We are live on ! Find out more
SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+9.83%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$624M
AUM Growth
+$45.4M
Cap. Flow
+$2.67M
Cap. Flow %
0.43%
Top 10 Hldgs %
24.11%
Holding
627
New
76
Increased
197
Reduced
260
Closed
46

Top Buys

Rank Stock Value
1
PSLV icon
Sprott Physical Silver Trust
PSLV
+$5.83M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$2.94M
3
PHYS icon
Sprott Physical Gold
PHYS
+$1.67M
4
VIGI icon
Vanguard International Dividend Appreciation ETF
VIGI
+$1.54M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.3M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.08M
2
LM
Legg Mason, Inc.
LM
+$1.3M
3
CSCO icon
Cisco
CSCO
+$1.27M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.26M
5
GLD icon
SPDR Gold Trust
GLD
+$1.19M

Sector Composition

Rank Sector Weight
1 Technology 21.35%
2 Healthcare 9.28%
3 Communication Services 8.71%
4 Consumer Discretionary 6.33%
5 Financials 6.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMF
526
DELISTED
PIMCO Municipal Income Fund
PMF
$187K 0.03%
13,975
– –
MYJ
527
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$186K 0.03%
13,497
– –
ORAN
528
DELISTED
Orange
ORAN
$184K 0.03%
+17,743
New +$205K
ETV
529
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
$183K 0.03%
13,262
– –
LUMN icon
530
Lumen
LUMN
$6.65B
$179K 0.03%
17,785
+3,989
+29% +$41.5K
FCX icon
531
Freeport-McMoran
FCX
$91.5B
$177K 0.03%
11,310
+411
+4% +$5.93K
VLY icon
532
Valley National Bancorp
VLY
$8.02B
$177K 0.03%
25,841
– –
NXJ
533
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$171K 0.03%
12,657
– –
JTD
534
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$170K 0.03%
13,032
+537
+4% +$7.08K
CHY
535
Calamos Convertible and High Income Fund
CHY
$1.02B
$169K 0.03%
14,450
-1,541
-10% -$18.3K
DSM
536
BNY Mellon Strategic Municipal Bond Fund
DSM
$287M
$169K 0.03%
23,197
-565
-2% -$4.23K
NRO
537
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$161K 0.03%
+45,524
New +$166K
ACTG icon
538
Acacia Research
ACTG
$447M
$159K 0.03%
45,900
+17,500
+62% +$68.1K
DBC icon
539
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$155K 0.02%
11,895
-560
-4% -$7.3K
VER
540
DELISTED
VEREIT, Inc.
VER
$153K 0.02%
4,718
– –
ET icon
541
Energy Transfer Partners
ET
$69.8B
$152K 0.02%
28,102
+8,807
+46% +$55.9K
MUJ icon
542
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
$149K 0.02%
10,959
– –
CLM icon
543
Cornerstone Strategic Value Fund
CLM
$2.2B
$147K 0.02%
13,462
+2,089
+18% +$22.4K
THW
544
abrdn World Healthcare Fund
THW
$540M
$146K 0.02%
+10,203
New +$148K
CHW
545
Calamos Global Dynamic Income Fund
CHW
$533M
$145K 0.02%
17,805
-1,386
-7% -$11.1K
RAD
546
DELISTED
Rite Aid Corporation
RAD
$145K 0.02%
15,298
+531
+4% +$7.58K
ASB icon
547
Associated Banc-Corp
ASB
$5.93B
$144K 0.02%
11,394
– –
MVF
548
DELISTED
BlackRock MuniVest Fund
MVF
$144K 0.02%
16,610
– –
EAD
549
Allspring Income Opportunities Fund
EAD
$375M
$142K 0.02%
19,399
+964
+5% +$7.12K
ERC
550
Allspring Multi-Sector Income Fund
ERC
$256M
$138K 0.02%
12,864
+614
+5% +$6.91K
20 21
22
23 24

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, SeaCrest Wealth Management held 627 positions worth $624M, up 7.8% from $579M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2020 filing shows 76 new, 197 increased, 260 reduced and 46 closed positions. Its largest new stake was Sprott Physical Silver Trust: 667,828 shares worth $5.52M. The largest sale was Apple, an estimated $3.08M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q3 2020 buy was Sprott Physical Silver Trust: 667,828 shares worth $5.52M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2020, an estimated $2.94M increase.
  • SeaCrest Wealth Management's biggest Q3 2020 reduction was Apple, cutting an estimated $3.08M.
  • SeaCrest Wealth Management fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $1.3M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $624M portfolio in Q3 2020.
  • SeaCrest Wealth Management opened 76 new positions and closed 46 in Q3 2020.
  • SeaCrest Wealth Management's portfolio value rose 7.8% quarter-over-quarter to $624M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.