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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+5.74%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$988M
AUM Growth
+$40.3M
Cap. Flow
+$2.75M
Cap. Flow %
0.28%
Top 10 Hldgs %
33.28%
Holding
680
New
52
Increased
232
Reduced
293
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.14M
2
SFLR icon
Innovator Equity Managed Floor ETF
SFLR
+$1.34M
3
FTCA
Franklin California Municipal Income ETF
FTCA
+$1.25M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.15M
5
MRK icon
Merck
MRK
+$1.08M

Top Sells

Rank Stock Value
1
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.38M
2
NVDA icon
NVIDIA
NVDA
+$1.3M
3
RACE icon
Ferrari
RACE
+$1.26M
4
ARCC icon
Ares Capital
ARCC
+$1.1M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$1.06M

Sector Composition

Rank Sector Weight
1 Technology 23.39%
2 Communication Services 12.22%
3 Financials 6.89%
4 Healthcare 5.32%
5 Industrials 4.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHB icon
26
Schwab US Broad Market ETF
SCHB
$42.9B
$5.37M 0.54%
201,657
-40,613
-17% -$1.06M
PLTR icon
27
Palantir
PLTR
$296B
$5.31M 0.54%
29,211
+453
+2% +$82K
DGRW icon
28
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$5.15M 0.52%
57,085
+1,396
+3% +$124K
PVAL icon
29
Putnam Focused Large Cap Value ETF
PVAL
$13B
$5.09M 0.52%
110,018
+3,778
+4% +$166K
LRCX icon
30
Lam Research
LRCX
$337B
$5.04M 0.51%
24,824
+6,333
+34% +$985K
GEV icon
31
GE Vernova
GEV
$251B
$4.92M 0.5%
7,430
+370
+5% +$225K
AMGN icon
32
Amgen
AMGN
$212B
$4.89M 0.49%
14,314
-270
-2% -$85.6K
SCHV
33
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$4.85M 0.49%
160,813
-2,306
-1% -$67.4K
JNJ icon
34
Johnson & Johnson
JNJ
$643B
$4.82M 0.49%
23,218
+581
+3% +$115K
CAT icon
35
Caterpillar
CAT
$387B
$4.7M 0.48%
7,879
-435
-5% -$242K
HD icon
36
Home Depot
HD
$343B
$4.07M 0.41%
11,656
+27
+0.2% +$9.89K
CVX icon
37
Chevron
CVX
$374B
$4.06M 0.41%
26,172
-562
-2% -$85.6K
NFLX icon
38
Netflix
NFLX
$301B
$4.01M 0.41%
44,240
-3,020
-6% -$326K
JEPQ icon
39
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.6B
$3.96M 0.4%
67,216
+1,999
+3% +$116K
GE icon
40
GE Aerospace
GE
$377B
$3.94M 0.4%
12,175
-365
-3% -$110K
MRK icon
41
Merck
MRK
$326B
$3.91M 0.4%
35,988
+11,454
+47% +$1.08M
IWF icon
42
iShares Russell 1000 Growth ETF
IWF
$119B
$3.82M 0.39%
32,076
+476
+2% +$56.4K
XOM icon
43
ExxonMobil
XOM
$634B
$3.8M 0.39%
32,105
-110
-0.3% -$12.8K
VIG icon
44
Vanguard Dividend Appreciation ETF
VIG
$113B
$3.79M 0.38%
17,038
+163
+1% +$35.6K
SCHF icon
45
Schwab International Equity ETF
SCHF
$65.5B
$3.7M 0.37%
150,145
-2,012
-1% -$47.8K
UJUN icon
46
Innovator US Equity Ultra Buffer ETF June
UJUN
$184M
$3.65M 0.37%
97,411
-3,223
-3% -$119K
XAR icon
47
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.08B
$3.63M 0.37%
13,826
+122
+0.9% +$29K
XLK icon
48
State Street Technology Select Sector SPDR ETF
XLK
$112B
$3.43M 0.35%
23,425
+2,621
+13% +$379K
VO icon
49
Vanguard Mid-Cap ETF
VO
$107B
$3.43M 0.35%
46,388
+6,424
+16% +$467K
WM icon
50
Waste Management
WM
$96.1B
$3.26M 0.33%
15,092
-220
-1% -$46.9K
1
2
3 4 5

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OCA
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AOWM
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SWM
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EI
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PIP
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PSCM
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SeaCrest Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, SeaCrest Wealth Management held 680 positions worth $988M, up 4.2% from $948M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management's Q4 2025 filing shows 52 new, 232 increased, 293 reduced and 48 closed positions. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 25,830 shares worth $2.14M. The largest sale was iPath Series B S&P 500 VIX Short-Term Futures ETN, an estimated $1.38M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Communication Services and Financials.

  • SeaCrest Wealth Management's largest Q4 2025 buy was iShares 1-3 Year Treasury Bond ETF: 25,830 shares worth $2.14M.
  • SeaCrest Wealth Management added most to Merck in Q4 2025, an estimated $1.08M increase.
  • SeaCrest Wealth Management's biggest Q4 2025 reduction was NVIDIA, cutting an estimated $1.3M.
  • SeaCrest Wealth Management fully exited iPath Series B S&P 500 VIX Short-Term Futures ETN in Q4 2025, selling an estimated $1.38M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $988M portfolio in Q4 2025.
  • SeaCrest Wealth Management opened 52 new positions and closed 48 in Q4 2025.
  • SeaCrest Wealth Management's portfolio value rose 4.2% quarter-over-quarter to $988M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2025, filed 12 Jan 2026.