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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
501
DELISTED
Paramount Global Class B
PARA
$313K 0.03%
10,373
-4,604
-31% -$159K
AZEK
502
DELISTED
The AZEK Co
AZEK
$312K 0.03%
+6,752
New +$269K
TTE icon
503
TotalEnergies
TTE
$195B
$311K 0.03%
6,287
-7,538
-55% -$375K
FTA icon
504
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$310K 0.03%
4,431
-21
-0.5% -$1.42K
GIGB icon
505
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$966M
$310K 0.03%
5,726
-2,049
-26% -$111K
SCHQ
506
Schwab Long-Term US Treasury ETF
SCHQ
$792M
$309K 0.03%
6,040
+215
+4% +$11K
ROKU icon
507
Roku
ROKU
$21.5B
$308K 0.03%
1,351
+123
+10% +$33.2K
LRCX icon
508
Lam Research
LRCX
$367B
$307K 0.03%
4,270
+400
+10% +$25.1K
NEAR icon
509
iShares Short Maturity Bond ETF
NEAR
$4.83B
$306K 0.03%
6,135
-397
-6% -$19.9K
IEMG icon
510
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$305K 0.03%
5,091
+788
+18% +$48.6K
VT icon
511
Vanguard Total World Stock ETF
VT
$77.1B
$304K 0.03%
2,833
– –
NVG icon
512
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$303K 0.03%
16,886
+102
+0.6% +$1.78K
CHY
513
Calamos Convertible and High Income Fund
CHY
$1.01B
$300K 0.03%
18,567
+1,074
+6% +$17.4K
KEYS icon
514
Keysight
KEYS
$54.5B
$300K 0.03%
1,452
-8
-0.5% -$1.5K
FXR icon
515
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
$299K 0.03%
4,784
+3
+0.1% +$182
WEA
516
Western Asset Premier Bond Fund
WEA
$124M
$299K 0.03%
+20,900
New +$294K
AQN icon
517
Algonquin Power & Utilities
AQN
$4.49B
$296K 0.03%
20,510
+3,595
+21% +$51.5K
MGA icon
518
Magna International
MGA
$18.7B
$296K 0.03%
3,651
-526
-13% -$42.8K
SNY icon
519
Sanofi
SNY
$103B
$296K 0.03%
5,902
+58
+1% +$2.87K
KMI icon
520
Kinder Morgan
KMI
$71.7B
$294K 0.03%
18,550
+764
+4% +$12.7K
AG icon
521
First Majestic Silver
AG
$7.41B
$293K 0.03%
26,400
+7,900
+43% +$95.3K
PCF
522
High Income Securities Fund
PCF
$98.8M
$293K 0.03%
33,890
-16,798
-33% -$147K
ROP icon
523
Roper Technologies
ROP
$38.8B
$292K 0.03%
594
-32
-5% -$15.2K
COIN icon
524
Coinbase
COIN
$38.6B
$291K 0.03%
1,154
-22
-2% -$6.4K
DEO icon
525
Diageo
DEO
$49B
$290K 0.03%
1,319
+6
+0.5% +$1.23K
19 20
21
22 23

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AIC
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OCA
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.