We are live on ! Find out more
SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PENN icon
501
PENN Entertainment
PENN
$2.75B
$289K 0.03%
3,989
+1,189
+42% +$87.4K
VT icon
502
Vanguard Total World Stock ETF
VT
$77.1B
$289K 0.03%
+2,833
New +$297K
NVG icon
503
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$288K 0.03%
16,784
+66
+0.4% +$1.17K
FTA icon
504
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$287K 0.03%
4,452
-19
-0.4% -$1.25K
ETR icon
505
Entergy
ETR
$50.2B
$284K 0.03%
5,714
-138
-2% -$7.39K
MRSH
506
Marsh
MRSH
$90.5B
$283K 0.03%
1,866
-66
-3% -$9.98K
EGP icon
507
EastGroup Properties
EGP
$11.2B
$282K 0.03%
1,691
+1
+0.1% +$174
SNY icon
508
Sanofi
SNY
$103B
$282K 0.03%
5,844
+148
+3% +$7.53K
ROP icon
509
Roper Technologies
ROP
$38.8B
$279K 0.03%
626
+6
+1% +$2.88K
XMLV icon
510
Invesco S&P MidCap Low Volatility ETF
XMLV
$750M
$279K 0.03%
+5,308
New +$288K
JHB
511
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$278K 0.03%
29,640
– –
FXR icon
512
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
$274K 0.03%
4,781
+3
+0.1% +$179
CHY
513
Calamos Convertible and High Income Fund
CHY
$1.01B
$273K 0.03%
17,493
+35
+0.2% +$564
FNDA icon
514
Schwab Fundamental US Small Company Index ETF
FNDA
$9.12B
$273K 0.03%
10,348
-204
-2% -$5.41K
IRM icon
515
Iron Mountain
IRM
$36.4B
$273K 0.03%
6,279
-294
-4% -$13.2K
FSK icon
516
FS KKR Capital
FSK
$2.96B
$272K 0.03%
12,320
– –
COR
517
DELISTED
Coresite Realty Corporation
COR
$272K 0.03%
1,965
+6
+0.3% +$857
NGG icon
518
National Grid
NGG
$80.4B
$269K 0.03%
5,094
+10
+0.2% +$574
AZO icon
519
AutoZone
AZO
$49.2B
$268K 0.03%
158
-5
-3% -$8.02K
BDJ icon
520
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$268K 0.03%
27,345
-3,145
-10% -$31.7K
COIN icon
521
Coinbase
COIN
$38.6B
$268K 0.03%
1,176
+26
+2% +$6.4K
STX icon
522
Seagate
STX
$194B
$268K 0.03%
3,245
-15
-0.5% -$1.3K
DLR icon
523
Digital Realty Trust
DLR
$69.7B
$267K 0.03%
1,846
+153
+9% +$24K
JLL icon
524
Jones Lang LaSalle
JLL
$16.3B
$267K 0.03%
1,075
– –
CIT
525
DELISTED
CIT Group Inc.
CIT
$267K 0.03%
5,131
+613
+14% +$31.4K
19 20
21
22 23

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.