We are live on ! Find out more
SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
476
Biogen
BIIB
$30.8B
$335K 0.04%
1,395
-957
-41% -$246K
GH icon
477
Guardant Health
GH
$21.4B
$334K 0.04%
3,339
-1,980
-37% -$205K
IRM icon
478
Iron Mountain
IRM
$37.3B
$334K 0.04%
6,390
+111
+2% +$5.25K
CWB icon
479
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.77B
$332K 0.04%
4,008
+1
+0% +$86
PDBC icon
480
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.18B
$332K 0.04%
+23,578
New +$464K
AZO icon
481
AutoZone
AZO
$49.4B
$331K 0.04%
158
– –
PJT icon
482
PJT Partners
PJT
$4.38B
$330K 0.04%
4,456
+1
+0% +$80
DLR icon
483
Digital Realty Trust
DLR
$71.7B
$329K 0.04%
1,859
+13
+0.7% +$2.08K
HDV
484
iShares Core High Dividend ETF
HDV
$14.8B
$329K 0.04%
16,295
+40
+0.2% +$784
NUV icon
485
Nuveen Municipal Value Fund
NUV
$1.91B
$326K 0.04%
31,430
+5,700
+22% +$61.9K
VCIT icon
486
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$325K 0.04%
3,499
+89
+3% +$8.33K
SPOT icon
487
Spotify
SPOT
$98.3B
$324K 0.04%
+1,384
New +$346K
TREX icon
488
Trex
TREX
$4.89B
$324K 0.04%
2,399
-18
-0.7% -$2.16K
MRSH
489
Marsh
MRSH
$91.4B
$323K 0.04%
1,861
-5
-0.3% -$831
BEPC icon
490
Brookfield Renewable
BEPC
$6.23B
$321K 0.04%
+8,715
New +$333K
MATV icon
491
Mativ Holdings
MATV
$507M
$321K 0.04%
10,750
+100
+0.9% +$3.29K
RBLX icon
492
Roblox
RBLX
$26.4B
$321K 0.04%
3,109
-95
-3% -$9.23K
USMV icon
493
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
$321K 0.04%
3,973
-2,941
-43% -$228K
XMLV icon
494
Invesco S&P MidCap Low Volatility ETF
XMLV
$751M
$320K 0.04%
5,474
+166
+3% +$9.27K
MMU
495
Western Asset Managed Municipals Fund
MMU
$551M
$319K 0.04%
24,373
– –
FCT
496
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$318K 0.03%
26,338
-1,346
-5% -$16.2K
BAX icon
497
Baxter International
BAX
$14.7B
$316K 0.03%
3,684
-26
-0.7% -$2.09K
BLFY
498
DELISTED
Blue Foundry Bancorp
BLFY
$314K 0.03%
21,493
– –
OKE icon
499
Oneok
OKE
$55.2B
$314K 0.03%
5,347
+1,440
+37% +$89.3K
ROK icon
500
Rockwell Automation
ROK
$49.5B
$314K 0.03%
901
+19
+2% +$6.29K
18 19
20
21 22

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return
HIGP
Hill Investment Group Partners St. Louis, Missouri $906M AUM 20.13% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.