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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEMG icon
476
iShares Core MSCI Emerging Markets ETF
IEMG
$157B
$253K 0.04%
5,887
+183
+3% +$8.77K
BAX icon
477
Baxter International
BAX
$14.3B
$251K 0.04%
4,666
+378
+9% +$22.7K
CARR icon
478
Carrier Global
CARR
$54B
$251K 0.04%
7,054
-94
-1% -$3.7K
VDC icon
479
Vanguard Consumer Staples ETF
VDC
$7.99B
$251K 0.04%
1,462
-372
-20% -$70.2K
PLUG icon
480
Plug Power
PLUG
$2.9B
$250K 0.04%
11,897
-6,534
-35% -$156K
XYL icon
481
Xylem
XYL
$28.4B
$249K 0.04%
2,850
+24
+0.8% +$2.18K
TDG icon
482
TransDigm Group
TDG
$69.6B
$248K 0.04%
472
+20
+4% +$11.9K
VOD icon
483
Vodafone
VOD
$35.4B
$248K 0.04%
21,862
-2,889
-12% -$40.3K
BUI icon
484
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$726M
$245K 0.04%
12,221
+17
+0.1% +$384
PEO
485
Adams Natural Resources Fund
PEO
$724M
$245K 0.04%
13,077
– –
PFG icon
486
Principal Financial Group
PFG
$24.5B
$245K 0.04%
3,390
-153
-4% -$11K
ADSK icon
487
Autodesk
ADSK
$50.2B
$244K 0.04%
1,309
+3
+0.2% +$606
MOO icon
488
VanEck Agribusiness ETF
MOO
$976M
$244K 0.04%
3,023
+319
+12% +$28.3K
COHR icon
489
Coherent
COHR
$65.5B
$243K 0.04%
6,959
-475
-6% -$22.7K
FTA icon
490
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$242K 0.04%
4,200
-201
-5% -$12.9K
FNDA icon
491
Schwab Fundamental US Small Company Index ETF
FNDA
$9.37B
$241K 0.04%
11,344
-600
-5% -$14.3K
GHY
492
PGIM Global High Yield Fund
GHY
$480M
$239K 0.04%
22,636
+1,126
+5% +$13.1K
IMCG icon
493
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.07B
$238K 0.04%
4,730
+2,196
+87% +$122K
KEYS icon
494
Keysight
KEYS
$57.9B
$238K 0.04%
1,512
+32
+2% +$5.12K
MATV icon
495
Mativ Holdings
MATV
$527M
$237K 0.04%
10,750
– –
MMU
496
Western Asset Managed Municipals Fund
MMU
$548M
$236K 0.04%
24,373
– –
LMBS icon
497
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$235K 0.04%
4,973
-3,938
-44% -$190K
IHI icon
498
iShares US Medical Devices ETF
IHI
$3.32B
$233K 0.04%
4,932
– –
EQIX icon
499
Equinix
EQIX
$104B
$232K 0.04%
408
+5
+1% +$3.27K
FCNCA icon
500
First Citizens BancShares
FCNCA
$25.3B
$232K 0.04%
291
+3
+1% +$2.34K
18 19
20
21 22

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return
HIGP
Hill Investment Group Partners St. Louis, Missouri $906M AUM 20.13% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.