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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$697M
AUM Growth
+$38.3M
Cap. Flow
+$73.7K
Cap. Flow %
0.01%
Top 10 Hldgs %
21.88%
Holding
671
New
50
Increased
251
Reduced
280
Closed
37

Top Buys

Rank Stock Value
1
VHT icon
Vanguard Health Care ETF
VHT
+$2.08M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.73M
3
VDE icon
Vanguard Energy ETF
VDE
+$1.62M
4
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$1.44M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.08M

Top Sells

Rank Stock Value
1
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$5.98M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.13M
3
AAPL icon
Apple
AAPL
+$2.12M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.38M
5
KR icon
Kroger
KR
+$1.19M

Sector Composition

Rank Sector Weight
1 Technology 18.43%
2 Healthcare 10.02%
3 Financials 7.38%
4 Consumer Staples 6.58%
5 Industrials 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVH icon
476
Evolent Health
EVH
$350M
$267K 0.04%
9,500
+400
+4% +$11.5K
BBDC icon
477
Barings BDC
BBDC
$897M
$266K 0.04%
32,699
-1,407
-4% -$12.2K
FNDA icon
478
Schwab Fundamental US Small Company Index ETF
FNDA
$9.4B
$266K 0.04%
11,386
+42
+0.4% +$988
IBN icon
479
ICICI Bank
IBN
$109B
$265K 0.04%
12,101
+1,101
+10% +$24.5K
EFG icon
480
iShares MSCI EAFE Growth ETF
EFG
$17B
$265K 0.04%
+3,162
New +$256K
EQIX icon
481
Equinix
EQIX
$104B
$264K 0.04%
403
-5
-1% -$3.09K
CWB icon
482
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.77B
$262K 0.04%
4,077
-258
-6% -$16.8K
NUV icon
483
Nuveen Municipal Value Fund
NUV
$1.91B
$262K 0.04%
30,466
– –
KEYS icon
484
Keysight
KEYS
$58.3B
$261K 0.04%
1,527
+15
+1% +$2.56K
KEY icon
485
KeyCorp
KEY
$24.8B
$261K 0.04%
14,971
-1,781
-11% -$31.3K
GSBD icon
486
Goldman Sachs BDC
GSBD
$1.01B
$259K 0.04%
18,850
+3,650
+24% +$54.8K
IMCG icon
487
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.07B
$257K 0.04%
4,768
+38
+0.8% +$2.05K
DPG
488
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$256K 0.04%
18,958
+1,114
+6% +$14.7K
IHI icon
489
iShares US Medical Devices ETF
IHI
$3.36B
$256K 0.04%
4,869
-63
-1% -$3.2K
MINT icon
490
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$256K 0.04%
2,592
– –
VCIT icon
491
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$253K 0.04%
3,269
-136
-4% -$10.5K
VDC icon
492
Vanguard Consumer Staples ETF
VDC
$8B
$253K 0.04%
1,322
-140
-10% -$26.3K
CMI icon
493
Cummins
CMI
$87.8B
$253K 0.04%
1,045
-13
-1% -$3.09K
CORP icon
494
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$249K 0.04%
+2,681
New +$248K
SPHD icon
495
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$249K 0.04%
5,681
– –
SGOL icon
496
abrdn Physical Gold Shares ETF
SGOL
$6.96B
$249K 0.04%
14,236
+325
+2% +$5.39K
IJK icon
497
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$249K 0.04%
3,641
+7
+0.2% +$481
NRIM icon
498
Northrim BanCorp
NRIM
$602M
$248K 0.04%
+18,204
New +$230K
NXPI icon
499
NXP Semiconductors
NXPI
$59.9B
$248K 0.04%
1,568
-8
-0.5% -$1.27K
WAB icon
500
Wabtec
WAB
$50.5B
$247K 0.04%
2,478
-83
-3% -$7.93K
18 19
20
21 22

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return
HIGP
Hill Investment Group Partners St. Louis, Missouri $906M AUM 20.13% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, SeaCrest Wealth Management held 671 positions worth $697M, up 5.8% from $659M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SeaCrest Wealth Management's Q4 2022 filing shows 50 new, 251 increased, 280 reduced and 37 closed positions. Its largest new stake was State Street SPDR S&P Aerospace & Defense ETF: 13,683 shares worth $1.51M. The largest sale was Direxion Daily S&P 500 Bear 3x ETF, an estimated $5.98M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Healthcare and Financials.

  • SeaCrest Wealth Management's largest Q4 2022 buy was State Street SPDR S&P Aerospace & Defense ETF: 13,683 shares worth $1.51M.
  • SeaCrest Wealth Management added most to Vanguard Health Care ETF in Q4 2022, an estimated $2.08M increase.
  • SeaCrest Wealth Management's biggest Q4 2022 reduction was Alphabet (Google) Class C, cutting an estimated $2.13M.
  • SeaCrest Wealth Management fully exited Direxion Daily S&P 500 Bear 3x ETF in Q4 2022, selling an estimated $5.98M.
  • SeaCrest Wealth Management's ten largest holdings make up 22% of its $697M portfolio in Q4 2022.
  • SeaCrest Wealth Management opened 50 new positions and closed 37 in Q4 2022.
  • SeaCrest Wealth Management's portfolio value rose 5.8% quarter-over-quarter to $697M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2022, filed 14 Feb 2023.