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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-16.4%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$465M
AUM Growth
-$132M
Cap. Flow
-$20M
Cap. Flow %
-4.3%
Top 10 Hldgs %
23.08%
Holding
604
New
49
Increased
184
Reduced
240
Closed
94

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.75M
2
CVS icon
CVS Health
CVS
+$1.38M
3
MSFT icon
Microsoft
MSFT
+$1.15M
4
BA icon
Boeing
BA
+$1.13M
5
NFLX icon
Netflix
NFLX
+$1.05M

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.6M
2
JNUG icon
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
+$3.15M
3
RTX icon
RTX Corp
RTX
+$1.58M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.56M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 18.6%
2 Healthcare 10.55%
3 Communication Services 9.89%
4 Financials 7.59%
5 Consumer Staples 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CERS icon
476
Cerus
CERS
$468M
$105K 0.02%
22,600
+2,000
+10% +$9.06K
PPT
477
Franklin Premier Income Trust
PPT
$329M
$99K 0.02%
21,826
-8,955
-29% -$46K
CHPT icon
478
ChargePoint
CHPT
$152M
$97K 0.02%
500
– –
CHY
479
Calamos Convertible and High Income Fund
CHY
$1.04B
$95K 0.02%
+10,770
New +$116K
ET icon
480
Energy Transfer Partners
ET
$71.2B
$95K 0.02%
20,588
+2,507
+14% +$26.7K
IBN icon
481
ICICI Bank
IBN
$109B
$94K 0.02%
11,000
– –
KRNY icon
482
Kearny Financial
KRNY
$604M
$94K 0.02%
11,000
– –
FCX icon
483
Freeport-McMoran
FCX
$95.5B
$92K 0.02%
13,557
-999
-7% -$10.5K
JPS
484
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$92K 0.02%
12,616
-178
-1% -$1.65K
FT
485
Franklin Universal Trust
FT
$197M
$91K 0.02%
14,823
+184
+1% +$1.36K
PAA icon
486
Plains All American Pipeline
PAA
$16.6B
$91K 0.02%
17,228
-6,039
-26% -$82.8K
USO icon
487
United States Oil Fund
USO
$1.86B
$87K 0.02%
+2,575
New +$198K
SIRI icon
488
SiriusXM
SIRI
$10.1B
$75K 0.02%
1,520
-49
-3% -$3.21K
BSBK icon
489
Bogota Financial
BSBK
$111M
$73K 0.02%
+10,533
New +$104K
USA icon
490
Liberty All-Star Equity Fund
USA
$1.85B
$72K 0.02%
14,944
+3,000
+25% +$18.5K
RTL
491
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$72K 0.02%
11,526
-1,600
-12% -$17.8K
FSK icon
492
FS KKR Capital
FSK
$3.33B
$70K 0.02%
5,799
– –
X
493
DELISTED
US Steel
X
$69K 0.01%
10,976
+100
+0.9% +$838
ATAXZ
494
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$62K 0.01%
11,900
– –
MMT
495
Aberdeen Multi-Market Income Fund
MMT
$239M
$60K 0.01%
11,936
– –
BGC icon
496
BGC Group
BGC
$4.97B
$59K 0.01%
23,409
-12,959
-36% -$63.4K
TAC icon
497
TransAlta
TAC
$3.95B
$59K 0.01%
11,300
-7,700
-41% -$52.2K
SPPI
498
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$47K 0.01%
+20,000
New +$54.7K
MIN
499
Aberdeen Intermediate Income Fund
MIN
$278M
$46K 0.01%
12,873
-218
-2% -$816
NRO
500
Neuberger Real Estate Securities Income Fund Inc
NRO
$188M
$45K 0.01%
15,589
-590
-4% -$2.84K
18 19
20
21 22

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.27% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return
HIGP
Hill Investment Group Partners St. Louis, Missouri $906M AUM 20.13% 1-Year Est. Return

SeaCrest Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, SeaCrest Wealth Management held 604 positions worth $465M, down 22% from $597M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SeaCrest Wealth Management withdrew a net $20M in Q1 2020, closing 94 positions and reducing 240 holdings. Its most notable exit was Direxion Daily Junior Gold Miners Index Bull 2X ETF, an estimated $3.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, SeaCrest Wealth Management opened a new position in ProShares Short S&P500 worth $894K.

  • SeaCrest Wealth Management's largest Q1 2020 buy was ProShares Short S&P500: 8,082 shares worth $894K.
  • SeaCrest Wealth Management added most to Apple in Q1 2020, an estimated $1.75M increase.
  • SeaCrest Wealth Management's biggest Q1 2020 reduction was Schwab US TIPS ETF, cutting an estimated $4.6M.
  • SeaCrest Wealth Management fully exited Direxion Daily Junior Gold Miners Index Bull 2X ETF in Q1 2020, selling an estimated $3.15M.
  • SeaCrest Wealth Management's ten largest holdings make up 23% of its $465M portfolio in Q1 2020.
  • SeaCrest Wealth Management opened 49 new positions and closed 94 in Q1 2020.
  • SeaCrest Wealth Management's portfolio value fell 22% quarter-over-quarter to $465M.

Based on SeaCrest Wealth Management's 13F filing for Q1 2020, filed 13 May 2020.