We are live on ! Find out more
SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMU
476
Western Asset Managed Municipals Fund
MMU
$551M
$325K 0.04%
24,373
– –
AXON
477
Axon Enterprise
AXON
$48.9B
$322K 0.04%
1,840
+25
+1% +$4.54K
VCIT icon
478
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$322K 0.04%
3,410
-200
-6% -$19.1K
VUZI icon
479
Vuzix
VUZI
$220M
$322K 0.04%
30,775
-6,075
-16% -$81.2K
NAT icon
480
Nordic American Tanker
NAT
$1.33B
$319K 0.04%
124,500
+66,000
+113% +$166K
CATC
481
DELISTED
CAMBRIDGE BANCORP
CATC
$315K 0.04%
3,583
– –
MGA icon
482
Magna International
MGA
$18.7B
$314K 0.04%
4,177
+1,531
+58% +$126K
ICE icon
483
Intercontinental Exchange
ICE
$83.8B
$310K 0.04%
2,703
+24
+0.9% +$2.85K
NLY icon
484
Annaly Capital Management
NLY
$17.1B
$309K 0.04%
9,163
-1,945
-18% -$67K
XLNX
485
DELISTED
Xilinx Inc
XLNX
$308K 0.04%
2,042
-15
-0.7% -$2.2K
COF icon
486
Capital One
COF
$136B
$307K 0.04%
1,895
+44
+2% +$7.18K
HDV
487
iShares Core High Dividend ETF
HDV
$14.8B
$306K 0.04%
16,255
-50
-0.3% -$968
EVH icon
488
Evolent Health
EVH
$350M
$305K 0.04%
9,851
– –
PAVE icon
489
Global X US Infrastructure Development ETF
PAVE
$15.1B
$303K 0.04%
11,939
+1,301
+12% +$34.3K
VGI
490
Virtus Global Multi-Sector Income Fund
VGI
$82.2M
$300K 0.04%
25,459
-623
-2% -$7.41K
KRE icon
491
State Street SPDR S&P Regional Banking ETF
KRE
$4.74B
$299K 0.04%
4,421
-598
-12% -$38.4K
BAX icon
492
Baxter International
BAX
$14.7B
$298K 0.04%
3,710
-99
-3% -$7.82K
KMI icon
493
Kinder Morgan
KMI
$69.9B
$298K 0.04%
17,786
-1,383
-7% -$23.5K
BLFY
494
DELISTED
Blue Foundry Bancorp
BLFY
$296K 0.04%
+21,493
New +$288K
TV icon
495
Televisa
TV
$1.45B
$296K 0.04%
27,000
-31
-0.1% -$399
AMBA icon
496
Ambarella
AMBA
$3.61B
$293K 0.04%
+1,881
New +$216K
SCHQ
497
Schwab Long-Term US Treasury ETF
SCHQ
$799M
$292K 0.04%
5,825
+215
+4% +$11.1K
CUE icon
498
Cue Biopharma
CUE
$112M
$291K 0.04%
667
– –
EIX icon
499
Edison International
EIX
$27.2B
$291K 0.04%
5,245
+10
+0.2% +$574
NUV icon
500
Nuveen Municipal Value Fund
NUV
$1.91B
$291K 0.04%
+25,730
New +$299K
18 19
20
21 22

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return
HIGP
Hill Investment Group Partners St. Louis, Missouri $906M AUM 20.13% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.