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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$534M
AUM Growth
+$43M
Cap. Flow
+$36.8M
Cap. Flow %
6.89%
Top 10 Hldgs %
19.01%
Holding
573
New
57
Increased
265
Reduced
172
Closed
29

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.97M
2
AMGN icon
Amgen
AMGN
+$1.87M
3
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$1.37M
4
BX icon
Blackstone
BX
+$1.32M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.17M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$2.53M
2
EUSA icon
iShares MSCI USA Equal Weighted ETF
EUSA
+$1.5M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$866K
4
HDV
iShares Core High Dividend ETF
HDV
+$800K
5
CAH icon
Cardinal Health
CAH
+$799K

Sector Composition

Rank Sector Weight
1 Technology 14.61%
2 Financials 9.74%
3 Communication Services 8.82%
4 Healthcare 7.91%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACB
526
Aurora Cannabis
ACB
$169M
$118K 0.02%
224
-33
-13% -$24.4K
BOE icon
527
BlackRock Enhanced Global Dividend Trust
BOE
$659M
$116K 0.02%
11,132
-142
-1% -$1.48K
GTX icon
528
Garrett Motion
GTX
$5.39B
$116K 0.02%
+11,658
New +$143K
NMRK icon
529
Newmark Group
NMRK
$2.64B
$113K 0.02%
+12,517
New +$116K
CERS icon
530
Cerus
CERS
$575M
$106K 0.02%
20,600
-300
-1% -$1.61K
ATAXZ
531
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$97K 0.02%
11,900
– –
SIRI icon
532
SiriusXM
SIRI
$11B
$89K 0.02%
1,419
+1
+0.1% +$61
NRO
533
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
$88K 0.02%
16,179
– –
USA icon
534
Liberty All-Star Equity Fund
USA
$1.78B
$81K 0.02%
12,644
-7,000
-36% -$44.2K
MMT
535
Aberdeen Multi-Market Income Fund
MMT
$237M
$71K 0.01%
11,936
-4,909
-29% -$28.8K
SABA
536
Saba Capital Income & Opportunities Fund II
SABA
$220M
$68K 0.01%
+5,560
New +$69.7K
AEG icon
537
Aegon
AEG
$13.3B
$60K 0.01%
15,835
-1,607
-9% -$6.4K
MIN
538
Aberdeen Intermediate Income Fund
MIN
$275M
$50K 0.01%
13,091
– –
ABEV icon
539
Ambev
ABEV
$47.9B
$49K 0.01%
10,500
– –
VSTM icon
540
Verastem
VSTM
$528M
$30K 0.01%
2,057
-754
-27% -$12.2K
NGD
541
DELISTED
New Gold Inc
NGD
$12K ﹤0.01%
12,000
+1,000
+9% +$1.22K
KG
542
Kestrel Group
KG
$66.1M
$8K ﹤0.01%
527
– –
ALIM
543
DELISTED
Alimera Sciences
ALIM
$6K ﹤0.01%
667
– –
VYNT
544
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
$1K ﹤0.01%
73
– –
CAH icon
545
Cardinal Health
CAH
$53.7B
– –
-16,956
Closed -$799K
CLMT icon
546
Calumet Specialty Products
CLMT
$3.7B
– –
-10,990
Closed -$46K
DEM icon
547
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.8B
– –
-11,806
Closed -$527K
EFT
548
Eaton Vance Floating-Rate Income Trust
EFT
$283M
– –
-10,738
Closed -$145K
FTNT icon
549
Fortinet
FTNT
$112B
– –
-15,200
Closed -$234K
GDX icon
550
VanEck Gold Miners ETF
GDX
$22.5B
– –
-33,889
Closed -$866K
19 20 21
22
23

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, SeaCrest Wealth Management held 573 positions worth $534M, up 8.8% from $491M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

SeaCrest Wealth Management deployed $36.8M of net new capital in Q3 2019, opening 57 new positions and adding to 265 existing holdings. Its largest new stake was SPDR Gold MiniShares Trust: 46,527 shares worth $1.37M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $2.53M trimmed.

  • SeaCrest Wealth Management's largest Q3 2019 buy was SPDR Gold MiniShares Trust: 46,527 shares worth $1.37M.
  • SeaCrest Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2019, an estimated $4.97M increase.
  • SeaCrest Wealth Management's biggest Q3 2019 reduction was Schwab International Equity ETF, cutting an estimated $2.53M.
  • SeaCrest Wealth Management fully exited VanEck Gold Miners ETF in Q3 2019, selling an estimated $866K.
  • SeaCrest Wealth Management's ten largest holdings make up 19% of its $534M portfolio in Q3 2019.
  • SeaCrest Wealth Management opened 57 new positions and closed 29 in Q3 2019.
  • SeaCrest Wealth Management's portfolio value rose 8.8% quarter-over-quarter to $534M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2019, filed 15 Oct 2019.