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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-2.16%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$770M
AUM Growth
-$22.3M
Cap. Flow
+$3.65M
Cap. Flow %
0.47%
Top 10 Hldgs %
27.84%
Holding
665
New
36
Increased
264
Reduced
272
Closed
45

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$10.1M
2
VDE icon
Vanguard Energy ETF
VDE
+$1.95M
3
META icon
Meta Platforms (Facebook)
META
+$1.62M
4
NVDA icon
NVIDIA
NVDA
+$1.2M
5
VAL icon
Valaris
VAL
+$1.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.63M
2
GNK icon
Genco Shipping & Trading
GNK
+$1.08M
3
COST icon
Costco
COST
+$1M
4
JNJ icon
Johnson & Johnson
JNJ
+$995K
5
AAPL icon
Apple
AAPL
+$949K

Sector Composition

Rank Sector Weight
1 Technology 23.4%
2 Healthcare 8.07%
3 Communication Services 7.7%
4 Financials 7.3%
5 Energy 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCF
501
High Income Securities Fund
PCF
$98.8M
$255K 0.03%
41,272
+406
+1% +$2.65K
ICSH icon
502
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.07B
$255K 0.03%
5,058
+50
+1% +$2.51K
SWK icon
503
Stanley Black & Decker
SWK
$14.3B
$253K 0.03%
3,026
-477
-14% -$44.2K
BSTZ icon
504
BlackRock Science and Technology Term Trust
BSTZ
$1.95B
$252K 0.03%
15,245
+144
+1% +$2.54K
AJG icon
505
Arthur J. Gallagher & Co
AJG
$64.1B
$251K 0.03%
1,101
+4
+0.4% +$895
SMIG icon
506
Bahl & Gaynor Small/Mid Cap Income Growth ETF
SMIG
$1.53B
$250K 0.03%
+10,974
New +$262K
EVV
507
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$248K 0.03%
27,452
+256
+0.9% +$2.38K
IWP icon
508
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$248K 0.03%
2,716
– –
ARLP icon
509
Alliance Resource Partners
ARLP
$3.34B
$248K 0.03%
+11,006
New +$219K
PLD icon
510
Prologis
PLD
$135B
$247K 0.03%
2,204
-195
-8% -$23.9K
NHS
511
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$247K 0.03%
32,781
+501
+2% +$3.83K
DFNM icon
512
Dimensional National Municipal Bond ETF
DFNM
$2.23B
$246K 0.03%
5,294
– –
CAH icon
513
Cardinal Health
CAH
$53.9B
$246K 0.03%
2,832
+3
+0.1% +$271
CME icon
514
CME Group
CME
$96.3B
$243K 0.03%
1,212
+15
+1% +$2.98K
WY icon
515
Weyerhaeuser
WY
$18B
$243K 0.03%
7,910
+114
+1% +$3.75K
FTA icon
516
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$242K 0.03%
3,729
-439
-11% -$29.7K
CORP icon
517
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$241K 0.03%
2,649
-590
-18% -$55K
IHI icon
518
iShares US Medical Devices ETF
IHI
$3.13B
$241K 0.03%
4,971
-30
-0.6% -$1.59K
GDX icon
519
VanEck Gold Miners ETF
GDX
$22.7B
$234K 0.03%
8,680
-1,512
-15% -$44.6K
CP icon
520
Canadian Pacific Kansas City
CP
$78.1B
$233K 0.03%
3,131
+277
+10% +$22K
EXG icon
521
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$232K 0.03%
31,472
+1
+0% +$8
FLG
522
Flagstar Bank National Association
FLG
$5.93B
$231K 0.03%
6,795
+71
+1% +$2.57K
VCIT icon
523
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$230K 0.03%
3,032
-45
-1% -$3.5K
JQC icon
524
Nuveen Credit Strategies Income Fund
JQC
$704M
$230K 0.03%
45,501
+530
+1% +$2.69K
WHR icon
525
Whirlpool
WHR
$2.43B
$229K 0.03%
1,710
+3
+0.2% +$424
19 20
21
22 23

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, SeaCrest Wealth Management held 665 positions worth $770M, down 2.8% from $792M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SeaCrest Wealth Management's Q3 2023 filing shows 36 new, 264 increased, 272 reduced and 45 closed positions. Its largest new stake was Valaris: 15,999 shares worth $1.2M. The largest sale was Invesco QQQ Trust, an estimated $1.63M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q3 2023 buy was Valaris: 15,999 shares worth $1.2M.
  • SeaCrest Wealth Management added most to Berkshire Hathaway Class B in Q3 2023, an estimated $10.1M increase.
  • SeaCrest Wealth Management's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $1.63M.
  • SeaCrest Wealth Management fully exited Genco Shipping & Trading in Q3 2023, selling an estimated $1.08M.
  • SeaCrest Wealth Management's ten largest holdings make up 28% of its $770M portfolio in Q3 2023.
  • SeaCrest Wealth Management opened 36 new positions and closed 45 in Q3 2023.
  • SeaCrest Wealth Management's portfolio value fell 2.8% quarter-over-quarter to $770M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2023, filed 12 Oct 2023.