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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
526
Allstate
ALL
$68B
$266K 0.03%
2,086
+3
+0.1% +$396
IEMG icon
527
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$266K 0.03%
4,303
+3
+0.1% +$191
EMQQ icon
528
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$275M
$265K 0.03%
5,350
– –
AON icon
529
Aon
AON
$76.5B
$263K 0.03%
922
-7
-0.8% -$1.88K
ODFL icon
530
Old Dominion Freight Line
ODFL
$44.1B
$263K 0.03%
1,840
+50
+3% +$6.94K
PFXF icon
531
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$262K 0.03%
12,361
– –
SYK icon
532
Stryker
SYK
$125B
$261K 0.03%
990
– –
AVXL icon
533
Anavex Life Sciences
AVXL
$255M
$260K 0.03%
14,475
+650
+5% +$12.9K
MEC icon
534
Mayville Engineering Co
MEC
$654M
$259K 0.03%
+13,765
New +$236K
ROK icon
535
Rockwell Automation
ROK
$53.4B
$259K 0.03%
882
-13
-1% -$3.99K
BHK icon
536
BlackRock Core Bond Trust
BHK
$643M
$257K 0.03%
15,514
+15
+0.1% +$249
TDG icon
537
TransDigm Group
TDG
$70.2B
$257K 0.03%
412
– –
A icon
538
Agilent Technologies
A
$39.1B
$256K 0.03%
1,622
– –
XLP icon
539
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$256K 0.03%
3,712
+513
+16% +$36.6K
PLUG icon
540
Plug Power
PLUG
$2.87B
$255K 0.03%
9,993
+2,975
+42% +$79.7K
DEO icon
541
Diageo
DEO
$49B
$254K 0.03%
1,313
-30
-2% -$5.81K
CNP icon
542
CenterPoint Energy
CNP
$27.7B
$253K 0.03%
+10,292
New +$263K
SMH icon
543
VanEck Semiconductor ETF
SMH
$65.2B
$253K 0.03%
1,978
+126
+7% +$16.6K
BETZ icon
544
Roundhill Sports Betting & iGaming ETF
BETZ
$49.7M
$251K 0.03%
8,339
-154
-2% -$4.57K
CLOV icon
545
Clover Health Investments
CLOV
$2.2B
$251K 0.03%
34,030
+14,030
+70% +$120K
CM icon
546
Canadian Imperial Bank of Commerce
CM
$108B
$251K 0.03%
4,518
-34
-0.7% -$1.96K
ILMN icon
547
Illumina
ILMN
$31B
$251K 0.03%
635
-20
-3% -$9.2K
NAD icon
548
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$251K 0.03%
16,063
+60
+0.4% +$972
IRBT
549
DELISTED
iRobot
IRBT
$250K 0.03%
3,190
-125
-4% -$10.7K
HR icon
550
Healthcare Realty
HR
$7.28B
$249K 0.03%
8,391
– –
20 21
22
23 24

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AOWM
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EI
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PIP
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PSCM
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SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.