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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+12.56%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$948M
AUM Growth
+$27.1M
Cap. Flow
-$79.6M
Cap. Flow %
-8.39%
Top 10 Hldgs %
32.7%
Holding
684
New
67
Increased
174
Reduced
356
Closed
56

Top Buys

Rank Stock Value
1
PSLV icon
Sprott Physical Silver Trust
PSLV
+$2.24M
2
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.64M
3
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$1.2M
4
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$903K
5
TEVA icon
Teva Pharmaceuticals
TEVA
+$811K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$21.5M
2
AAPL icon
Apple
AAPL
+$4.68M
3
PLTR icon
Palantir
PLTR
+$4.6M
4
MSFT icon
Microsoft
MSFT
+$4.01M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 24.79%
2 Communication Services 10.97%
3 Financials 7.34%
4 Industrials 5.17%
5 Consumer Discretionary 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLTR icon
26
Palantir
PLTR
$296B
$5.28M 0.56%
28,758
-28,392
-50% -$4.6M
VTI icon
27
Vanguard Total Stock Market ETF
VTI
$653B
$5.14M 0.54%
15,486
-889
-5% -$281K
HOOD icon
28
Robinhood
HOOD
$82B
$5.06M 0.53%
33,564
+31
+0.1% +$3.38K
DGRW icon
29
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$4.96M 0.52%
55,689
+6,468
+13% +$561K
SCHV
30
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$4.76M 0.5%
163,119
-7,380
-4% -$210K
PSLV icon
31
Sprott Physical Silver Trust
PSLV
$11.7B
$4.56M 0.48%
276,931
+167,697
+154% +$2.24M
PVAL icon
32
Putnam Focused Large Cap Value ETF
PVAL
$13B
$4.54M 0.48%
106,240
+15,337
+17% +$635K
HD icon
33
Home Depot
HD
$340B
$4.46M 0.47%
11,629
-524
-4% -$206K
GEV icon
34
GE Vernova
GEV
$247B
$4.42M 0.47%
7,060
-47
-0.7% -$28.5K
AMGN icon
35
Amgen
AMGN
$214B
$4.3M 0.45%
14,584
-630
-4% -$183K
JNJ icon
36
Johnson & Johnson
JNJ
$645B
$4.29M 0.45%
22,637
-1,111
-5% -$190K
CAT icon
37
Caterpillar
CAT
$374B
$4.17M 0.44%
8,314
-969
-10% -$414K
CVX icon
38
Chevron
CVX
$382B
$4.11M 0.43%
26,734
+1,754
+7% +$272K
GE icon
39
GE Aerospace
GE
$370B
$3.79M 0.4%
12,540
-1,938
-13% -$530K
JEPQ icon
40
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.4B
$3.76M 0.4%
65,217
-396
-0.6% -$22K
IWF icon
41
iShares Russell 1000 Growth ETF
IWF
$118B
$3.75M 0.4%
31,600
-264
-0.8% -$29.4K
UJUN icon
42
Innovator US Equity Ultra Buffer ETF June
UJUN
$184M
$3.7M 0.39%
100,634
-4,122
-4% -$149K
VIG icon
43
Vanguard Dividend Appreciation ETF
VIG
$112B
$3.68M 0.39%
16,875
-426
-2% -$89.5K
XOM icon
44
ExxonMobil
XOM
$652B
$3.67M 0.39%
32,215
-3,607
-10% -$401K
SCHF icon
45
Schwab International Equity ETF
SCHF
$65.2B
$3.6M 0.38%
152,157
-2,635
-2% -$59.5K
UBER icon
46
Uber
UBER
$144B
$3.58M 0.38%
36,060
-10,438
-22% -$976K
LEU icon
47
Centrus Energy
LEU
$3.26B
$3.52M 0.37%
9,673
-2,193
-18% -$485K
XAR icon
48
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.94B
$3.42M 0.36%
13,704
-1,403
-9% -$306K
ORCL icon
49
Oracle
ORCL
$340B
$3.42M 0.36%
11,848
-1,144
-9% -$291K
WM icon
50
Waste Management
WM
$96.9B
$3.37M 0.36%
15,312
-133
-0.9% -$30K
1
2
3 4 5

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, SeaCrest Wealth Management held 684 positions worth $948M, up 2.9% from $921M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management withdrew a net $79.6M in Q3 2025, closing 56 positions and reducing 356 holdings. Its most notable exit was GE HealthCare, an estimated $1.02M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Communication Services and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in iPath Series B S&P 500 VIX Short-Term Futures ETN worth $1.38M.

  • SeaCrest Wealth Management's largest Q3 2025 buy was iPath Series B S&P 500 VIX Short-Term Futures ETN: 41,527 shares worth $1.38M.
  • SeaCrest Wealth Management added most to Sprott Physical Silver Trust in Q3 2025, an estimated $2.24M increase.
  • SeaCrest Wealth Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $21.5M.
  • SeaCrest Wealth Management fully exited GE HealthCare in Q3 2025, selling an estimated $1.02M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $948M portfolio in Q3 2025.
  • SeaCrest Wealth Management opened 67 new positions and closed 56 in Q3 2025.
  • SeaCrest Wealth Management's portfolio value rose 2.9% quarter-over-quarter to $948M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2025, filed 13 Nov 2025.