
$2.11B
$286K 0.03%
4,971
+370
+8% +$20.7K
ETV
529
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.7B
$283K 0.03%
16,882
+2,000
+13% +$33K
NEM icon
530
Newmont
NEM
$98.7B
$283K 0.03%
4,563
+83
+2% +$4.7K
XLP icon
531
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$283K 0.03%
3,671
-41
-1% -$2.97K
LYB icon
532
LyondellBasell Industries
LYB
$20B
$282K 0.03%
+3,058
New +$284K
MSI icon
533
Motorola Solutions
MSI
$72.3B
$282K 0.03%
1,036
-6
-0.6% -$1.51K
AXON
534
Axon Enterprise
AXON
$42.5B
$281K 0.03%
1,790
-50
-3% -$8.39K
VGI
535
Virtus Global Multi-Sector Income Fund
VGI
$81.9M
$281K 0.03%
25,135
-324
-1% -$3.77K
VGK icon
536
Vanguard FTSE Europe ETF
VGK
$30.7B
$280K 0.03%
4,099
-10,245
-71% -$693K
HR icon
537
Healthcare Realty
HR
$7.28B
$279K 0.03%
8,342
-49
-0.6% -$1.64K
FOCT icon
538
FT Vest US Equity Buffer ETF October
FOCT
$1.16B
$278K 0.03%
+7,777
New +$273K
AON icon
539
Aon
AON
$76.5B
$277K 0.03%
922
– –
BDJ icon
540
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$277K 0.03%
27,522
+177
+0.6% +$1.78K
IFF icon
541
International Flavors & Fragrances
IFF
$20.2B
$277K 0.03%
1,838
+205
+13% +$29.9K
LIN icon
542
Linde
LIN
$221B
$276K 0.03%
796
-21
-3% -$6.8K
FSK icon
543
FS KKR Capital
FSK
$2.96B
$275K 0.03%
13,118
+798
+6% +$17.2K
CERN
544
DELISTED
Cerner Corp
CERN
$275K 0.03%
2,965
-6,061
-67% -$461K
COF icon
545
Capital One
COF
$128B
$271K 0.03%
1,868
-27
-1% -$4.17K
PFXF icon
546
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$270K 0.03%
12,361
– –
XHB icon
547
State Street SPDR S&P Homebuilders ETF
XHB
$1.6B
$270K 0.03%
3,150
-100
-3% -$8.01K
BIV icon
548
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$269K 0.03%
3,072
+363
+13% +$32.2K
PNQI icon
549
Invesco NASDAQ Internet ETF
PNQI
$528M
$268K 0.03%
6,215
-850
-12% -$39.8K
A icon
550
Agilent Technologies
A
$39.1B
$267K 0.03%
1,672
+50
+3% +$7.79K
20 21
22
23 24

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
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AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.